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Institutional Investment Manager
Commonwealth Equity Services, Inc
Commonwealth Equity Services, Inc (CIK: 0001333978) incorporated in Massachusetts, located at 29 Sawyer Road, Waltham, MA. Institutional holdings reported to the SEC.
Institutional Holdings (2017Q1)
Original 13F HR (0001333978-17-000006) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
601 UBS AG JERSEY BRH 96,018 2,802 0.02%
602 PACCAR INC 41,369 2,780 0.02%
603 FLOWERS FOODS INC 143,243 2,780 0.02%
604 FIRSTENERGY CORP 87,194 2,775 0.02%
605 LUMEN TECHNOLOGIES INC 117,633 2,773 0.02%
606 VULCAN MATLS CO 22,949 2,765 0.02%
607 ARCONIC INC 104,640 2,756 0.02%
608 ABERDEEN ASIA PACIFIC INCOM 551,173 2,750 0.02%
609 AIR PRODS & CHEMS INC 20,312 2,748 0.02%
610 PROASSURANCE CORP COM 45,567 2,745 0.02%
611 TPG SPECIALTY LENDING INC 134,617 2,745 0.02%
612 HORMEL FOODS CORP 79,234 2,744 0.02%
613 MARKEL CORP 2,809 2,741 0.02%
614 FOOT LOCKER INC 36,607 2,739 0.02%
615 HANCOCK WHITNEY CORPORATION 59,649 2,717 0.02%
616 CLAYMORE EXCHANGE TRD FD TR 109,938 2,709 0.02%
617 SEAGATE TECHNOLOGY PLC 58,969 2,708 0.02%
618 S&P GLOBAL INC 20,707 2,707 0.02%
619 POTASH CORP SASK INC 157,999 2,699 0.02%
620 TEMPLETON EMERGING COM 240,204 2,697 0.02%
621 FISERV INC 23,248 2,681 0.02%
622 KKR & CO LP COMMON UNITS 146,674 2,674 0.02%
623 ONEOK PARTNERS LP 49,429 2,669 0.02%
624 GUGGENHEIM 1:1 EXC 4/9/18 739371839 21,395 2,664 0.02%
625 FIDELITY 80,719 2,653 0.02%
626 IDEXX LAB 17,161 2,653 0.02%
627 ISHARES TR 32,236 2,635 0.02%
628 GOODYEAR TIRE & RUBR CO 73,166 2,634 0.02%
629 CMS ENERGY CORP 58,719 2,627 0.02%
630 ADAMS DIVERSIFIED EQUITY FD 190,792 2,623 0.02%
631 VANECK VECTORS ETF TR 85,607 2,617 0.02%
632 HOST HOTELS & RESORTS INC 139,911 2,611 0.02%
633 II VI INC 72,108 2,599 0.02%
634 ISHARES TR 25,281 2,599 0.02%
635 SENIOR HOUSING PROPERTIES TRUST 128,072 2,593 0.02%
636 SCHWAB U.S. REIT ETF 63,508 2,590 0.02%
637 ALLIANT ENERGY CORP 65,155 2,581 0.02%
638 POWERSHARES ETF TRUST 75,030 2,577 0.02%
639 SCANA 39,404 2,575 0.02%
640 ZOETIS INC 47,701 2,546 0.02%
641 GAMCO GLOBAL GOLD NAT RES & 453,560 2,538 0.02%
642 PRINCIPAL FIN GROUP 40,180 2,536 0.02%
643 NATIONAL HEALTH INVS INC 34,788 2,527 0.02%
644 VANECK VECTORS ETF TR 21,193 2,523 0.02%
645 WHOLE FOODS MKT INC 84,703 2,517 0.02%
646 POWERSHARES ETF TRUST 86,101 2,514 0.02%
647 AMER STATES WTR CO 56,341 2,496 0.02%
648 DBX ETF TR 92,089 2,492 0.02%
649 NXP SEMICONDUCTORS N V 23,968 2,481 0.02%
650 ISHARES TR 25,682 2,471 0.02%
Page 13 of 49
Restatement filing (0001333978-18-000004) filed in 2018.02.16
#
Name
Shares
Value ($)
%
Options
Notes
1 1st Constitution Bancorp 26,089 481 0.00%
2 22ND CENTY GROUP INC 33,828 40 0.00%
3 2U, Inc. 5,430 215 0.00%
4 3-D SYS CORP DEL 55,532 831 0.01%
5 3M CO 212,370 40,633 0.27%
6 A O SMITH 25,278 1,293 0.01%
7 ABB LTD 38,643 904 0.01%
8 ABBOTT LABS 550,398 24,443 0.16%
9 ABBVIE INC 622,240 40,545 0.27%
10 ABERCROMBIE & FITCH CO 12,563 150 0.00%
11 ABERDEEN ASIA PACIFIC INCOM 551,173 2,750 0.02%
12 ABERDEEN AUSTRALIA EQUITY FD 49,241 298 0.00%
13 ABIOMED INC 1,848 231 0.00%
14 ABSOLUTE SHS TR 14,552 354 0.00%
15 ACACIA COMMUNICATIONS INC 6,378 374 0.00%
16 ACCENTURE PLC IRELAND 86,877 10,415 0.07%
17 ACTIVISION BLIZZARD INC 46,125 2,300 0.02%
18 ADAM NAT RES FD INC 63,027 1,224 0.01%
19 ADAMS DIVERSIFIED EQUITY FD 190,792 2,623 0.02%
20 ADDVANTAGE TECHNOLOGIES GROU 16,645 32 0.00%
21 ADIENT PLC 12,303 894 0.01%
22 ADOBE INC 40,318 5,247 0.04%
23 ADR - Nabriva Therapeutics AG- Usd 12,760 153 0.00%
24 ADVANCE AUTO PARTS INC 7,111 1,054 0.01%
25 ADVANCED ENERGY INDS COM 25,925 1,777 0.01%
26 ADVANCED MICRO DEVICES INC 83,808 1,219 0.01%
27 ADVAXIS INC COM NEW 15,685 128 0.00%
28 ADVENT CLAYMORE CV SECS & INCORPORATED 30,314 475 0.00%
29 ADVISORSHARES TR 11,121 202 0.00%
30 ADVISORSHARES TR 8,533 304 0.00%
31 ADVISORSHARES TR 179,993 1,584 0.01%
32 ADVISORSHARES TR 6,572 430 0.00%
33 AECOM 30,333 1,080 0.01%
34 AEGON N V 41,153 211 0.00%
35 AERCAP HOLDINGS NV 4,465 205 0.00%
36 AES CORP 67,415 754 0.01%
37 AES TRUST III PFD CV 6.75 12,533 640 0.00%
38 AETNA INC NEW 45,509 5,805 0.04%
39 AFFILIATED MANAGERS GROUP 2,491 408 0.00%
40 AFLAC INC 141,230 10,228 0.07%
41 AGILENT TECHNOLOGIES INC 11,806 624 0.00%
42 AGNC INVT CORP 118,201 2,351 0.02%
43 AGNICO EAGLE MINES LTD 9,611 408 0.00%
44 AGREE RLTY CORP COM 19,988 959 0.01%
45 AGRIUM INC 2,106 201 0.00%
46 AIMMUNE THERAPEUTICS INC COM 26,204 569 0.00%
47 AIR PRODS & CHEMS INC 20,312 2,748 0.02%
48 AK STL HLDG CORP 13,944 100 0.00%
49 AKAMAI TECHNOLOGIES INC 8,065 481 0.00%
50 ALAMO GROUP INC 7,596 579 0.00%
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