| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GALENA BIOPHARMA INCORPORATED COM NEW | 15,150 | 9,000 | 0.00% | ||
| 2 | JEFFERIES GROUP INC NEW SR DB CV3.875 29 | 10,000 | 10,000 | 0.00% | PRN | |
| 3 | EXCO RESOURCES INC | 20,000 | 12,000 | 0.00% | ||
| 4 | UNITED STATES OIL FUND LP | 23,500 | 12,000 | 0.00% | Call | |
| 5 | BANK AMER CORP | 10,000 | 16,000 | 0.00% | Put | |
| 6 | Proteon Therapeutics Inc | 11,125 | 19,000 | 0.00% | ||
| 7 | REWALK ROBOTICS LTD | 10,000 | 21,000 | 0.00% | ||
| 8 | TRANSENTERIX INC | 20,000 | 24,000 | 0.00% | ||
| 9 | TORCHLIGHT ENERGY RES INC | 23,219 | 33,000 | 0.00% | ||
| 10 | Abraxas Petroleum Corp | 20,300 | 41,000 | 0.00% | ||
| 11 | WIRELESS TELECOM GROUP INC | 33,120 | 49,000 | 0.00% | ||
| 12 | REGULUS THERAPEUTICS INC COM | 37,400 | 62,000 | 0.00% | ||
| 13 | FERRELLGAS PARTNERS L.P. UNIT LTD PART | 10,747 | 64,000 | 0.00% | ||
| 14 | ELBIT IMAGING LTD | 20,660 | 70,000 | 0.00% | ||
| 15 | RITE AID CORP | 18,000 | 77,000 | 0.00% | ||
| 16 | NUVEEN SR INCOME FD | 11,750 | 80,000 | 0.00% | ||
| 17 | SCORPIO TANKERS INC | 20,000 | 89,000 | 0.00% | ||
| 18 | UNI PIXEL INC COM NEW | 106,150 | 90,000 | 0.00% | ||
| 19 | AVON PRODS INC | 21,577 | 95,000 | 0.00% | ||
| 20 | MFS INTERMEDIATE INCOME TRUST SH BEN INT | 23,943 | 103,000 | 0.00% | ||
| 21 | CALAMOS CONV OPPORTUNITIES & | 11,592 | 128,000 | 0.01% | ||
| 22 | NUVEEN PFD INCOME OPPORTUN | 12,998 | 128,000 | 0.01% | ||
| 23 | FS KKR CAPITAL CORP COM | 13,295 | 130,000 | 0.01% | ||
| 24 | POWERSHARES ETF WILDER HILL CLEAN ENERGY PORTFOLIO | 35,199 | 141,000 | 0.01% | ||
| 25 | POWERSHARES ETF TR II | 10,200 | 151,000 | 0.01% | ||
| 26 | ICICI BANK LIMITED | 18,289 | 157,000 | 0.01% | ||
| 27 | ASA GOLD AND PRECIOUS MTLS L | 13,297 | 160,000 | 0.01% | ||
| 28 | RUBY TUESDAY INC COM | 57,454 | 161,000 | 0.01% | ||
| 29 | GENWORTH FINL INC | 39,946 | 165,000 | 0.01% | ||
| 30 | DNP SELECT INCOME FD INC | 15,259 | 165,000 | 0.01% | ||
| 31 | SOUTHWESTERN ENERGY CO | 20,468 | 167,000 | 0.01% | ||
| 32 | BROADSOFT INC | 150,000 | 168,000 | 0.01% | PRN | |
| 33 | FIRST TR EXCHANGE TRADED FD | 13,336 | 168,000 | 0.01% | ||
| 34 | DYNAVAX TECHNOLOGIES CORP | 28,324 | 169,000 | 0.01% | ||
| 35 | COHEN & STEERS QUALITY RLTY | 14,500 | 178,000 | 0.01% | ||
| 36 | AXSOME THERAPEUTICS INC COM | 46,000 | 179,000 | 0.01% | ||
| 37 | Del Taco Restaurants, Inc. | 13,674 | 181,000 | 0.01% | ||
| 38 | HP INC | 10,516 | 188,000 | 0.01% | ||
| 39 | APOLLO SR FLOATING RATE FD INC COM | 10,747 | 189,000 | 0.01% | ||
| 40 | CAPITAL PRODUCT PARTNERS L P | 55,000 | 196,000 | 0.01% | ||
| 41 | PIMCO ETF TR | 1,963 | 200,000 | 0.01% | ||
| 42 | CLAYMORE ETF GUGGENHEIM ENHANCED | 3,972 | 200,000 | 0.01% | ||
| 43 | GLOBAL X FDS | 8,000 | 202,000 | 0.01% | ||
| 44 | Arc Logistics Partners Lp | 14,331 | 204,000 | 0.01% | ||
| 45 | TORTOISE ENERGY INDEPENDENC | 12,379 | 204,000 | 0.01% | ||
| 46 | BROOKFIELD INFRAST PARTNERS | 5,280 | 204,000 | 0.01% | ||
| 47 | SPDR DOW JONES INDL AVRG ETF | 991 | 204,000 | 0.01% | ||
| 48 | TOTAL S A | 4,111 | 207,000 | 0.01% | ||
| 49 | INGERSOLL-RAND PLC | 2,549 | 207,000 | 0.01% | ||
| 50 | New York REIT Inc | 21,500 | 208,000 | 0.01% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001580642-17-002985, filed 2017.05.15).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
