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Institutional Investment Manager
INVESTMENT CENTERS OF AMERICA INC
INVESTMENT CENTERS OF AMERICA INC (CIK: 0001351904) incorporated in Delaware, located at 212 N 4th St, Bismarck, ND. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001085146-16-004208) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
1 BOSTON BEER INC 6,091,258 141,789 26.98%
2 SPDR SER TR 206,386 17,310 3.29%
3 ALTRIA GROUP INC 243,508 16,804 3.20%
4 SUMMIT HOTEL PPTYS 1,052,944 13,942 2.65%
5 APPLE INC 142,115 13,602 2.59%
6 AT&T INC 277,693 11,987 2.28%
7 JOHNSON & JOHNSON 62,462 7,556 1.44%
8 VANGUARD INDEX FDS 83,857 7,433 1.41%
9 PROCTER AND GAMBLE CO 87,032 7,360 1.40%
10 ISHARES TR 103,007 6,835 1.30%
11 EXXON MOBIL CORP 72,341 6,779 1.29%
12 ISHARES TR 159,780 6,373 1.21%
13 VERIZON COMMUNICATIONS INC 113,502 6,341 1.21%
14 PHILIP MORRIS INTL INC 61,474 6,238 1.19%
15 VANGUARD SPECIALIZED FUNDS 66,291 5,502 1.05%
16 VEREIT 481,735 4,888 0.93%
17 DUKE ENERGY CORP NEW 51,680 4,439 0.84%
18 MDU RES GROUP INC 180,298 4,329 0.82%
19 VANGUARD WHITEHALL FDS 59,483 4,251 0.81%
20 PFIZER INC 118,478 4,173 0.79%
21 PEPSICO INC 38,681 4,108 0.78%
22 MERCK & CO INC 68,357 3,963 0.75%
23 KIMBERLY CLARK CORP 28,699 3,938 0.75%
24 LOCKHEED MARTIN CORP 14,348 3,541 0.67%
25 FIRST TR VALUE LINE DIVID INSHS 124,736 3,361 0.64%
26 BERKSHIRE HATHAWAY INC DEL 22,963 3,319 0.63%
27 RYDEX ETF TRUST 40,206 3,255 0.62%
28 BOEING CO 24,804 3,208 0.61%
29 ABBVIE INC 51,803 3,187 0.61%
30 HOSPITALITY PPTYS TR 108,050 3,112 0.59%
31 BP PLC 86,850 3,091 0.59%
32 VANGUARD INDEX FDS 28,757 3,090 0.59%
33 VANGUARD INDEX FDS 27,995 3,000 0.57%
34 SPDR S&P 500 ETF TR 13,394 2,801 0.53%
35 WASTE MGMT INC DEL 41,194 2,739 0.52%
36 MONDELEZ INTL INC 57,988 2,651 0.50%
37 FACEBOOK INC 21,132 2,406 0.46%
38 VANGUARD INDEX FDS 20,578 2,379 0.45%
39 JPMORGAN CHASE & CO 36,903 2,291 0.44%
40 XCEL ENERGY INC 50,478 2,259 0.43%
41 VANGUARD INDEX FDS 17,969 2,225 0.42%
42 KRAFT HEINZ CO 24,714 2,191 0.42%
43 WELLS FARGO & CO NEW 45,835 2,174 0.41%
44 NUCOR CORP 43,461 2,150 0.41%
45 SCHWAB U.S. SMALL-CAP ETF 39,609 2,143 0.41%
46 GLAXOSMITHKLINE PLC 48,292 2,088 0.40%
47 ALLIANT ENERGY CORP 52,294 2,083 0.40%
48 3M CO 11,721 2,051 0.39%
49 VANGUARD INDEX FDS 19,041 2,008 0.38%
50 STARBUCKS CORP 32,734 1,876 0.36%
Page 1 of 7
Restatement filing (0001085146-16-004384) filed in 2016.08.22
#
Name
Shares
Value ($)
%
Options
Notes
51 FIRST TR EXCHANGE TRADED FD 89,294 1,996 0.22%
52 VANGUARD BD INDEX FDS 84,907 7,466 0.84%
53 SELECT SECTOR SPDR TR 84,317 1,928 0.22%
54 JOHNSON & JOHNSON 82,905 10,028 1.13%
55 VANGUARD WHITEHALL FDS 82,571 5,897 0.66%
56 POWERSHARES ETF TRUST 82,486 1,166 0.13%
57 POWERSHARES ETF TRUST 82,245 1,581 0.18%
58 ISHARES TR 82,222 9,585 1.08%
59 ISHARES TR 80,596 2,307 0.26%
60 FASTENAL CO 80,021 3,554 0.40%
61 PROSPECT CAPITAL CORPORATION 80,000 78 0.01% PRN
62 MERCK & CO INC 78,735 4,564 0.51%
63 ISHARES INC 78,521 3,282 0.37%
64 SPRINT CORP 77,705 355 0.04%
65 DREYFUS HIGH YIELD STRATEGIE 76,572 256 0.03%
66 EATON VANCE LTD DURATION INC 76,119 1,021 0.11%
67 ALLIANT ENERGY CORP 75,688 3,013 0.34%
68 ISHARES TR 75,588 7,025 0.79%
69 Northstar Realty Fin REIT 73,470 835 0.09%
70 PHILIP MORRIS INTL INC 71,326 7,235 0.81%
71 NUCOR CORP 69,871 3,456 0.39%
72 XCEL ENERGY INC 68,024 3,046 0.34%
73 UBS AG JERSEY BRH 67,477 1,415 0.16%
74 MONDELEZ INTL INC 63,068 2,884 0.32%
75 ABBVIE INC 63,040 3,879 0.44%
76 NUVEEN FLTNG RTE INCM OPP FD 62,559 642 0.07%
77 DUKE ENERGY CORP NEW 61,898 5,319 0.60%
78 WELLS FARGO & CO NEW 61,731 2,923 0.33%
79 PROSPECT CAPITAL CORPORATION 60,000 57 0.01% PRN
80 ISHARES TR 59,520 3,321 0.37%
81 ARROW ETF TR 59,439 1,110 0.12%
82 HSBC HLDGS PLC 58,643 1,521 0.17%
83 NUVEEN MUN VALUE FD INC 58,243 631 0.07%
84 GLAXOSMITHKLINE PLC 57,481 2,487 0.28%
85 RYDEX ETF TRUST 56,792 4,600 0.52%
86 ISHARES TR 56,656 6,509 0.73%
87 HEALTHCARE TR AMER INC 55,019 1,781 0.20%
88 MATTEL INC 55,018 1,718 0.19%
89 Gramercy PPTY TR Com 54,869 505 0.06%
90 SOUTHERN CO 54,675 2,925 0.33%
91 FIFTH THIRD BANCORP 54,140 953 0.11%
92 SCHWAB U.S. SMALL-CAP ETF 53,838 2,914 0.33%
93 WASTE MGMT INC DEL 53,132 3,532 0.40%
94 FAIRMOUNT SANTROL HLDGS INC 52,695 406 0.05%
95 ISHARES TR 51,228 5,287 0.59%
96 ARES CAPITAL CORP 50,803 720 0.08%
97 STARBUCKS CORP 50,338 2,876 0.32%
98 BROOKFIELD TOTAL RETURN FD I 49,893 1,125 0.13%
99 PEPSICO INC 49,711 5,277 0.59%
100 ISHARES TR 48,959 5,694 0.64%
Page 2 of 11