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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 25 Institutional holders with a total value of $16,521,479.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Bouchey Financial Group Ltd 415,128 6,171,000 37.35%
2 Gradient Investments LLC 127,896 1,901,000 11.51%
3 Janney Montgomery Scott LLC 97,961 1,456,191 8.81%
4 MORGAN STANLEY 90,951 1,352,000 8.18%
5 Independent Portfolio Consultants, Inc. 87,600 1,302,000 7.88%
6 LPL Financial LLC 55,682 821,000 4.97%
7 Placemark Investments, Inc. 40,724 605,000 3.66%
8 BANK OF AMERICA CORP /DE/ 40,110 596,000 3.61%
9 Cetera Advisor Networks LLC 29,288 435,000 2.63%
10 INVESTMENT CENTERS OF AMERICA INC 25,883 385,000 2.33%
11 Commonwealth Equity Services, Inc 23,962 356,000 2.15%
12 Cambridge Investment Research Advisors, Inc. 15,196 226,000 1.37%
13 Prospera Financial Services Inc 14,185 211,000 1.28%
14 AMERIPRISE FINANCIAL INC 13,323 198,000 1.20%
15 Composition Wealth, LLC 12,900 192,000 1.16%
16 Vantage Investment Advisors, LLC 6,020 89,000 0.54%
17 AMERICAN INTERNATIONAL GROUP, INC. 4,123 61,288 0.37%
18 PRIVATE TRUST CO NA 2,130 32,000 0.19%
19 ROYAL BANK OF CANADA 2,000 30,000 0.18%
20 JFS WEALTH ADVISORS, LLC 1,817 27,000 0.16%
21 M Holdings Securities, Inc. 1,600 24,000 0.15%
22 Westend Capital Management, LLC 1,400 21,000 0.13%
23 Cordasco Financial Network 1,335 20,000 0.12%
24 Creative Planning 303 5,000 0.03%
25 CITIGROUP INC 318 5,000 0.03%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.