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Institutional Investment Manager
Commonwealth Equity Services, Inc
Commonwealth Equity Services, Inc (CIK: 0001333978) incorporated in Massachusetts, located at 29 Sawyer Road, Waltham, MA. Institutional holdings reported to the SEC.
Institutional Holdings (2017Q1)
Original 13F HR (0001333978-17-000006) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
1 1st Constitution Bancorp 26,089 481 0.00%
2 22ND CENTY GROUP INC 33,828 40 0.00%
3 2U, Inc. 5,430 215 0.00%
4 3-D SYS CORP DEL 55,532 831 0.01%
5 3M CO 212,370 40,633 0.27%
6 A O SMITH 25,278 1,293 0.01%
7 ABB LTD 38,643 904 0.01%
8 ABBOTT LABS 550,398 24,443 0.16%
9 ABBVIE INC 622,240 40,545 0.27%
10 ABERCROMBIE & FITCH CO 12,563 150 0.00%
11 ABERDEEN ASIA PACIFIC INCOM 551,173 2,750 0.02%
12 ABERDEEN AUSTRALIA EQUITY FD 49,241 298 0.00%
13 ABIOMED INC 1,848 231 0.00%
14 ABSOLUTE SHS TR 14,552 354 0.00%
15 ACACIA COMMUNICATIONS INC 6,378 374 0.00%
16 ACCENTURE PLC IRELAND 86,877 10,415 0.07%
17 ACTIVISION BLIZZARD INC 46,125 2,300 0.02%
18 ADAM NAT RES FD INC 63,027 1,224 0.01%
19 ADAMS DIVERSIFIED EQUITY FD 190,792 2,623 0.02%
20 ADDVANTAGE TECHNOLOGIES GROU 16,645 32 0.00%
21 ADIENT PLC 12,303 894 0.01%
22 ADOBE INC 40,318 5,247 0.04%
23 ADR - Nabriva Therapeutics AG- Usd 12,760 153 0.00%
24 ADVANCE AUTO PARTS INC 7,111 1,054 0.01%
25 ADVANCED ENERGY INDS COM 25,925 1,777 0.01%
26 ADVANCED MICRO DEVICES INC 83,808 1,219 0.01%
27 ADVAXIS INC COM NEW 15,685 128 0.00%
28 ADVENT CLAYMORE CV SECS & INCORPORATED 30,314 475 0.00%
29 ADVISORSHARES TR 179,993 1,584 0.01%
30 ADVISORSHARES TR 8,533 304 0.00%
31 ADVISORSHARES TR 11,121 202 0.00%
32 ADVISORSHARES TR 6,572 430 0.00%
33 AECOM 30,333 1,080 0.01%
34 AEGON N V 41,153 211 0.00%
35 AERCAP HOLDINGS NV 4,465 205 0.00%
36 AES CORP 67,415 754 0.01%
37 AES TRUST III PFD CV 6.75 12,533 640 0.00%
38 AETNA INC NEW 45,509 5,805 0.04%
39 AFFILIATED MANAGERS GROUP 2,491 408 0.00%
40 AFLAC INC 141,230 10,228 0.07%
41 AGILENT TECHNOLOGIES INC 11,806 624 0.00%
42 AGNC INVT CORP 118,201 2,351 0.02%
43 AGNICO EAGLE MINES LTD 9,611 408 0.00%
44 AGREE RLTY CORP COM 19,988 959 0.01%
45 AGRIUM INC 2,106 201 0.00%
46 AIMMUNE THERAPEUTICS INC COM 26,204 569 0.00%
47 AIR PRODS & CHEMS INC 20,312 2,748 0.02%
48 AK STL HLDG CORP 13,944 100 0.00%
49 AKAMAI TECHNOLOGIES INC 8,065 481 0.00%
50 ALAMO GROUP INC 7,596 579 0.00%
Page 1 of 49
Restatement filing (0001333978-18-000004) filed in 2018.02.16
#
Name
Shares
Value ($)
%
Options
Notes
2301 ZYNGA INC 27,410 78 0.00%
2302 SUMMER INFANT INC 39,426 75 0.00%
2303 MCDERMOTT INTL INC 10,949 74 0.00%
2304 CALUMET SPECIALTY PRODS PTNR 19,509 74 0.00%
2305 ELEMENTS ROGERS INTERNATIONAL COMMODITY INDEX-TOTAL RETURN ETN 14,447 73 0.00%
2306 ORGANOVO HLDGS INC 22,466 71 0.00%
2307 FIFTH STREET FINANCE CORP 14,729 68 0.00%
2308 KERYX BIOPHARMACEUTICALS INCORPORATED 10,684 66 0.00%
2309 SUNRUN INC 11,647 63 0.00%
2310 IMMUNOGEN INC 15,639 61 0.00%
2311 WELLS FARGO GLOBAL DIVID OPP 10,342 60 0.00%
2312 OHA INVT CORP 38,755 60 0.00%
2313 IAMGOLD CORP 14,542 58 0.00%
2314 R1 RCM INC 18,500 57 0.00%
2315 AZURRX BIOPHARMA 14,247 55 0.00%
2316 PENN WEST PETE LTD NEW 32,545 55 0.00%
2317 PENGROWTH ENERGY CORP 53,757 54 0.00%
2318 GOLDEN STAR RES LTD CDA 62,269 53 0.00%
2319 RELM WIRELESS CORP 10,524 53 0.00%
2320 BIOLINERX LTD 55,000 53 0.00%
2321 CHAMPIONS ONCOLOGY INC 16,653 53 0.00%
2322 TERRAVIA HLDGS INC COM 71,802 52 0.00%
2323 NEVSUN RES LTD 20,432 52 0.00%
2324 KINROSS GOLD CORP 14,916 52 0.00%
2325 PROTALIX BIOTHERAPEUTICS INC 37,750 51 0.00%
2326 Teekay Offshore Partners LP 10,009 51 0.00%
2327 ELDORADO GOLD CORP NEW 14,088 48 0.00%
2328 REAL GOODS SOLAR INC 34,503 48 0.00%
2329 CATALYST PHARMACEUTICALS INC 24,090 47 0.00%
2330 WESTPORT FUEL SYSTEMS INC 47,569 46 0.00%
2331 TANZANIAN ROYALTY EXPL CORP 106,565 46 0.00%
2332 FUSION TELECOMM INTL INC 28,304 45 0.00%
2333 CELLDEX THERAPEUTICS INC NEW 12,023 43 0.00%
2334 FUEL TECH INC 42,215 43 0.00%
2335 ROYAL BANK OF CANADA 40,000 42 0.00%
2336 ATLANTIC PWR CORP 15,602 41 0.00%
2337 MICRON SOLUTIONS INC 10,000 40 0.00%
2338 22ND CENTY GROUP INC 33,828 40 0.00%
2339 PROPHASE LABS INC 17,500 40 0.00%
2340 DANAHER CORP DEL LYON 01/21 12,000 39 0.00%
2341 SEADRILL LIMITED 23,757 39 0.00%
2342 PARKER DRILLING COMPANY 21,410 37 0.00%
2343 Abraxas Petroleum Corp 18,503 37 0.00%
2344 ENERGY FOCUS INC COM NEW 10,957 36 0.00%
2345 FUELCELL ENERGY INC 26,120 36 0.00%
2346 Arena Pharmaceuticals, Inc 24,071 35 0.00%
2347 CREDIT SUISSE ASSET MGMT INC 10,680 35 0.00%
2348 DENBURY RESOURCES INC 13,038 34 0.00%
2349 PLURISTEM THERAPEUTICS INC 27,516 34 0.00%
2350 GLU MOBILE INC 15,100 34 0.00%
Page 47 of 49