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Institutional Investment Manager
Commonwealth Equity Services, Inc
Commonwealth Equity Services, Inc (CIK: 0001333978) incorporated in Massachusetts, located at 29 Sawyer Road, Waltham, MA. Institutional holdings reported to the SEC.
Institutional Holdings (2017Q1)
Original 13F HR (0001333978-17-000006) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
1 BIO Path Holdings Inc 374,398 310 0.00%
2 Bard C R 12,661 3,147 0.02%
3 Bristol-Myers Squibb Co 9,057 615 0.00%
4 Brown & Brown Inc 12,875 537 0.00%
5 Campbell Soup Co 35,153 2,012 0.01%
6 Energy Transfer Partners 164,164 5,995 0.04%
7 Equifax Inc 12,914 1,766 0.01%
8 Essex Property Trust Inc 1,972 457 0.00%
9 Expeditors International WA 17,312 978 0.01%
10 Federated Investors Inc. B 457,882 12,061 0.08%
11 Gallagher Arthur J & Co 29,535 1,670 0.01%
12 Legg Mason Inc. 15,645 565 0.00%
13 McCormick & Co 45,392 4,428 0.03%
14 Milestone Scientific Inc (MLSS) 69,097 93 0.00%
15 PPG Industries Inc 77,856 8,181 0.05%
16 Pinnacle West Capital Cp 15,578 1,299 0.01%
17 South Jersey Industries 32,975 1,176 0.01%
18 Sun Communitie 13,979 1,123 0.01%
19 Sunoco Logistics Ptnr Lp 42,177 1,030 0.01%
20 Vanguard Information Technolog 105,168 14,264 0.10%
21 Vanguard Mid-Cap ETF 477,489 66,486 0.45%
22 Western Union 51,971 1,058 0.01%
23 Willis Towers Watson PLC 7,546 988 0.01%
24 Xilinx Inc 24,498 1,418 0.01%
25 1ST CONSTITUTION BANCORP 26,089 481 0.00%
26 22ND CENTURY GROUP INC 33,828 40 0.00%
27 2U INC 5,430 215 0.00%
28 3-D SYS CORP DEL 55,532 831 0.01%
29 3M COMPANY 212,370 40,633 0.27%
30 ABBOTT LABORATORIES 550,398 24,443 0.16%
31 ABBVIE INC. 622,240 40,545 0.27%
32 ABERCROMBIE & FITCH CO 12,563 150 0.00%
33 ABERDEEN ASIA PACIFIC 551,173 2,750 0.02%
34 ABERDEEN AUSTRALIA EQTY FD I 49,241 298 0.00%
35 ABIOMED INC 1,848 231 0.00%
36 ABRAXAS PETE CORP 18,503 37 0.00%
37 ABSOLUTE SHS TR 14,552 354 0.00%
38 ACACIA COMMUNICATIONS INC 6,378 374 0.00%
39 ACCENTURE PLC IRELAND 86,877 10,415 0.07%
40 ACTIVISION BLIZZARD INC 46,125 2,300 0.02%
41 ADAMS DIVERSIFIED EQUITY FD 190,792 2,623 0.02%
42 ADAMS NATURAL RESOURCES FUND 63,027 1,224 0.01%
43 ADDVANTAGE TECHNOLOGIES GP I 16,645 32 0.00%
44 ADIENT PLC 12,303 894 0.01%
45 ADOBE SYSTEMS INC DEL 40,318 5,247 0.04%
46 ADR - Nabriva Therapeutics AG- Usd 12,760 153 0.00%
47 ADVANCE AUTO PARTS INC 7,111 1,054 0.01%
48 ADVANCED ENERGY INDS INC 25,925 1,777 0.01%
49 ADVANCED MICRO DEVICES 83,808 1,219 0.01%
50 ADVAXIS INC COM NEW 15,685 128 0.00%
Page 1 of 49
Restatement filing (0001333978-18-000004) filed in 2018.02.16
#
Name
Shares
Value ($)
%
Options
Notes
2151 BLACKROCK ENH CAP & INC FD I 13,872 199 0.00%
2152 POWERSHS WINDERHILL PBW 49,799 199 0.00%
2153 COVANTA HLDG CORP 12,620 198 0.00%
2154 GOLDEN MINERALS CO 313,518 198 0.00%
2155 FLAHERTY & CRUMRINE PFO 16,633 198 0.00%
2156 BLACKROCK INVT QUALITY MUN T COM 13,649 198 0.00%
2157 INVESCO MUNI INCOME OPP TRST 26,186 197 0.00%
2158 MEDLEY CAPITAL CORP 25,569 197 0.00%
2159 NORTHEAST BANCORP 12,650 194 0.00%
2160 TEKLA WORLD HLTHCARE 13,518 194 0.00%
2161 PENNANTPARK INVT CORP 23,755 193 0.00%
2162 EATON VANCE NEW YORK MUN BD 15,500 191 0.00%
2163 MFS CHARTER INCOME TR 22,238 191 0.00%
2164 MFS MULTIMARKET INCOME T 31,227 191 0.00%
2165 FAIRMOUNT SANTROL HLDGS INC 25,875 190 0.00%
2166 AMERICAN EAGLE OUTFITTERS 13,535 190 0.00%
2167 CONSOL ENERGY INC 11,259 189 0.00%
2168 INVESCO TR INVT GRADE MUNS 14,480 188 0.00%
2169 SUPERVALU INC 48,638 188 0.00%
2170 PROSPECT CAPITAL CORP 190,000 188 0.00%
2171 HARSCO CORP COM 14,708 188 0.00%
2172 TIDEWATER INC 162,134 186 0.00%
2173 DIREXION SHS ETF TR 20,590 185 0.00%
2174 Collegium Pharmaceutical Inc 18,391 185 0.00%
2175 DUFF & PHELPS UTIL CORP BD T COM 19,903 183 0.00%
2176 BLACKROCK INCOME TR INC 29,372 182 0.00%
2177 NUVEEN MD QUAL MUN INC 14,306 181 0.00%
2178 NAPCO SEC TECHNOLOGIES INC 17,608 180 0.00%
2179 CAPITOL FEDERAL FINANCIAL IN 12,334 180 0.00%
2180 FIRST TR/ABERDEEN EMERG OPT 11,791 180 0.00%
2181 CLEARBRIDGE ENERGY RETRN 13,233 180 0.00%
2182 UNITED STATES BRENT OIL(BNO) 12,410 180 0.00%
2183 GOPRO INC 20,565 179 0.00%
2184 TENET HEALTHCARE CORP 10,124 179 0.00%
2185 AMERICA FIRST MULTIFAMILY IN 31,911 179 0.00%
2186 ICICI BANK LTD ADR 20,703 178 0.00%
2187 PENNEY J C INC 28,844 178 0.00%
2188 MSB FINANCIAL CORP OF MARYLAND 10,724 177 0.00%
2189 NUVEEN FLEXIBLE INVT INCOME FD 10,454 177 0.00%
2190 Western Asset Mortgage Capital Corp 18,141 177 0.00%
2191 VOYA PRIME RT SBI 32,374 175 0.00%
2192 MFS MUN INCOME TR 25,135 175 0.00%
2193 BLACKROCK MUNIYIELD PA QLTY 12,384 175 0.00%
2194 NUVEEN ENHNCD MUN VAL FD 12,420 174 0.00%
2195 Energous Corp 11,170 174 0.00%
2196 GERON CORP 75,667 172 0.00%
2197 NEW GOLD INC CDA 57,587 172 0.00%
2198 ENERPLUS CORP 21,417 172 0.00%
2199 ENCANA CORP 14,639 171 0.00%
2200 BOSTON PRIV FINL HLG 10,365 170 0.00%
Page 44 of 49