| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | LAZARD ASSET MANAGEMENT LLC | 804,673 | 12,279,000 | 42.52% | ||
| 2 | 1607 Capital Partners, LLC | 344,060 | 5,250,000 | 18.18% | ||
| 3 | WELLS FARGO & COMPANY/MN | 270,499 | 4,128,000 | 14.30% | ||
| 4 | MORGAN STANLEY | 159,927 | 2,441,000 | 8.45% | ||
| 5 | ROYAL BANK OF CANADA | 77,625 | 1,185,000 | 4.10% | ||
| 6 | Gramercy Funds Management LLC | 48,300 | 737,000 | 2.55% | ||
| 7 | CORNERSTONE ADVISORS INC | 46,549 | 710,000 | 2.46% | ||
| 8 | LPL Financial LLC | 34,781 | 536,000 | 1.86% | ||
| 9 | CITIGROUP INC | 31,527 | 481,000 | 1.67% | ||
| 10 | Raymond James Financial Services Advisors, Inc. | 19,937 | 304,000 | 1.05% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 18,440 | 281,000 | 0.97% | ||
| 12 | Commonwealth Equity Services, Inc | 11,791 | 180,000 | 0.62% | ||
| 13 | Advisors Asset Management, Inc. | 11,554 | 176,000 | 0.61% | ||
| 14 | BENJAMIN F. EDWARDS & COMPANY, INC. | 10,663 | 163,000 | 0.56% | ||
| 15 | ASSETMARK, INC | 625 | 10,000 | 0.03% | ||
| 16 | FIFTH THIRD BANCORP | 560 | 9,000 | 0.03% | ||
| 17 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 193 | 3,000 | 0.01% | ||
| 18 | US BANCORP \DE\ | 190 | 3,000 | 0.01% | ||
| 19 | HOWE & RUSLING INC | 83 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
