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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 88 Institutional holders with a total value of $198,171,282.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 156,146 18,981,000 9.58%
2 FORTE CAPITAL LLC /ADV 151,702 18,441,000 9.31%
3 LPL Financial LLC 145,712 17,720,000 8.94%
4 BANK OF STOCKTON 145,553 17,693,000 8.93%
5 Paracle Advisors, LLC 137,287 16,688,000 8.42%
6 UBS Group AG 92,162 11,203,000 5.65%
7 Financial Architects, Inc 73,072 8,883,000 4.48%
8 WELLS FARGO & COMPANY/MN 67,681 8,228,000 4.15%
9 BANK OF AMERICA CORP /DE/ 65,995 8,022,000 4.05%
10 New England Private Wealth Advisors LLC 63,265 7,691,000 3.88%
11 Commonwealth Equity Services, Inc 44,528 5,413,000 2.73%
12 BRIGHT ROCK CAPITAL MANAGEMENT, LLC 43,600 5,300,000 2.67%
13 JANE STREET GROUP, LLC 43,422 5,278,000 2.66%
14 SUSQUEHANNA INTERNATIONAL GROUP, LLP 38,225 4,647,000 2.34%
15 Raymond James Financial Services Advisors, Inc. 27,607 3,356,000 1.69%
16 ROYAL BANK OF CANADA 26,768 3,254,000 1.64%
17 Atria Investments, Inc 25,515 3,153,000 1.59%
18 Cambridge Investment Research Advisors, Inc. 21,457 2,608,000 1.32%
19 RAYMOND JAMES & ASSOCIATES 21,119 2,567,000 1.30%
20 MSI Financial Services Inc 17,922 2,179,000 1.10%
21 ENVESTNET ASSET MANAGEMENT INC 16,388 1,992,000 1.01%
22 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 13,697 1,665,000 0.84%
23 Virtu KCG Holdings LLC 10,671 1,297,000 0.65%
24 SOCIETE GENERALE 10,618 1,291,000 0.65%
25 SG Americas Securities, LLC 10,618 1,291,000 0.65%
26 Citizens Business Bank 10,429 1,268,000 0.64%
27 B. Riley Wealth Advisors, Inc. 9,851 1,198,000 0.60%
28 SII INVESTMENTS INC/WI 7,543 917,000 0.46%
29 HighTower Advisors, LLC 7,132 867,000 0.44%
30 WELL DONE, LLC 6,957 846,000 0.43%
31 STEPHENS INC /AR/ 6,904 839,000 0.42%
32 UNITED CAPITAL FINANCIAL ADVISORS, LLC 6,758 824,000 0.42%
33 CITADEL ADVISORS LLC 6,453 784,000 0.40%
34 HUNTINGTON NATIONAL BANK 6,295 765,000 0.39% PRN
35 INSIGHT 2811, INC. 6,100 742,000 0.37%
36 First Allied Advisory Services, Inc. 5,198 632,000 0.32%
37 ADVISOR GROUP, INC. 4,803 581,000 0.29%
38 Freedom Investment Management, Inc. 4,235 515,000 0.26%
39 Concert Wealth Management Inc. 3,799 461,000 0.23%
40 AMERIPRISE FINANCIAL INC 3,586 436,000 0.22%
41 Janney Montgomery Scott LLC 3,388 422,000 0.21%
42 MYCIO WEALTH PARTNERS, LLC 3,146 382,000 0.19%
43 M Holdings Securities, Inc. 3,072 373,000 0.19%
44 Cetera Advisors LLC 3,054 371,000 0.19%
45 OPPENHEIMER & CO INC 2,989 363,000 0.18%
46 VOYA FINANCIAL ADVISORS, INC. 2,661 318,000 0.16%
47 INVESTMENT CENTERS OF AMERICA INC 2,593 317,000 0.16%
48 BROWN ADVISORY INC 2,544 309,000 0.16%
49 BSC PRIVATE WEALTH MANAGEMENT, LLC 2,472 301,000 0.15%
50 Stratos Wealth Partners, LTD. 2,457 299,000 0.15%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.