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FIRST TR SML CP CORE ALPHA F
FIRST TR SML CP CORE ALPHA F. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 70 Institutional holders with a total value of $197,965,391.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 977,601 45,000,000 22.73%
2 MORGAN STANLEY 592,076 27,253,000 13.77%
3 UBS Group AG 534,085 24,584,000 12.42%
4 Raymond James Financial Services Advisors, Inc. 211,160 9,720,000 4.91%
5 Astor Investment Management LLC 197,991 9,114,000 4.60%
6 LPL Financial LLC 161,931 7,416,000 3.75%
7 ROYAL BANK OF CANADA 110,742 5,098,000 2.58%
8 AMERIPRISE FINANCIAL INC 107,462 4,946,000 2.50%
9 BANK OF AMERICA CORP /DE/ 103,556 4,767,000 2.41%
10 ENVESTNET ASSET MANAGEMENT INC 97,488 4,487,000 2.27%
11 BAIRD FINANCIAL GROUP, INC. 96,312 4,471,000 2.26%
12 GOLDMAN SACHS GROUP INC 85,307 3,927,000 1.98%
13 HL FINANCIAL SERVICES LLC 84,590 3,894,000 1.97%
14 AVIANCE CAPITAL MANAGEMENT, LLC 79,976 3,681,000 1.86%
15 SUSQUEHANNA INTERNATIONAL GROUP, LLP 75,770 3,488,000 1.76%
16 STIFEL FINANCIAL CORP 68,573 3,157,000 1.59%
17 CITADEL ADVISORS LLC 64,164 2,953,000 1.49%
18 RAYMOND JAMES & ASSOCIATES 58,037 2,671,000 1.35%
19 Janney Montgomery Scott LLC 47,483 2,098,000 1.06%
20 JANE STREET GROUP, LLC 38,368 1,766,000 0.89%
21 SOCIETE GENERALE 29,750 1,369,000 0.69%
22 SG Americas Securities, LLC 29,750 1,369,000 0.69%
23 INVESTMENT CENTERS OF AMERICA INC 28,427 1,307,000 0.66%
24 First Allied Advisory Services, Inc. 26,332 1,217,000 0.61%
25 PARK NATIONAL CORP /OH/ 23,994 1,104,000 0.56%
26 Cambridge Investment Research Advisors, Inc. 23,839 1,097,000 0.55%
27 BSC PRIVATE WEALTH MANAGEMENT, LLC 23,117 1,059,000 0.53%
28 Cetera Advisor Networks LLC 21,616 1,000,000 0.51%
29 LADENBURG THALMANN FINANCIAL SERVICES INC. 19,800 911,000 0.46%
30 Virtu KCG Holdings LLC 19,206 884,000 0.45%
31 CETERA INVESTMENT ADVISERS 17,257 793,000 0.40%
32 FIRST TRUST ADVISORS LP 16,671 767,000 0.39%
33 Commonwealth Equity Services, Inc 15,772 726,000 0.37%
34 Frontier Wealth Management LLC 15,437 711,000 0.36%
35 USCA RIA LLC 14,093 649,000 0.33%
36 ADVISOR GROUP, INC. 14,058 645,000 0.33%
37 BB&T SECURITIES, LLC 13,864 638,000 0.32%
38 VSR Financial Services, Inc. 12,963 597,000 0.30%
39 D.A. DAVIDSON & CO. 12,284 565,000 0.29%
40 Investors Capital Advisory Services 10,955 504,000 0.25%
41 Atria Investments, Inc 10,742 500,000 0.25%
42 STEPHENS INC /AR/ 10,393 478,000 0.24%
43 GIRARD SECURITIES, INC. 9,427 432,000 0.22%
44 JPMORGAN CHASE & CO 9,134 420,000 0.21%
45 PNC FINANCIAL SERVICES GROUP, INC. 8,415 387,000 0.20%
46 Bison Wealth, LLC 7,166 330,000 0.17%
47 IFP ADVISORS, INC 7,103 327,000 0.17%
48 Legacy Private Trust Co. 6,880 317,000 0.16%
49 SYNOVUS FINANCIAL CORP 6,668 307,000 0.16%
50 LAUREL WEALTH ADVISORS, INC. 5,673 261,000 0.13%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.