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TRANSALTA CORP
TRANSALTA CORP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 110 Institutional holders with a total value of $1,096,627,737.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF MONTREAL /CAN/ 18,228,345 165,149,000 15.06%
2 ROYAL BANK OF CANADA 16,192,762 146,706,000 13.38%
3 CIBC Asset Management Inc 14,863,309 135,064,000 12.32%
4 TD ASSET MANAGEMENT INC 11,529,282 104,717,000 9.55%
5 TORONTO DOMINION BANK 8,148,661 73,894,000 6.74%
6 BANK OF NOVA SCOTIA 7,096,712 64,286,000 5.86%
7 CIBC WORLD MARKET INC. 4,325,373 39,188,000 3.57%
8 INTACT INVESTMENT MANAGEMENT INC. 3,575,431 37,575,000 3.43%
9 CANADA LIFE ASSURANCE Co 2,861,751 25,951,000 2.37%
10 NORGES BANK 2,641,673 23,993,000 2.19%
11 I.G. INVESTMENT MANAGEMENT, LTD. 2,175,600 19,722,000 1.80%
12 BANK OF AMERICA CORP /DE/ 2,064,903 18,708,000 1.71%
13 VEGA ENERGY GP, LLC 1,930,693 17,492,000 1.60%
14 MACKENZIE FINANCIAL CORP 1,272,056 11,501,000 1.05%
15 Legal & General Group Plc 1,260,406 11,449,000 1.04%
16 AGF INVESTMENTS INC. 1,116,700 10,111,000 0.92%
17 1832 Asset Management L.P. 1,072,362 9,714,000 0.89%
18 MORGAN STANLEY 1,062,275 9,624,000 0.88%
19 CREDIT SUISSE AG/ 1,007,533 9,128,000 0.83%
20 SCOTIA CAPITAL INC. 1,007,152 9,115,000 0.83%
21 ROYAL BANK OF CANADA 1,000,000 9,060,000 0.83% Call
22 PUBLIC SECTOR PENSION INVESTMENT BOARD 971,365 8,823,000 0.80%
23 Swiss National Bank 838,100 7,603,000 0.69%
24 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 815,216 7,404,000 0.68%
25 TORONTO DOMINION BANK 724,500 6,570,000 0.60% Call
26 Sumitomo Mitsui Trust Group, Inc. 688,025 6,267,000 0.57%
27 TORONTO DOMINION BANK 649,600 5,890,000 0.54% Put
28 LUMINUS MANAGEMENT LLC 599,600 5,432,000 0.50%
29 BANK OF MONTREAL /CAN/ 580,000 5,255,000 0.48% Call
30 TOBAM 561,300 5,098,000 0.46%
31 RENAISSANCE TECHNOLOGIES LLC 492,939 4,465,000 0.41%
32 Advisors Asset Management, Inc. 487,424 4,416,000 0.40%
33 CITIGROUP INC 484,390 4,396,000 0.40%
34 Hexavest Inc. 479,244 4,353,000 0.40%
35 D. E. Shaw & Co., Inc. 469,449 4,251,000 0.39%
36 DEUTSCHE BANK AG\ 469,571 4,251,000 0.39%
37 APG Asset Management N.V. 358,573 3,772,000 0.34%
38 DIMENSIONAL FUND ADVISORS LP 414,193 3,753,000 0.34%
39 Alberta Investment Management Corp 323,800 3,406,000 0.31%
40 State of Tennessee, Department of Treasury 364,211 3,308,000 0.30%
41 GOLDMAN SACHS GROUP INC 356,200 3,227,000 0.29%
42 PROSPECTOR PARTNERS LLC 327,700 2,969,000 0.27%
43 Bank of New York Mellon Corp 312,391 2,830,000 0.26%
44 Invesco Ltd. 294,475 2,667,000 0.24%
45 CANADA PENSION PLAN INVESTMENT BOARD 271,903 2,470,000 0.23%
46 STATE OF WISCONSIN INVESTMENT BOARD 236,251 2,146,000 0.20%
47 AVIVA PLC 202,186 1,833,000 0.17%
48 ONTARIO TEACHERS PENSION PLAN BOARD 192,947 1,752,000 0.16%
49 BNP Paribas Asset Management Holding S.A. 154,992 1,405,000 0.13%
50 BANK OF NOVA SCOTIA TRUST CO 151,889 1,376,000 0.13%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.