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DREYFUS HIGH YIELD STRATEGIE
DREYFUS HIGH YIELD STRATEGIE. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 47 Institutional holders with a total value of $11,157,046.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Shaker Financial Services, LLC 934,733 3,122,000 27.98%
2 Invesco Ltd. 519,497 1,735,000 15.55%
3 WOLVERINE ASSET MANAGEMENT LLC 314,799 1,051,000 9.42%
4 DOLIVER ADVISORS, LP 135,393 452,000 4.05%
5 MARINER INVESTMENT GROUP LLC 134,702 450,000 4.03%
6 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 111,677 373,000 3.34%
7 INVESTMENT CENTERS OF AMERICA INC 91,526 308,000 2.76%
8 SG Americas Securities, LLC 87,525 292,000 2.62%
9 LPL Financial LLC 86,905 292,000 2.62%
10 TFS CAPITAL LLC 74,714 250,000 2.24%
11 BANK OF AMERICA CORP /DE/ 70,274 235,000 2.11%
12 Sunbelt Securities, Inc. 68,294 228,052 2.04%
13 MORGAN STANLEY 67,931 227,000 2.03%
14 AMERIPRISE FINANCIAL INC 64,991 217,000 1.94%
15 DRW Securities, LLC 53,518 179,000 1.60%
16 Fernwood Investment Management, LLC 44,400 148,000 1.33%
17 Commonwealth Equity Services, Inc 39,488 132,000 1.18%
18 NATIONAL PLANNING CORP 37,326 121,000 1.08%
19 Cambridge Investment Research Advisors, Inc. 34,800 116,000 1.04%
20 B. Riley Wealth Advisors, Inc. 34,352 115,000 1.03%
21 Bank of New York Mellon Corp 33,001 110,000 0.99%
22 WFG Advisors, LP 32,414 108,000 0.97%
23 GOLDMAN SACHS GROUP INC 31,639 106,000 0.95%
24 Cetera Advisor Networks LLC 28,316 103,000 0.92%
25 UBS Group AG 25,996 87,000 0.78%
26 Creative Planning 18,388 61,000 0.55%
27 Virtu KCG Holdings LLC 16,924 57,000 0.51%
28 SHUFRO ROSE & CO LLC 16,775 56,000 0.50%
29 LEVIN CAPITAL STRATEGIES, L.P. 15,000 50,000 0.45%
30 BRAVE ASSET MANAGEMENT INC 12,700 42,000 0.38%
31 KEYBANK NATIONAL ASSOCIATION/OH 12,000 40,000 0.36%
32 PNC FINANCIAL SERVICES GROUP, INC. 11,356 38,000 0.34%
33 Capital Investment Advisors, LLC 11,500 38,000 0.34%
34 Janney Montgomery Scott LLC 10,866 36,292 0.33%
35 SII INVESTMENTS INC/WI 10,000 34,000 0.30%
36 Advisors Asset Management, Inc. 9,363 31,000 0.28%
37 ROYAL BANK OF CANADA 8,576 29,000 0.26%
38 WELLS FARGO & COMPANY/MN 8,074 27,000 0.24%
39 AMERICAN INTERNATIONAL GROUP, INC. 6,797 22,702 0.20%
40 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,550 22,000 0.20%
41 FIFTH THIRD BANCORP 2,514 8,000 0.07%
42 Waverly Advisors, LLC 1,000 3,000 0.03%
43 Focused Wealth Management, Inc 920 3,000 0.03%
44 North Star Investment Management Corp. 500 2,000 0.02%
45 COLONY GROUP LLC 3 0 0.00%
46 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 5 0 0.00%
47 CITIGROUP INC 75 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.