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PIMCO STRATEGIC INCOME FD
PIMCO STRATEGIC INCOME FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 42 Institutional holders with a total value of $20,280,598.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 500,483 4,740,000 23.37%
2 B. Riley Wealth Advisors, Inc. 47,232 2,491,000 12.28%
3 Invesco Ltd. 200,331 1,897,000 9.35%
4 LPL Financial LLC 152,099 1,440,000 7.10%
5 Frontier Wealth Management LLC 129,160 1,223,000 6.03%
6 NATIONAL PLANNING CORP 94,255 910,506 4.49%
7 Cambridge Investment Research Advisors, Inc. 94,348 893,000 4.40%
8 MORGAN STANLEY 90,068 853,000 4.21%
9 Prospera Financial Services Inc 82,481 781,000 3.85%
10 Virtu KCG Holdings LLC 51,984 492,000 2.43%
11 ROYAL BANK OF CANADA 50,683 481,000 2.37%
12 Brick & Kyle, Associates 48,320 458,000 2.26%
13 Koshinski Asset Management, Inc. 46,983 445,000 2.19%
14 GUGGENHEIM CAPITAL LLC 33,136 313,000 1.54%
15 Stratos Wealth Partners, LTD. 32,888 311,725 1.54%
16 UBS Group AG 32,176 305,000 1.50%
17 Creative Planning 26,322 249,000 1.23%
18 Commonwealth Equity Services, Inc 24,870 236,000 1.16%
19 NTV ASSET MANAGEMENT LLC 22,785 215,000 1.06%
20 WELLS FARGO & COMPANY/MN 19,607 186,000 0.92%
21 LADENBURG THALMANN FINANCIAL SERVICES INC. 19,477 185,000 0.91%
22 AMERIPRISE FINANCIAL INC 18,366 174,000 0.86%
23 STIFEL FINANCIAL CORP 12,721 121,000 0.60%
24 SIGNET FINANCIAL MANAGEMENT, LLC 12,240 116,000 0.57%
25 SII INVESTMENTS INC/WI 11,930 113,000 0.56%
26 1ST SOURCE BANK 11,762 111,000 0.55%
27 Clearbridge Investments, LLC 10,394 98,000 0.48%
28 Concert Wealth Management Inc. 10,104 96,000 0.47%
29 Smithfield Trust Co 8,003 76,000 0.37%
30 PNC FINANCIAL SERVICES GROUP, INC. 5,200 49,000 0.24%
31 FIRST MANHATTAN CO. LLC. 5,000 47,000 0.23%
32 MSI Financial Services Inc 3,925 37,000 0.18%
33 AMERICAN INTERNATIONAL GROUP, INC. 3,907 36,999 0.18%
34 WFG Advisors, LP 2,502 24,000 0.12%
35 NEW ENGLAND SECURITIES CORP /MA/ 1,805 17,000 0.08%
36 BENJAMIN F. EDWARDS & COMPANY, INC. 1,550 15,000 0.07%
37 REILLY FINANCIAL ADVISORS, LLC 1,500 14,000 0.07%
38 FIFTH THIRD BANCORP 1,350 13,000 0.06%
39 NEXT Financial Group, Inc 655 6,000 0.03%
40 Financial Management Professionals, Inc. 500 5,000 0.02%
41 FARMERS & MERCHANTS INVESTMENTS INC 400 4,000 0.02%
42 Winslow, Evans & Crocker, Inc. 250 2,368 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.