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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 23 Institutional holders with a total value of $64,439,743.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 578,225 16,797,000 26.07%
2 AVIANCE CAPITAL MANAGEMENT, LLC 550,708 15,998,000 24.83%
3 NIEMANN CAPITAL MANAGEMENT INC 434,342 12,618,000 19.58%
4 ENVESTNET ASSET MANAGEMENT INC 104,662 3,040,000 4.72%
5 BB&T SECURITIES, LLC 10,400 3,021,000 4.69%
6 UNITED CAPITAL FINANCIAL ADVISORS, LLC 88,506 2,571,000 3.99%
7 RAYMOND JAMES & ASSOCIATES 73,376 2,132,000 3.31%
8 BANK OF AMERICA CORP /DE/ 71,704 2,083,000 3.23%
9 LPL Financial LLC 59,915 1,730,000 2.68%
10 Cetera Advisor Networks LLC 36,016 1,047,000 1.62%
11 Cambridge Investment Research Advisors, Inc. 34,640 1,006,000 1.56%
12 AMERIPRISE FINANCIAL INC 22,964 664,000 1.03%
13 LADENBURG THALMANN FINANCIAL SERVICES INC. 21,319 619,000 0.96%
14 ROYAL BANK OF CANADA 14,772 429,000 0.67%
15 AMERICAN INTERNATIONAL GROUP, INC. 9,630 279,743 0.43%
16 NEXT Financial Group, Inc 3,565 104,000 0.16%
17 UBS AG 3,130 91,000 0.14%
18 Westend Capital Management, LLC 3,000 85,000 0.13%
19 WELLS FARGO & COMPANY/MN 1,967 58,000 0.09%
20 WFG Advisors, LP 1,177 34,000 0.05%
21 Regal Investment Advisors LLC 419 12,000 0.02%
22 Private Advisor Group, LLC 404 12,000 0.02%
23 Creative Planning 297 9,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.