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Institutional Investment Manager
Commonwealth Equity Services, Inc
Commonwealth Equity Services, Inc (CIK: 0001333978) incorporated in Massachusetts, located at 29 Sawyer Road, Waltham, MA. Institutional holdings reported to the SEC.
Institutional Holdings (2017Q1)
Original 13F HR (0001333978-17-000006) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
1851 QUALYS INC 7,992 303 0.00%
1852 PROVIDENT BANCORP INC 14,375 301 0.00%
1853 HALOZYME THERAPEUTICS INC 23,245 301 0.00%
1854 ALAMOS GOLD INC NEW 37,517 301 0.00%
1855 Kinder Morgan Inc 9.75 Convertible Preferred 6,015 300 0.00%
1856 TRC COS INC 17,158 299 0.00%
1857 ABERDEEN AUSTRALIA EQUITY FD 49,241 298 0.00%
1858 UNIVERSAL HEALTH RLTY INCOME 4,613 298 0.00%
1859 WYNDHAM WORLDWIDE CORP 3,528 297 0.00%
1860 MOHAWK INDS INC 1,295 297 0.00%
1861 JOHN HANCOCK EXCHANGE TRADED 8,642 297 0.00%
1862 KAYNE ANDERSON ENRGY TTL RT FD 23,440 296 0.00%
1863 BOULDER GROWTH & INCOME FUND COM 31,842 296 0.00%
1864 XCERRA CORP COM 33,299 296 0.00%
1865 CYS INVTS INC COM 37,230 296 0.00%
1866 UNION BANKSHARES INC 6,877 295 0.00%
1867 NOBLE CORP PLC 47,691 295 0.00%
1868 RIVERVIEW BANCORP INC 41,109 294 0.00%
1869 DEXCOM INC 3,471 294 0.00%
1870 LOGMEIN INC 3,016 294 0.00%
1871 ASTORIA FINL CORPORATION 14,289 293 0.00%
1872 ETFS PHYSICAL SILVER SHARES 16,465 293 0.00%
1873 DST SYS INC DEL 2,381 292 0.00%
1874 POSCO 4,508 291 0.00%
1875 INVESCO TR INVT GRADE NY MUN 21,572 291 0.00%
1876 DEUTSCHE MULTI-MARKET INCOME TRUST 33,487 291 0.00%
1877 CLAYMORE EXCHANGE TRD FD TR 11,588 290 0.00%
1878 U S G CORP 9,091 289 0.00%
1879 SERVICENOW INC 3,299 289 0.00%
1880 DIREXION NASDAQ-100 EQUAL WEIGHTED INDEX SHARES 3,756 289 0.00%
1881 FIDELITY MERRIMACK STR TR 5,760 288 0.00%
1882 TERADATA CORP DEL 9,255 288 0.00%
1883 GENESIS ENERGY L P 8,896 288 0.00%
1884 WINTRUST FINL CORP COM 4,167 288 0.00%
1885 ZIOPHARM ONCOLOGY INC 45,242 287 0.00%
1886 RYANAIR HLDGS PLC 3,456 287 0.00%
1887 SQUARE INC 16,603 287 0.00%
1888 NEW YORK MTG TR INC 46,448 287 0.00%
1889 PROSHARES TR 8,360 286 0.00%
1890 FIDELITY 10,186 285 0.00%
1891 PowerShares Russell Midcap Equal Wt ETF 6,559 285 0.00%
1892 ARROW ETF TR 15,174 284 0.00%
1893 STAR GROUP L P 30,822 284 0.00%
1894 GRANITE CONSTR INC 5,659 284 0.00%
1895 Forest City Realty Trust Inc 13,000 283 0.00%
1896 POWERSHARES ETF TR II 8,793 283 0.00%
1897 ISHARES INC 8,824 282 0.00%
1898 ELECTRONIC ARTS INC 3,139 281 0.00%
1899 DBX ETF TRUST MSCI JAPAN CURRENCY 7,497 281 0.00%
1900 UBS AG JERSEY BRH 11,823 281 0.00%
Page 38 of 49
Restatement filing (0001333978-18-000004) filed in 2018.02.16
#
Name
Shares
Value ($)
%
Options
Notes
1 1st Constitution Bancorp 26,089 481 0.00%
2 22ND CENTY GROUP INCORPORATED 33,828 40 0.00%
3 2U INC 5,430 215 0.00%
4 3-D SYS CORP DEL 55,532 831 0.01%
5 3M CO 212,370 40,633 0.27%
6 A O SMITH 25,278 1,293 0.01%
7 ABB LTD 38,643 904 0.01%
8 ABBOTT LABS 550,398 24,443 0.16%
9 ABBVIE INC 622,240 40,545 0.27%
10 ABERCROMBIE & FITCH CO 12,563 150 0.00%
11 ABERDEEN ASIA PACIFIC INCOM 551,173 2,750 0.02%
12 ABERDEEN AUSTRALIA EQUITY FD 49,241 298 0.00%
13 ABIOMED INC 1,848 231 0.00%
14 ABSOLUTE SHS TR 14,552 354 0.00%
15 ACACIA COMMUNICATIONS INC 6,378 374 0.00%
16 ACCENTURE PLC IRELAND 86,877 10,415 0.07%
17 ACTIVISION BLIZZARD INC 46,125 2,300 0.02%
18 ADAM NAT RES FD INC 63,027 1,224 0.01%
19 ADAMS DIVERSIFIED EQUITY FD 190,792 2,623 0.02%
20 ADDVANTAGE TECHNOLOGIES GROU 16,645 32 0.00%
21 ADIENT PLC 12,303 894 0.01%
22 ADOBE INC 40,318 5,247 0.04%
23 ADR - Nabriva Therapeutics AG- Usd 12,760 153 0.00%
24 ADVANCE AUTO PARTS INC 7,111 1,054 0.01%
25 ADVANCED ENERGY INDS COM 25,925 1,777 0.01%
26 ADVANCED MICRO DEVICES INC 83,808 1,219 0.01%
27 ADVENT CLAYMORE CV SECS & INCORPORATED 30,314 475 0.00%
28 ADVISORSHARES TR 11,121 202 0.00%
29 ADVISORSHARES TR 8,533 304 0.00%
30 ADVISORSHARES TR 179,993 1,584 0.01%
31 ADVISORSHARES TR 6,572 430 0.00%
32 AECOM 30,333 1,080 0.01%
33 AEGON N V 41,153 211 0.00%
34 AERCAP HOLDINGS NV 4,465 205 0.00%
35 AES CORP 67,415 754 0.01%
36 AES TRUST III 6.75 3.375 PFD 12,533 640 0.00%
37 AETNA INC NEW 45,509 5,805 0.04%
38 AFFILIATED MANAGERS GROUP 2,491 408 0.00%
39 AFLAC INC 141,230 10,228 0.07%
40 AGILENT TECHNOLOGIES INC 11,806 624 0.00%
41 AGNC INVT CORP 118,201 2,351 0.02%
42 AGNICO EAGLE MINES LTD 9,611 408 0.00%
43 AGREE RLTY CORP COM 19,988 959 0.01%
44 AGRIUM INC 2,106 201 0.00%
45 AIMMUNE THERAPEUTICS INC COM 26,204 569 0.00%
46 AIR PRODS & CHEMS INC 20,312 2,748 0.02%
47 AK STL HLDG CORP 13,944 100 0.00%
48 AKAMAI TECHNOLOGIES INC 8,065 481 0.00%
49 ALAMO GROUP INC 7,596 579 0.00%
50 ALAMOS GOLD INC NEW 37,517 301 0.00%
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