| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Invesco Ltd. | 249,329 | 4,054,000 | 39.68% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 107,050 | 1,741,000 | 17.04% | ||
| 3 | UBS Group AG | 68,768 | 1,118,000 | 10.94% | ||
| 4 | MORGAN STANLEY | 59,458 | 967,000 | 9.47% | ||
| 5 | Intersect Capital LLC | 51,672 | 840,000 | 8.22% | ||
| 6 | LPL Financial LLC | 26,057 | 429,000 | 4.20% | ||
| 7 | WELLS FARGO & COMPANY/MN | 22,235 | 362,000 | 3.54% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 16,012 | 261,000 | 2.55% | ||
| 9 | INVESTMENT CENTERS OF AMERICA INC | 14,350 | 233,000 | 2.28% | ||
| 10 | WEALTHSOURCE PARTNERS, LLC | 10,000 | 163,000 | 1.60% | ||
| 11 | IFP ADVISORS, INC | 2,000 | 33,000 | 0.32% | ||
| 12 | D.A. DAVIDSON & CO. | 814 | 13,000 | 0.13% | ||
| 13 | Tower Research Capital LLC (TRC) | 100 | 2,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
