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Institutional Investment Manager
SII INVESTMENTS INC/WI
SII INVESTMENTS INC/WI (CIK: 0001351903) incorporated in Wisconsin, located at 5555 Grande Market Dr, Appleton, WI. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q4)
Original 13F HR (0001085146-15-000266) filed in 2015.02.06
#
Name
Shares
Value ($)
%
Options
Notes
1 WPCS INTL INC 20,000 6 0.00%
2 Capstone Turbine 11,258 9 0.00%
3 HANSEN MEDICAL INC 14,900 9 0.00%
4 DRAGONWAVE INC 21,400 21 0.00%
5 TOWERSTREAM CORP 10,970 22 0.00%
6 PARAMOUNT GOLD & SILVER COR 25,850 26 0.00%
7 Prospect Capital Corp 30,000 30 0.00% PRN
8 BOX SHIPS INCORPORATE 38,425 33 0.00%
9 ANTARES PHARMA INC 12,800 36 0.00%
10 DREYFUS HIGH YIELD STRATEGIE 10,000 36 0.00%
11 WESTPORT FUEL SYSTEMS INC 10,390 38 0.01%
12 Alcatel Lucent Adr 11,351 41 0.01%
13 SIRIUS XM HOLDINGS INC 13,618 48 0.01%
14 CLEAN ENERGY FUELS CORPORATION COM 12,960 65 0.01%
15 EAGLE ROCK ENERGY PARTNERS L 26,398 66 0.01%
16 WESTERN ASSET MGD HI INCM FD 14,174 72 0.01%
17 QUICKLOGIC CORP 22,750 74 0.01%
18 Arena Pharmaceuticals, Inc 23,475 80 0.01%
19 SPROTT PHYSICAL PLAT PALLAD 10,200 88 0.01%
20 EATON VANCE TAX-MANAGED GLOBAL COM 10,232 95 0.01%
21 SEQUENOM INC 28,600 106 0.01%
22 DEUTSCHE HIGH INCOME TR 12,735 110 0.01%
23 PIMCO STRATEGIC INCOME FD 11,930 113 0.01%
24 FLEX LTD 10,147 113 0.01%
25 Navidea Biopharm Inc 68,115 128 0.02%
26 PIMCO HIGH INCOME FD 11,988 136 0.02%
27 RITE AID CORP 18,071 139 0.02%
28 BLACKROCK FLOATING RATE INCO 10,705 141 0.02%
29 FLAHERTY & CRUMRINE PFD INC 12,000 141 0.02%
30 DREYFUS STRATEGIC MUNS INCORPORATED 17,459 142 0.02%
31 TEMPLETON GLOBAL INCOME FD 21,144 151 0.02%
32 BLACKROCK CAP INVT CORP 18,754 154 0.02%
33 BLACKROCK DEBT STRAT FD INC COM 44,306 164 0.02%
34 FIRST TR HIGH INCOME L/S FD 10,373 165 0.02%
35 PROSPECT CAPITAL CORPORATION 20,913 167 0.02%
36 TRANSALTA CORP 20,739 189 0.02%
37 SEADRILL LIMITED 16,222 191 0.03%
38 POWERSHARES ETF TRUST 14,394 195 0.03%
39 BLACKROCK MUNIENHANCED FD IN 17,195 196 0.03%
40 CAMECO CORP 12,159 200 0.03%
41 V F CORP 2,719 201 0.03%
42 ISHARES TR 2,337 201 0.03%
43 POWERSHARES ETF TRUST 7,693 201 0.03%
44 ROYAL BK CDA MONTREAL QUE 2,961 205 0.03%
45 VANGUARD WORLD FDS 1,759 206 0.03%
46 KELLOGG CO 3,147 206 0.03%
47 SPDR INDEX SHS FDSDJ GLB RL ES ETF 4,272 207 0.03%
48 VODAFONE GROUP PLC NEW 6,085 207 0.03%
49 BUCKEYE PARTNERS L P 2,748 207 0.03%
50 ISHARES TRUST US HLTHCR PR ETF 1,740 207 0.03%
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