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DREYFUS HIGH YIELD STRATEGIE
DREYFUS HIGH YIELD STRATEGIE. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 49 Institutional holders with a total value of $11,886,494.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SG Americas Securities, LLC 703,441 2,539,000 21.36%
2 MARINER INVESTMENT GROUP LLC 534,133 1,928,000 16.22%
3 B. Riley Wealth Advisors, Inc. 73,114 1,452,000 12.22%
4 Invesco Ltd. 362,292 1,308,000 11.00%
5 Shaker Financial Services, LLC 154,606 558,000 4.69%
6 WOLVERINE ASSET MANAGEMENT LLC 100,370 362,000 3.05%
7 INVESTMENT CENTERS OF AMERICA INC 99,561 358,000 3.01%
8 LPL Financial LLC 96,541 349,000 2.94%
9 MORGAN STANLEY 93,346 337,000 2.84%
10 AMERIPRISE FINANCIAL INC 57,984 209,000 1.76%
11 DOLIVER ADVISORS, LP 52,437 189,000 1.59%
12 Virtu KCG Holdings LLC 47,540 172,000 1.45%
13 NATIONAL PLANNING CORP 46,676 168,034 1.41%
14 Fernwood Investment Management, LLC 44,400 160,000 1.35%
15 Commonwealth Equity Services, Inc 43,757 158,000 1.33%
16 WFG Advisors, LP 36,729 133,000 1.12%
17 Cambridge Investment Research Advisors, Inc. 36,814 133,000 1.12%
18 Sunbelt Securities, Inc. 28,230 102,000 0.86%
19 UBS Group AG 25,317 91,000 0.77%
20 Bank of New York Mellon Corp 24,910 90,000 0.76%
21 BANK OF AMERICA CORP /DE/ 20,003 72,000 0.61%
22 TWO SIGMA SECURITIES, LLC 19,297 70,000 0.59%
23 GOLDMAN SACHS GROUP INC 19,224 69,000 0.58%
24 Creative Planning 19,077 69,000 0.58%
25 FIRST NEW YORK SECURITIES LLC /NY 17,600 63,536 0.53%
26 Investors Capital Advisory Services 17,050 61,000 0.51%
27 SHUFRO ROSE & CO LLC 16,775 60,000 0.50%
28 Capital Investment Advisors, LLC 14,970 54,000 0.45%
29 LEVIN CAPITAL STRATEGIES, L.P. 15,000 54,000 0.45%
30 GSA CAPITAL PARTNERS LLP 14,200 51,000 0.43%
31 FORTE CAPITAL LLC /ADV 14,000 51,000 0.43%
32 ROYAL BANK OF CANADA 13,118 47,000 0.40%
33 BRAVE ASSET MANAGEMENT INC 12,700 46,000 0.39%
34 CITADEL ADVISORS LLC 10,947 40,000 0.34%
35 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 10,837 39,000 0.33%
36 Advisors Asset Management, Inc. 10,552 38,000 0.32%
37 Janney Montgomery Scott LLC 10,357 37,387 0.31%
38 SII INVESTMENTS INC/WI 10,000 36,000 0.30%
39 CITIGROUP INC 7,873 28,000 0.24%
40 WELLS FARGO & COMPANY/MN 6,788 25,000 0.21%
41 AMERICAN INTERNATIONAL GROUP, INC. 6,797 24,537 0.21%
42 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,430 23,000 0.19%
43 PNC FINANCIAL SERVICES GROUP, INC. 3,802 14,000 0.12%
44 FIFTH THIRD BANCORP 2,514 9,000 0.08%
45 Waverly Advisors, LLC 1,000 4,000 0.03%
46 Focused Wealth Management, Inc 920 3,000 0.03%
47 Vantage Investment Advisors, LLC 500 2,000 0.02%
48 COLONY GROUP LLC 3 0 0.00%
49 ENVESTNET ASSET MANAGEMENT INC 0 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.