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Institutional Investment Manager
INVESTMENT CENTERS OF AMERICA INC
INVESTMENT CENTERS OF AMERICA INC (CIK: 0001351904) incorporated in Delaware, located at 212 N 4th St, Bismarck, ND. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001085146-16-004208) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
101 BLACKROCK FLOATING RATE INCO 69,324 900 0.17%
102 EATON VANCE LTD DURATION INC 65,588 878 0.17%
103 ARROW ETF TR 46,689 872 0.17%
104 AMERICAN ELEC PWR INC 12,153 856 0.16%
105 UNITED PARCEL SERVICE INC 7,810 844 0.16%
106 BROOKFIELD TOTAL RETURN FD I 36,664 825 0.16%
107 CLAYMORE EXCHANGE TRD FD TR 32,850 815 0.16%
108 VANECK VECTORS ETF TR 39,002 813 0.15%
109 US BANCORP DEL 19,793 798 0.15%
110 POWERSHARES ETF TRUST 55,773 786 0.15%
111 CLAYMORE EXCHANGE TRD FD TR 32,950 780 0.15%
112 VANGUARD STAR FDS 17,477 777 0.15%
113 CLAYMORE EXCHANGE TRD FD TR 32,350 767 0.15%
114 VANGUARD INDEX FDS 8,283 735 0.14%
115 ALPHABET INC 1,036 728 0.14%
116 FIRST TRUST EXCH TRADED FUND 2 FINLS ALPHADEX ETF 31,413 725 0.14%
117 MEDTRONIC PLC 8,163 707 0.13%
118 VANGUARD TAX-MANAGED FDS 19,718 700 0.13%
119 NETFLIX INC 7,648 695 0.13%
120 POWERSHARES ETF TRUST II 29,905 688 0.13%
121 BLACKSTONE GROUP L P 27,441 673 0.13%
122 PIMCO ETF TR 6,241 670 0.13%
123 SPDR SER TR 15,149 665 0.13%
124 SPDR S&P MIDCAP 400 ETF TR 2,410 655 0.12%
125 SCHLUMBERGER LTD 8,177 649 0.12%
126 WISDOMTREE TR 7,083 645 0.12%
127 VANGUARD INDEX FDS 6,703 642 0.12%
128 HCP INC 17,808 639 0.12%
129 Northstar Realty Fin REIT 55,828 634 0.12%
130 HANCOCK JOHN PFD INCOME FD 27,484 631 0.12%
131 EXELON CORP 17,394 628 0.12%
132 BARCLAYS BANK PLC 24,223 626 0.12%
133 EXPRESS SCRIPTS HLDG CO 8,125 616 0.12%
134 ISHARES TR 7,469 612 0.12%
135 VANGUARD WORLD FDS 5,016 610 0.12%
136 VANGUARD INTL EQUITY INDEX F 14,162 609 0.12%
137 REALTY INCOME CORP 8,650 603 0.11%
138 UNION PAC CORP 6,883 600 0.11%
139 ALPHABET INC 872 600 0.11%
140 PIMCO CORPORATE INCM STRG 38,815 598 0.11%
141 ARES CAPITAL CORP 42,187 597 0.11%
142 NEXTERA ENERGY INC 4,573 597 0.11%
143 PHILLIPS 66 7,476 592 0.11%
144 COSTCO WHSL CORP NEW 3,755 591 0.11%
145 Spectra Energy Corp Com 16,094 589 0.11%
146 NUVEEN FLTNG RTE INCM OPP FD 55,183 566 0.11%
147 GLOBAL X FDS 21,419 549 0.10%
148 VANGUARD BD INDEX FDS 6,559 533 0.10%
149 CLAYMORE EXCHANGE TRD FD TR 22,200 532 0.10%
150 SCHWAB U.S. LARGE-CAP GROWTH ETF 9,956 523 0.10%
Page 3 of 7
Restatement filing (0001085146-16-004384) filed in 2016.08.22
#
Name
Shares
Value ($)
%
Options
Notes
1 PRICELINE GRP INC 199 245 0.03%
2 BLACKROCK INC 677 232 0.03%
3 SHERWIN WILLIAMS CO 737 216 0.02%
4 ISHARES TR 1,108 286 0.03%
5 ALPHABET INC 1,241 855 0.10%
6 ALPHABET INC 1,296 912 0.10%
7 MCKESSON CORP 1,371 256 0.03%
8 SPDR S&P 600 SMALL CAP GROWTH ETF 1,416 253 0.03%
9 RAYTHEON CO 1,551 209 0.02%
10 ISHARES TR 1,627 219 0.02%
11 ISHARES 20 YEAR TREASURY BOND ETF 1,826 254 0.03%
12 SEMPRA ENERGY 1,832 209 0.02%
13 ISHARES TR 1,902 209 0.02%
14 MONSANTO CO NEW 1,933 201 0.02%
15 SNAP ON INC 1,973 311 0.03%
16 ISHARES TR 2,037 204 0.02%
17 ISHARES TR 2,078 354 0.04%
18 ISHARES TR 2,104 311 0.03%
19 ISHARES RUSSELL 2000 GROWTH ETF 2,137 294 0.03%
20 ISHARES TR 2,140 228 0.03%
21 ILLINOIS TOOL WKS INC 2,264 233 0.03%
22 PIMCO ETF TR 2,324 235 0.03%
23 HERSHEY CO 2,374 269 0.03%
24 AMAZON COM INC 2,377 1,697 0.19%
25 FEDEX CORP 2,406 365 0.04%
26 ISHARES TR 2,485 319 0.04%
27 VANGUARD INDEX FDS 2,517 312 0.04%
28 ISHARES TR 2,523 293 0.03%
29 RYDEX ETF TRUST 2,593 317 0.04%
30 ISHARES TR 2,595 346 0.04%
31 SPDR S&P MIDCAP 400 ETF TR 2,787 757 0.09%
32 UNITEDHEALTH GROUP INC 2,792 393 0.04%
33 BAIDU INC 2,794 462 0.05%
34 PRUDENTIAL FINL INC 2,825 204 0.02%
35 DIREXION ALL CAP INSIDER SENTIMENT SHARES 2,840 207 0.02%
36 ISHARES TR 2,866 300 0.03%
37 BROADCOM LTD 2,924 458 0.05%
38 O REILLY AUTOMOTIVE INC NEW 2,950 799 0.09%
39 TIME WARNER INC 3,093 227 0.03%
40 IDEXX LAB 3,100 289 0.03%
41 ALLETE INC COM NEW 3,139 203 0.02%
42 EQUITY LIFESTYLE PPTYS INC 3,200 256 0.03%
43 BECTON DICKINSON & CO 3,427 580 0.07%
44 ISHARES RUSSELL 1000 ETF 3,439 401 0.05%
45 ISHARES TR 3,494 445 0.05%
46 POWERSHARES ETF TRUST 3,519 318 0.04%
47 ALIBABA GROUP HLDG LTD 3,543 284 0.03%
48 VANGUARD WORLD FDS 3,573 352 0.04%
49 WEC ENERGY GROUP INC 3,614 236 0.03%
50 MASTERCARD INCORPORATED 3,727 329 0.04%
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