| # | % | |||||
|---|---|---|---|---|---|---|
| 501 | DEUTSCHE HIGH INCOME TR | 14,535 | 123,000 | 0.01% | ||
| 502 | BLACKROCK INC | 13,341 | 122,000 | 0.01% | ||
| 503 | DREYFUS STRATEGIC MUNS INCORPORATED | 14,260 | 113,000 | 0.01% | ||
| 504 | Navidea Biopharm Inc | 68,015 | 109,000 | 0.01% | ||
| 505 | ARENA PHARMACEUTICALS INC | 21,225 | 98,000 | 0.01% | ||
| 506 | TEMPLETON GLOBAL INCOME FD | 11,754 | 83,000 | 0.01% | ||
| 507 | WESTERN ASSET HIGH INCOME OP | 15,511 | 80,000 | 0.01% | ||
| 508 | SPROTT PHYSICAL PLAT PALLAD | 10,200 | 76,000 | 0.01% | ||
| 509 | SEQUENOM INC | 22,566 | 70,000 | 0.01% | ||
| 510 | WESTERN ASSET MGD HI INCM FD | 14,174 | 69,000 | 0.01% | ||
| 511 | EAGLE ROCK ENERGY PARTNERS L | 26,398 | 66,000 | 0.01% | ||
| 512 | GRAN TIERRA ENERGY INC | 20,400 | 61,000 | 0.01% | ||
| 513 | BREITBURN ENERGY PARTNERS LP COM | 12,699 | 60,000 | 0.01% | ||
| 514 | Alcatel Lucent Adr | 10,626 | 39,000 | 0.00% | ||
| 515 | QUICKLOGIC CORP | 22,050 | 38,000 | 0.00% | ||
| 516 | BOX SHIPS INCORPORATE | 38,425 | 38,000 | 0.00% | ||
| 517 | DREYFUS HIGH YIELD STRATEGIE | 10,000 | 34,000 | 0.00% | ||
| 518 | CIVEO CORP CDA | 10,726 | 32,000 | 0.00% | ||
| 519 | Prospect Capital Corp | 30,000 | 30,000 | 0.00% | PRN | |
| 520 | ANTARES PHARMA INC | 12,600 | 26,000 | 0.00% | ||
| 521 | TOWERSTREAM CORP | 10,470 | 21,000 | 0.00% | ||
| 522 | * SANDRIDGE ENERGY INC COM | 18,955 | 16,000 | 0.00% | ||
| 523 | PROSPECT CAPITAL CORPORATION | 15,000 | 15,000 | 0.00% | PRN | |
| 524 | CYTORI THERAPEUTIC INC | 25,000 | 15,000 | 0.00% | ||
| 525 | HANSEN MEDICAL INC | 13,200 | 12,000 | 0.00% | ||
| 526 | DRAGONWAVE INC | 19,900 | 12,000 | 0.00% | ||
| 527 | VRINGO INC | 10,000 | 6,000 | 0.00% | ||
| 528 | Capstone Turbine | 11,258 | 5,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-15-001551, filed 2015.08.03).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
