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Institutional Investment Manager
INVESTMENT CENTERS OF AMERICA INC
INVESTMENT CENTERS OF AMERICA INC (CIK: 0001351904) incorporated in Delaware, located at 212 N 4th St, Bismarck, ND. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001085146-16-004208) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
201 BLACKROCK MUNICIPAL BOND TR 23,983 431 0.08%
202 FRONTIER COMMUNICATIONS CORP 24,221 119 0.02%
203 BARCLAYS BANK PLC 24,223 626 0.12%
204 WELLTOWER INC 24,373 1,851 0.35%
205 KRAFT HEINZ CO 24,714 2,191 0.42%
206 BOEING CO 24,804 3,208 0.61%
207 BLACKROCK ENHANCED EQT DIV T 25,076 197 0.04%
208 TARGET CORP 25,292 1,766 0.34%
209 FIRST TR SML CP CORE ALPHA F 25,319 1,164 0.22%
210 SELECT SECTOR SPDR TR 25,954 1,362 0.26%
211 FIRST TR EXCHANGE TRADED FD 25,959 502 0.10%
212 INTERCONTINENTAL HOTELS GROU 26,249 984 0.19%
213 PROSHARES TR 26,443 1,440 0.27%
214 Dreyfus Mun Income Inc Com 27,180 272 0.05%
215 ROYAL DUTCH SHELL PLC 27,338 1,505 0.29%
216 BLACKSTONE GROUP L P 27,441 673 0.13%
217 HANCOCK JOHN PFD INCOME FD 27,484 631 0.12%
218 VANGUARD INDEX FDS 27,995 3,000 0.57%
219 ISHARES TR 28,297 1,305 0.25%
220 JPMORGAN CHASE & CO 28,443 905 0.17%
221 KIMBERLY CLARK CORP 28,699 3,938 0.75%
222 VANGUARD INDEX FDS 28,757 3,090 0.59%
223 MIMEDX GROUP INC COM 29,350 234 0.04%
224 POWERSHARES ETF TRUST II 29,905 688 0.13%
225 VALE S A 31,302 161 0.03%
226 FIRST TRUST EXCH TRADED FUND 2 FINLS ALPHADEX ETF 31,413 725 0.14%
227 VANGUARD INTL EQUITY INDEX F 31,962 1,130 0.22%
228 CLAYMORE EXCHANGE TRD FD TR 32,350 767 0.15%
229 NUVEEN SELECT QUALITY MUN FD 32,511 505 0.10%
230 ABBOTT LABS 32,724 1,289 0.25%
231 STARBUCKS CORP 32,734 1,876 0.36%
232 VANGUARD WORLD FDS 32,827 1,548 0.29%
233 CLAYMORE EXCHANGE TRD FD TR 32,850 815 0.16%
234 MICROSOFT CORP 32,938 1,682 0.32%
235 CLAYMORE EXCHANGE TRD FD TR 32,950 780 0.15%
236 CONOCOPHILLIPS 33,366 1,441 0.27%
237 GLOBAL X FDS 34,233 463 0.09%
238 SOUTHERN CO 34,774 1,860 0.35%
239 ARRAY BIOPHARMA INC 35,995 129 0.02%
240 SELECT INCOME REIT 36,489 945 0.18%
241 BROOKFIELD TOTAL RETURN FD I 36,664 825 0.16%
242 JPMORGAN CHASE & CO 36,903 2,291 0.44%
243 PEPSICO INC 38,681 4,108 0.78%
244 PIMCO CORPORATE INCM STRG 38,815 598 0.11%
245 VANECK VECTORS ETF TR 39,002 813 0.15%
246 ENERGY TRANSFER PRTNRS L P 39,371 1,506 0.29%
247 SCHWAB U.S. SMALL-CAP ETF 39,609 2,143 0.41%
248 RYDEX ETF TRUST 40,206 3,255 0.62%
249 WASTE MGMT INC DEL 41,194 2,739 0.52%
250 ARES CAPITAL CORP 42,187 597 0.11%
Page 5 of 7
Restatement filing (0001085146-16-004384) filed in 2016.08.22
#
Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD TAX-MANAGED FDS 810,821 28,672 3.22%
2 VANGUARD INDEX FDS 314,561 26,720 3.00%
3 VANGUARD INDEX FDS 233,815 25,091 2.82%
4 SPDR SER TR 257,225 21,573 2.42%
5 ALTRIA GROUP INC 293,509 20,262 2.28%
6 APPLE INC 182,892 17,509 1.97%
7 VANGUARD BD INDEX FDS 203,403 16,496 1.85%
8 AT&T INC 370,080 15,984 1.79%
9 VANGUARD CHARLOTTE FDS 273,579 15,237 1.71%
10 SUMMIT HOTEL PPTYS 1,052,944 13,942 1.57%
11 ISHARES TR 105,451 11,875 1.33%
12 VANGUARD INDEX FDS 124,631 11,027 1.24%
13 VANGUARD INDEX FDS 92,090 10,682 1.20%
14 INVESTORS REAL 1,619,106 10,472 1.18%
15 ISHARES TR 260,953 10,405 1.17%
16 JOHNSON & JOHNSON 82,905 10,028 1.13%
17 EXXON MOBIL CORP 106,155 9,945 1.12%
18 PROCTER AND GAMBLE CO 115,739 9,786 1.10%
19 ISHARES TR 95,611 9,597 1.08%
20 ISHARES TR 82,222 9,585 1.08%
21 VANGUARD LONG TERM BOND ETF 94,182 9,246 1.04%
22 VANGUARD INTL EQUITY INDEX F 240,018 8,441 0.95%
23 ISHARES TR 126,840 8,420 0.95%
24 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 96,977 8,214 0.92%
25 VERIZON COMMUNICATIONS INC 140,429 7,848 0.88%
26 VANGUARD SPECIALIZED FUNDS 94,347 7,829 0.88%
27 VANGUARD BD INDEX FDS 84,907 7,466 0.84%
28 PHILIP MORRIS INTL INC 71,326 7,235 0.81%
29 ISHARES TR 75,588 7,025 0.79%
30 VANGUARD MORTG-BACK SEC ETF 127,873 6,870 0.77%
31 QUANTA SVCS INC 286,422 6,622 0.74%
32 ISHARES TR 56,656 6,509 0.73%
33 ISHARES TR 124,503 6,468 0.73%
34 PFIZER INC 182,401 6,433 0.72%
35 VEREIT 589,494 5,978 0.67%
36 KIMBERLY CLARK CORP 43,418 5,961 0.67%
37 VANGUARD WHITEHALL FDS 82,571 5,897 0.66%
38 ISHARES TR 48,959 5,694 0.64%
39 MDU RES GROUP INC 237,089 5,690 0.64%
40 GENERAL ELECTRIC CO 178,814 5,617 0.63%
41 ISHARES TR 37,478 5,611 0.63%
42 COCA COLA CO 122,295 5,548 0.62%
43 FIRST TR VALUE LINE DIVID INSHS 203,552 5,485 0.62%
44 ISHARES TR 25,632 5,400 0.61%
45 DUKE ENERGY CORP NEW 61,898 5,319 0.60%
46 ISHARES TR 51,228 5,287 0.59%
47 PEPSICO INC 49,711 5,277 0.59%
48 SPDR S&P 500 ETF TR 23,665 4,949 0.56%
49 BERKSHIRE HATHAWAY INC DEL 33,105 4,788 0.54%
50 LOCKHEED MARTIN CORP 19,352 4,779 0.54%
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