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FLAHERTY CRUMRINE PFD INCO
FLAHERTY CRUMRINE PFD INCO. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 24 Institutional holders with a total value of $9,959,378.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIFTH THIRD BANCORP 300,382 3,469,000 34.83%
2 MORGAN STANLEY 112,021 1,294,000 12.99%
3 WELLS FARGO & COMPANY/MN 85,904 992,000 9.96%
4 LPL Financial LLC 69,540 803,000 8.06%
5 Covington Capital Management 55,808 645,000 6.48%
6 CEDAR HILL ASSOCIATES, LLC 36,900 426,000 4.28%
7 First Allied Advisory Services, Inc. 25,329 296,000 2.97%
8 Investors Capital Advisory Services 24,485 282,000 2.83%
9 BANK OF AMERICA CORP /DE/ 20,336 235,000 2.36%
10 GUGGENHEIM CAPITAL LLC 20,040 231,000 2.32%
11 D.A. DAVIDSON & CO. 18,890 218,000 2.19%
12 VSR Financial Services, Inc. 18,773 217,000 2.18%
13 Cetera Advisors LLC 13,200 155,000 1.56%
14 UBS Group AG 12,876 149,000 1.50%
15 SII INVESTMENTS INC/WI 12,000 141,000 1.42%
16 CITIGROUP INC 10,304 119,000 1.19%
17 WFG Advisors, LP 7,884 91,000 0.91%
18 NATIONAL PLANNING CORP 4,785 56,654 0.57%
19 Creative Planning 3,468 40,000 0.40%
20 SYNOVUS FINANCIAL CORP 2,110 24,000 0.24%
21 AMERICAN INTERNATIONAL GROUP, INC. 2,054 23,724 0.24%
22 ROYAL BANK OF CANADA 1,950 23,000 0.23%
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,013 23,000 0.23%
24 Formidable Asset Management, LLC 535 6,000 0.06%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.