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Institutional Investment Manager
Commonwealth Equity Services, Inc
Commonwealth Equity Services, Inc (CIK: 0001333978) incorporated in Massachusetts, located at 29 Sawyer Road, Waltham, MA. Institutional holdings reported to the SEC.
Institutional Holdings (2017Q1)
Original 13F HR (0001333978-17-000006) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 4,346,303 494,609 3.31%
2 ISHARES TR 4,134,957 475,272 3.18%
3 VANGUARD TAX-MANAGED FDS 9,339,170 367,029 2.46%
4 APPLE INC 2,549,443 366,253 2.45%
5 VANGUARD INDEX FDS 1,857,375 225,337 1.51%
6 ISHARES TR 850,814 201,873 1.35%
7 SPDR S&P 500 ETF TR 850,785 200,564 1.34%
8 EXXON MOBIL CORP 2,048,805 168,022 1.13%
9 GENERAL ELECTRIC CO 5,227,036 155,766 1.04%
10 BERKSHIRE HATHAWAY INC DEL 912,460 152,089 1.02%
11 JOHNSON & JOHNSON 1,199,588 149,409 1.00%
12 AT&T INC 3,480,265 144,605 0.97%
13 POWERSHARES QQQ TRUST 1,078,563 142,780 0.96%
14 ISHARES TR 1,297,190 134,596 0.90%
15 ISHARES TR 1,858,395 128,527 0.86%
16 ISHARES TR 1,547,264 128,407 0.86%
17 VERIZON COMMUNICATIONS INC 2,563,486 124,970 0.84%
18 ISHARES TR 709,440 121,470 0.81%
19 FS KKR CAPITAL CORP COM 12,108,525 118,664 0.79%
20 PROCTER AND GAMBLE CO 1,318,817 118,496 0.79%
21 VANGUARD INDEX FDS 948,912 115,445 0.77%
22 VANGUARD INTL EQUITY INDEX F 2,867,564 113,900 0.76%
23 ISHARES TR 945,462 111,716 0.75%
24 VANGUARD SPECIALIZED PORTFOL 1,181,949 106,304 0.71%
25 MICROSOFT CORP 1,589,981 104,716 0.70%
26 VANGUARD INDEX FDS 475,334 102,838 0.69%
27 VANGUARD INDEX FDS 1,049,449 100,086 0.67%
28 ISHARES TR 706,659 92,940 0.62%
29 RYDEX ETF TRUST 998,371 90,672 0.61%
30 ALTRIA GROUP INC 1,248,790 89,189 0.60%
31 ISHARES TR 825,563 85,892 0.58%
32 PFIZER INC 2,504,859 85,691 0.57%
33 VANGUARD BD INDEX FDS 1,060,315 84,528 0.57%
34 CHEVRON CORP NEW 780,324 83,783 0.56%
35 ISHARES TR 2,130,339 82,444 0.55%
36 VANGUARD WHITEHALL FDS 1,056,328 82,024 0.55%
37 ISHARES TR 738,105 80,077 0.54%
38 ISHARES TR 1,478,707 79,895 0.53%
39 ISHARES TR 492,051 79,545 0.53%
40 ISHARES TR 1,235,679 76,970 0.52%
41 ISHARES TR 1,603,462 76,517 0.51%
42 SPDR SER TR 1,532,089 73,418 0.49%
43 PEPSICO INC 647,907 72,475 0.49%
44 VANGUARD INDEX FDS 535,498 71,371 0.48%
45 ISHARES TR 676,861 71,226 0.48%
46 INTERNATIONAL BUSINESS MACHS 408,653 71,163 0.48%
47 SPDR SER TR 800,782 70,581 0.47%
48 DISNEY WALT CO 615,622 69,805 0.47%
49 VANGUARD INDEX FDS 812,952 67,142 0.45%
50 VANGUARD INDEX FDS 477,489 66,486 0.45%
Page 1 of 49
Restatement filing (0001333978-18-000004) filed in 2018.02.16
#
Name
Shares
Value ($)
%
Options
Notes
701 FIDELITY MERRIMACK STR TR 5,760 288 0.00%
702 FIDELITY NATL INFORMATION SV 24,446 1,946 0.01%
703 FIDUCIARY CLAYMORE MLP OPP F 16,670 261 0.00%
704 FIDUS INVT CORPORATION 14,660 258 0.00%
705 FIFTH STREET FINANCE CORP 14,729 68 0.00%
706 FIFTH THIRD BANCORP 211,179 5,364 0.04%
707 FINANCIAL INSTNS INC COM 613,116 20,202 0.14%
708 FINISAR CORP 35,907 982 0.01%
709 FIREEYE INC 52,615 663 0.00%
710 FIRST BANCORP INC (THE) 41,551 1,132 0.01%
711 FIRST BUSEY CORP COM 20,651 607 0.00%
712 FIRST CMNTY BANKSHARES INC V 20,312 507 0.00%
713 FIRST FINL BANKSHARES INC COM 39,129 1,569 0.01%
714 FIRST MAJESTIC SILVER CORP 10,473 85 0.00%
715 FIRST MIDWEST BANCORP DEL COM 9,421 223 0.00%
716 FIRST SOLAR INC 27,143 736 0.00%
717 FIRST TR DOW JONES SELECT MICROCAP INDEX FD COM SHS ANNUAL 5,670 241 0.00%
718 FIRST TR ENERGY INCOME GRO 39,579 1,068 0.01%
719 FIRST TR ENERGY INFRASTRCTR 50,339 972 0.01%
720 FIRST TR EXCH TRADED FD III 13,756 480 0.00%
721 FIRST TR EXCH TRD ALPHA FD I 70,638 2,257 0.02%
722 FIRST TR EXCH TRD ALPHDX FD 9,826 513 0.00%
723 FIRST TR EXCH TRD ALPHDX FD 40,290 922 0.01%
724 FIRST TR EXCHANGE TRADED ALP 6,186 211 0.00%
725 FIRST TR EXCHANGE TRADED FD 78,804 4,522 0.03%
726 FIRST TR EXCHANGE TRADED FD 208,171 5,267 0.04%
727 FIRST TR EXCHANGE TRADED FD 21,530 527 0.00%
728 FIRST TR EXCHANGE TRADED FD 60,835 1,321 0.01%
729 FIRST TR EXCHANGE TRADED FD 59,597 1,889 0.01%
730 FIRST TR EXCHANGE TRADED FD 220,150 4,302 0.03%
731 FIRST TR EXCHANGE TRADED FD 37,285 1,554 0.01%
732 FIRST TR EXCHANGE TRADED FD 6,117 311 0.00%
733 FIRST TR EXCHANGE TRADED FD 12,697 270 0.00%
734 FIRST TR EXCHANGE TRADED FD 27,146 1,326 0.01%
735 FIRST TR EXCHANGE TRADED FD 14,826 772 0.01%
736 FIRST TR EXCHANGE TRADED FD 7,840 470 0.00%
737 FIRST TR EXCHANGE TRADED FD 642,364 15,442 0.10%
738 FIRST TR EXCHANGE TRADED FD 11,002 247 0.00%
739 FIRST TR EXCHANGE TRADED FD 100,857 1,928 0.01%
740 FIRST TR EXCHANGE TRADED FD 18,151 668 0.00%
741 FIRST TR EXCHANGE TRADED FD 74,090 6,523 0.04%
742 FIRST TR EXCHANGE TRADED FD 54,392 3,395 0.02%
743 FIRST TR EXCHANGE TRADED FD 144,371 3,541 0.02%
744 FIRST TR EXCHANGE TRADED FD 37,581 1,454 0.01%
745 FIRST TR EXCHANGE TRADED FD 34,361 1,501 0.01%
746 FIRST TR EXCHANGE TRADED FD 29,234 1,415 0.01%
747 FIRST TR EXCHANGE TRADED FD 70,035 2,944 0.02%
748 FIRST TR EXCHANGE TRADED FD 26,690 638 0.00%
749 FIRST TR EXCHANGE-TRADED FD 202,829 3,959 0.03%
750 FIRST TR EXCHANGE-TRADED FD 42,647 4,491 0.03%
Page 15 of 49