| 1 |
Saba Capital Management, L.P. |
1,504,311 |
12,817,000 |
43.61% |
|
|
| 2 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
483,764 |
4,122,000 |
14.03% |
|
|
| 3 |
US BANCORP \DE\ |
342,144 |
2,916,000 |
9.92% |
|
|
| 4 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
187,570 |
1,597,000 |
5.43% |
|
|
| 5 |
Yorktown Management & Research Co Inc |
180,000 |
1,534,000 |
5.22% |
|
|
| 6 |
MARINER INVESTMENT GROUP LLC |
165,784 |
1,412,000 |
4.80% |
|
|
| 7 |
GUGGENHEIM CAPITAL LLC |
135,930 |
1,159,000 |
3.94% |
|
|
| 8 |
Advisors Asset Management, Inc. |
88,445 |
754,000 |
2.57% |
|
|
| 9 |
LPL Financial LLC |
79,464 |
663,000 |
2.26% |
|
|
| 10 |
MORGAN STANLEY |
64,912 |
553,000 |
1.88% |
|
|
| 11 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
44,530 |
379,000 |
1.29% |
|
|
| 12 |
WELLS FARGO & COMPANY/MN |
38,159 |
325,000 |
1.11% |
|
|
| 13 |
RAYMOND JAMES & ASSOCIATES |
36,227 |
309,000 |
1.05% |
|
|
| 14 |
CLOUGH CAPITAL PARTNERS L P |
18,900 |
161,000 |
0.55% |
|
|
| 15 |
UBS Group AG |
16,215 |
138,000 |
0.47% |
|
|
| 16 |
SII INVESTMENTS INC/WI |
14,535 |
123,000 |
0.42% |
|
|
| 17 |
AQR ARBITRAGE LLC |
13,007 |
111,000 |
0.38% |
|
|
| 18 |
Commonwealth Equity Services, Inc |
11,288 |
96,000 |
0.33% |
|
|
| 19 |
WOLVERINE ASSET MANAGEMENT LLC |
7,476 |
63,000 |
0.21% |
|
|
| 20 |
BANK OF AMERICA CORP /DE/ |
6,471 |
55,000 |
0.19% |
|
|
| 21 |
Gradient Investments LLC |
3,096 |
26,000 |
0.09% |
|
|
| 22 |
FARMERS & MERCHANTS INVESTMENTS INC |
2,491 |
21,000 |
0.07% |
|
|
| 23 |
Tower Research Capital LLC (TRC) |
1,959 |
17,000 |
0.06% |
|
|
| 24 |
BENJAMIN F. EDWARDS & COMPANY, INC. |
1,925 |
16,000 |
0.05% |
|
|
| 25 |
MSI Financial Services Inc |
1,500 |
13,000 |
0.04% |
|
|
| 26 |
DEUTSCHE BANK AG\ |
500 |
4,000 |
0.01% |
|
|
| 27 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
539 |
4,000 |
0.01% |
|
|
| 28 |
CITIGROUP INC |
116 |
1,000 |
0.00% |
|
|
