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RIVERVIEW BANCORP INC
RIVERVIEW BANCORP INC. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 67 Institutional holders with a total value of $85,846,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Ancora Advisors LLC 1,801,486 12,881,000 15.00%
2 WELLINGTON MANAGEMENT GROUP LLP 1,470,714 10,516,000 12.25%
3 DIMENSIONAL FUND ADVISORS LP 1,212,884 8,672,000 10.10%
4 DEPRINCE RACE & ZOLLO INC 1,082,621 7,741,000 9.02%
5 PL Capital Advisors, LLC 714,530 5,109,000 5.95%
6 MALTESE CAPITAL MANAGEMENT LLC 702,800 5,025,000 5.85%
7 Elizabeth Park Capital Advisors, Ltd. 667,045 4,769,000 5.56%
8 BANC FUNDS CO LLC 516,574 3,694,000 4.30%
9 ALLIANCEBERNSTEIN L.P. 419,607 3,000,000 3.49%
10 CONTINENTAL ADVISORS LLC 289,577 2,070,000 2.41%
11 THB ASSET MANAGEMENT 260,779 1,864,000 2.17%
12 VANGUARD GROUP INC 251,290 1,797,000 2.09%
13 BRIDGEWAY CAPITAL MANAGEMENT, LLC 229,684 1,642,000 1.91%
14 STIFEL FINANCIAL CORP 189,506 1,357,000 1.58%
15 JACOBS ASSET MANAGEMENT, LLC 172,700 1,235,000 1.44%
16 BlackRock Finance, Inc. 170,872 1,222,000 1.42%
17 GEODE CAPITAL MANAGEMENT, LLC 169,305 1,210,000 1.41%
18 MILLENNIUM MANAGEMENT LLC 162,065 1,159,000 1.35%
19 RENAISSANCE TECHNOLOGIES LLC 106,900 764,000 0.89%
20 Municipal Employees' Retirement System of Michigan 103,820 742,000 0.86%
21 MORGAN STANLEY 100,746 721,000 0.84%
22 ACADIAN ASSET MANAGEMENT LLC 71,931 514,000 0.60%
23 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 69,355 496,000 0.58%
24 Hillsdale Investment Management Inc. 67,700 484,000 0.56%
25 DEUTSCHE BANK AG\ 62,806 449,000 0.52%
26 WEDGE CAPITAL MANAGEMENT L L P/NC 51,300 367,000 0.43%
27 NORTHERN TRUST CORP 51,006 364,000 0.42%
28 SUSQUEHANNA INTERNATIONAL GROUP, LLP 41,270 295,000 0.34%
29 Commonwealth Equity Services, Inc 41,109 294,000 0.34%
30 Bank of New York Mellon Corp 40,552 290,000 0.34%
31 Cambridge Investment Research Advisors, Inc. 40,431 289,000 0.34%
32 Polaris Wealth Advisory Group, LLC 40,042 286,000 0.33%
33 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 40,027 286,000 0.33%
34 MAI Capital Management 35,979 257,000 0.30%
35 BEESE FULMER INVESTMENT MANAGEMENT, INC. 35,600 255,000 0.30%
36 Spark Investment Management LLC 34,400 245,000 0.29%
37 JPMORGAN CHASE & CO 33,417 239,000 0.28%
38 LADENBURG THALMANN FINANCIAL SERVICES INC. 33,105 237,000 0.28%
39 LPL Financial LLC 30,410 223,000 0.26%
40 GLOBEFLEX CAPITAL L P 28,397 203,000 0.24%
41 EAGLE GLOBAL ADVISORS LLC 28,281 202,000 0.24%
42 CONTEXT BH CAPITAL MANAGEMENT, LP 26,617 190,000 0.22%
43 Segantii Capital Management Ltd 25,978 186,000 0.22%
44 WEDBUSH SECURITIES INC 24,000 172,000 0.20%
45 BADGLEY PHELPS & BELL INC 24,000 172,000 0.20%
46 BNP Paribas Asset Management Holding S.A. 22,161 158,000 0.18%
47 BARCLAYS PLC 21,677 155,000 0.18%
48 ClariVest Asset Management LLC 21,063 150,000 0.17%
49 GSA CAPITAL PARTNERS LLP 19,400 139,000 0.16%
50 GOLDMAN SACHS GROUP INC 18,776 134,000 0.16%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.