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Institutional Investment Manager
BlackRock Finance, Inc.
BlackRock Finance, Inc. (CIK: 0001364742) incorporated in Delaware, registered under Security Brokers, Dealers & Flotation Companies, located at 50 Hudson Yards, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 3,738 holdings with a total value of $69,658,941,000.
#
Name
Shares
Value ($)
%
Options
Notes
201 LIBERTY TAX INC 299 4,000 0.00%
202 EDITAS MEDICINE INCORPORATED 260 4,000 0.00%
203 BARCLAYS BANK PLC 665 4,000 0.00%
204 FOGO DE CHAO INC 348 4,000 0.00%
205 GALENA BIOPHARMA INC 12,812 4,000 0.00%
206 BIO PATH HOLDINGS INC 3,188 4,000 0.00%
207 IRIDEX CORP 267 4,000 0.00%
208 TITAN PHARMACEUTICALS 644 4,000 0.00%
209 ISHARES 81 4,000 0.00%
210 VANGUARD SCOTTSDALE FDS 44 4,000 0.00%
211 CYTRX CORP 6,872 4,000 0.00%
212 SILVER STD RES INC 350 4,000 0.00%
213 SEARS HOMETOWN & OUTLET STOR 749 4,000 0.00%
214 Agile Therapeutics, Inc. 585 4,000 0.00%
215 B. RILEY FINANCIAL INC 304 4,000 0.00%
216 PROTEOSTASIS THERAPEUTICS IN COM 234 4,000 0.00%
217 BLDRS INDEX FDS TR 116 4,000 0.00%
218 STRATUS PPTYS INC 206 5,000 0.00%
219 ASTERIAS BIOTHERAPEUTICS INC COM SER A 1,258 5,000 0.00%
220 RYDEX ETF TRUST 58 5,000 0.00%
221 ISHARES TR 192 5,000 0.00%
222 Premier Financial Bancorp Inc 264 5,000 0.00%
223 KONA GRILL INC COM 368 5,000 0.00%
224 Southern Missouri Bancorp Inc 211 5,000 0.00%
225 GENESIS ENERGY LP COM UNITS NPV 130 5,000 0.00%
226 VOLITIONRX LTD 1,000 5,000 0.00%
227 ACELRX PHARMACEUTICALS INC 1,313 5,000 0.00%
228 SYNTHETIC BIOLOGICS INCORPORATED 2,963 5,000 0.00%
229 ANAVEX LIFE SCIENCES CORP 1,344 5,000 0.00%
230 First Mid-Illinois Bancshares 189 5,000 0.00%
231 CODORUS VY BANCORP INC 229 5,000 0.00%
232 VERASTEM INC 3,623 5,000 0.00%
233 Central Valley Community Banco 311 5,000 0.00%
234 ACNB CORP 203 5,000 0.00%
235 POWERSHARES ETF TRUST 105 5,000 0.00%
236 Bankwell Financial Group Inc 228 5,000 0.00%
237 Red Lion Hotels 657 5,000 0.00%
238 AUTOBYTEL INC COM NEW 258 5,000 0.00%
239 IES HLDGS INC COM 299 5,000 0.00%
240 SPDR S&P 1000 ETF 66 5,000 0.00%
241 SOUTHERN NATL BANCORP OF VA COM 360 5,000 0.00%
242 APPFOLIO INC 285 6,000 0.00%
243 WISDOMTREE TR 174 6,000 0.00%
244 SPDR INDEX SHS FDS 220 6,000 0.00%
245 ROSETTA STONE INC COM 699 6,000 0.00%
246 ATHERSYS INC NEW 2,968 6,000 0.00%
247 AGROFRESH SOLUTIONS COM 1,201 6,000 0.00%
248 VANGUARD WHITEHALL FDS INC 69 6,000 0.00%
249 REATA PHARMACEUTICALS INC 218 6,000 0.00%
250 UNION BANKSHARES INC 178 6,000 0.00%
Page 5 of 75

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001086364-16-002326, filed 2016.11.08).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.