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Institutional Investment Manager
INVESTMENT CENTERS OF AMERICA INC
INVESTMENT CENTERS OF AMERICA INC (CIK: 0001351904) incorporated in Delaware, located at 212 N 4th St, Bismarck, ND. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001085146-16-004208) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
1 3M CO 11,721 2,051 0.39%
2 ABBOTT LABS 32,724 1,289 0.25%
3 ABBVIE INC 51,803 3,187 0.61%
4 AK STL HLDG CORP 12,800 59 0.01%
5 ALIBABA GROUP HLDG LTD 3,443 276 0.05%
6 ALLIANT ENERGY CORP 52,294 2,083 0.40%
7 ALPHABET INC 1,036 728 0.14%
8 ALPHABET INC 872 600 0.11%
9 ALPS ETF TR 97,763 1,239 0.24%
10 ALTRIA GROUP INC 243,508 16,804 3.20%
11 AMAZON COM INC 1,667 1,191 0.23%
12 AMERICAN ELEC PWR INC 12,153 856 0.16%
13 AMGEN INC 2,990 454 0.09%
14 ANNALY CAP MGMT INC 108,819 1,219 0.23%
15 APPLE INC 142,115 13,602 2.59%
16 ARCHER DANIELS MIDLAND CO 11,050 479 0.09%
17 ARES CAPITAL CORP 42,187 597 0.11%
18 ARRAY BIOPHARMA INC 35,995 129 0.02%
19 ARROW ETF TR 46,689 872 0.17%
20 ASHFORD HOSPITALITY TR INC 91,500 493 0.09%
21 AT&T INC 277,693 11,987 2.28%
22 AUTOMATIC DATA PROCESSING IN 3,638 331 0.06%
23 BAIDU INC 2,794 462 0.09%
24 BANK AMER CORP 94,143 1,251 0.24%
25 BARCLAYS BANK PLC 24,223 626 0.12%
26 BARRICK GOLD CORP 10,061 214 0.04%
27 BECTON DICKINSON & CO 1,828 309 0.06%
28 BERKSHIRE HATHAWAY INC DEL 22,963 3,319 0.63%
29 BLACK HILLS CORP 6,340 400 0.08%
30 BLACKROCK DEBT STRAT FD INC COM 22,944 81 0.02%
31 BLACKROCK ENHANCED EQT DIV T 25,076 197 0.04%
32 BLACKROCK FLOATING RATE INCO 69,324 900 0.17%
33 BLACKROCK MUNIASSETS FD INC 10,500 164 0.03%
34 BLACKROCK MUNICIPAL BOND TR 23,983 431 0.08%
35 BLACKROCK MUNIVEST FD II INC COM 15,624 285 0.05%
36 BLACKSTONE GROUP L P 27,441 673 0.13%
37 BOEING CO 24,804 3,208 0.61%
38 BOSTON BEER INC 6,091,258 141,789 26.98%
39 BP PLC 86,850 3,091 0.59%
40 BP PRUDHOE BAY RTY TR 10,407 193 0.04%
41 BROOKFIELD TOTAL RETURN FD I 36,664 825 0.16%
42 CALAMOS CONV & HIGH INCOME F 126,901 1,348 0.26%
43 CASCADIAN THERAPEUTICS INC 12,395 12 0.00%
44 CHENIERE ENERGY INC 5,390 207 0.04%
45 CISCO SYS INC 18,270 522 0.10%
46 CLAYMORE EXCHANGE TRD FD TR 32,950 780 0.15%
47 CLAYMORE EXCHANGE TRD FD TR 32,850 815 0.16%
48 CLAYMORE EXCHANGE TRD FD TR 12,770 331 0.06%
49 CLAYMORE EXCHANGE TRD FD TR 11,900 287 0.05%
50 CLAYMORE EXCHANGE TRD FD TR 22,200 532 0.10%
Page 1 of 7
Restatement filing (0001085146-16-004384) filed in 2016.08.22
#
Name
Shares
Value ($)
%
Options
Notes
401 METLIFE INC 6,340 252 0.03%
402 KITE RLTY GROUP TR 9,037 252 0.03%
403 ISHARES TR 3,926 249 0.03%
404 FIRST TR LRGE CP CORE ALPHA 5,487 246 0.03%
405 EATON VANCE SR FLTNG RTE TR 18,794 246 0.03%
406 VANECK ETF TRUST 8,886 246 0.03%
407 ACTIVISION BLIZZARD INC 6,157 245 0.03%
408 CYNOSURE CL A ORD 4,980 245 0.03%
409 PRICELINE GRP INC 199 245 0.03%
410 SILVER WHEATON CORP 10,338 243 0.03%
411 LEGG MASON ETF EQUITY TR 8,550 242 0.03%
412 NUVEEN MUN HIGH INCOME OPPOR 16,200 240 0.03%
413 WESTAR ENERGY 4,272 239 0.03%
414 NUVEEN INVT MN QTY I 14,370 239 0.03%
415 WEC ENERGY GROUP INC 3,614 236 0.03%
416 PIMCO ETF TR 2,324 235 0.03%
417 CSX CORP 8,910 234 0.03%
418 NEUBERGER BERMAN CA INT 14,350 233 0.03%
419 ILLINOIS TOOL WKS INC 2,264 233 0.03%
420 BLACKROCK INC 677 232 0.03%
421 OGE ENERGY CORP 7,043 232 0.03%
422 BP PRUDHOE BAY RTY TR 12,447 230 0.03%
423 VALERO ENERGY CORP NEW 4,497 230 0.03%
424 BB&T CORP 6,497 230 0.03%
425 ISHARES TR 2,140 228 0.03%
426 TIME WARNER INC 3,093 227 0.03%
427 TEVA PHARMACEUTICAL INDS LTD 4,505 226 0.03%
428 BANK NEW YORK MELLON CORP 5,791 224 0.03%
429 ISHARES TR 1,627 219 0.02%
430 BARRICK GOLD CORP 10,251 218 0.02%
431 KAYNE ANDERSON MLP INVT CO 10,599 218 0.02%
432 BARCLAYS BANK PLC 8,413 216 0.02%
433 SHERWIN WILLIAMS CO 737 216 0.02%
434 FRONTIER COMMUNICATIONS CORP 43,604 215 0.02%
435 CHENIERE ENERGY INC 5,540 213 0.02%
436 FIRST TR SR FLG RTE INCM FD 16,675 213 0.02%
437 POWERSHARES ETF TR II 5,564 211 0.02%
438 GABELLI GLOBL UTIL INCOME 11,253 210 0.02%
439 SEMPRA ENERGY 1,832 209 0.02%
440 RAYTHEON CO 1,551 209 0.02%
441 DNP SELECT INCOME FD INC 19,725 209 0.02%
442 ISHARES TR 1,902 209 0.02%
443 FIRST TRUST EXCH TRADED FUND 2 CONSUMR STAPLE ETF 4,268 208 0.02%
444 SOUTHWEST AIRLS CO 5,278 208 0.02%
445 DIREXION ALL CAP INSIDER SENTIMENT SHARES 2,840 207 0.02%
446 DBX ETF TR 8,284 206 0.02%
447 ISHARES TR 2,037 204 0.02%
448 PRUDENTIAL FINL INC 2,825 204 0.02%
449 TRINITY INDS INC 11,164 204 0.02%
450 AVISTA CORP 4,566 203 0.02%
Page 9 of 11