Dark
Light
System
Security
NUVEEN MUN HIGH INCOME OPP FD COM
NUVEEN MUN HIGH INCOME OPP FD COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 46 Institutional holders with a total value of $43,843,870.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GUGGENHEIM CAPITAL LLC 752,244 11,186,000 25.51%
2 UBS Group AG 471,853 7,016,000 16.00%
3 BANK OF AMERICA CORP /DE/ 267,919 3,984,000 9.09%
4 LPL Financial LLC 174,304 2,625,000 5.99%
5 MORGAN STANLEY 159,879 2,378,000 5.42%
6 VAN ECK ASSOCIATES CORP 110,240 1,639,000 3.74%
7 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 105,602 1,570,000 3.58%
8 Commonwealth Equity Services, Inc 95,235 1,416,000 3.23%
9 WELLS FARGO & COMPANY/MN 91,474 1,360,000 3.10%
10 Investors Capital Advisory Services 73,089 1,086,000 2.48%
11 Traynor Capital Management, Inc. 65,195 981,000 2.24%
12 LADENBURG THALMANN FINANCIAL SERVICES INC. 64,428 962,000 2.19%
13 IFP ADVISORS, INC 61,944 921,000 2.10%
14 Stratos Wealth Partners, LTD. 40,250 599,000 1.37%
15 Bank of New York Mellon Corp 35,965 535,000 1.22%
16 Cambridge Investment Research Advisors, Inc. 33,406 497,000 1.13%
17 Homrich & Berg 31,947 475,000 1.08%
18 NATIONAL PLANNING CORP 31,308 468,000 1.07%
19 FIRST TRUST ADVISORS LP 29,816 443,000 1.01%
20 Raymond James Financial Services Advisors, Inc. 25,962 386,000 0.88%
21 US BANCORP \DE\ 22,046 328,000 0.75%
22 ROYAL BANK OF CANADA 19,333 287,000 0.65%
23 STIFEL FINANCIAL CORP 16,500 245,000 0.56%
24 INVESTMENT CENTERS OF AMERICA INC 16,200 240,000 0.55%
25 VICUS CAPITAL 16,137 240,000 0.55%
26 B. Riley Wealth Advisors, Inc. 16,036 239,000 0.55%
27 Creative Planning 14,720 219,000 0.50%
28 RAYMOND JAMES & ASSOCIATES 14,389 214,000 0.49%
29 NewEdge Advisors, LLC 12,530 186,000 0.42%
30 IFC Holdings Incorporated/FL 11,811 175,000 0.40%
31 Horizon Kinetics LLC 11,052 164,000 0.37%
32 HOLLENCREST CAPITAL MANAGEMENT 10,300 153,000 0.35%
33 MINICHMACGREGOR WEALTH MANAGEMENT, LLC 8,000 118,000 0.27%
34 BENJAMIN F. EDWARDS & COMPANY, INC. 7,406 110,000 0.25%
35 Riggs Asset Managment Co. Inc. 7,067 105,000 0.24%
36 Capital Investment Advisors, LLC 5,026 75,000 0.17%
37 PNC FINANCIAL SERVICES GROUP, INC. 3,750 56,000 0.13%
38 MSI Financial Services Inc 3,180 47,000 0.11%
39 CITIGROUP INC 2,242 33,000 0.08%
40 ADVISOR GROUP, INC. 1,550 23,000 0.05%
41 Sunbelt Securities, Inc. 1,000 14,870 0.03%
42 SARGENT BICKHAM LAGUDIS LLC 897 13,000 0.03%
43 JNBA Financial Advisors 653 10,000 0.02%
44 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 647 10,000 0.02%
45 Alexandria Capital, LLC 700 10,000 0.02%
46 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 97 2,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.