| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | STEMCELLS INC COM NEW | 30,000 | 8,000 | 0.00% | ||
| 2 | CIENA CORP SR NT CV 17 | 10,000 | 10,000 | 0.00% | PRN | |
| 3 | INTEL CORP JR SB CONV DB 35 | 10,000 | 12,000 | 0.00% | PRN | |
| 4 | PRICELINE GRP INC SR CONV NT 1 18 | 10,000 | 12,000 | 0.00% | PRN | |
| 5 | CHART INDS INC SR SB GLBL CV 18 | 16,000 | 15,000 | 0.00% | PRN | |
| 6 | BOTTOMLINE TECH DEL INC SR CONV NT1.5 17 | 16,000 | 17,000 | 0.01% | PRN | |
| 7 | INTEL CORP JR SB CONV DB 39 | 10,000 | 18,000 | 0.01% | PRN | |
| 8 | MICROCHIP TECHNOLOGY INC | 10,000 | 20,000 | 0.01% | PRN | |
| 9 | AIR LEASE CORP SR CV NT3.875 18 | 16,000 | 21,000 | 0.01% | PRN | |
| 10 | SERVICENOW INC | 20,000 | 21,000 | 0.01% | PRN | |
| 11 | MEDIDATA SOLUTIONS INC 1 08/01/2018 | 21,000 | 21,000 | 0.01% | PRN | |
| 12 | TEVA PHARMACEUTICAL FIN LLC SR EXC DB0.25 26 | 16,000 | 21,000 | 0.01% | PRN | |
| 13 | DEPOMED INC NOTE 2.500 9/0 | 21,000 | 21,000 | 0.01% | PRN | |
| 14 | HOLOGIC INC SR STEP CV NT 42 | 16,000 | 21,000 | 0.01% | PRN | |
| 15 | WABASH NATL CORP SR NT CV3.375 18 | 16,000 | 21,000 | 0.01% | PRN | |
| 16 | VERINT SYS INC 1.5 06/01/2021 | 25,000 | 23,000 | 0.01% | PRN | |
| 17 | NEWPARK RES INC SR NT CV 4 17 | 24,000 | 23,000 | 0.01% | PRN | |
| 18 | ATLAS AIR WORLDWIDE HLDGS INC 2.25 06/01/2022 | 26,000 | 24,000 | 0.01% | PRN | |
| 19 | BIOMARIN PHARMACEUTICAL INC 0.75 10/15/2018 | 23,000 | 25,000 | 0.01% | PRN | |
| 20 | NUANCE COMMUNICATIONS INC SR CV NT 2.75 31 | 25,000 | 25,000 | 0.01% | PRN | |
| 21 | LIBERTY MEDIA CORP DELAWARE | 26,000 | 26,000 | 0.01% | PRN | |
| 22 | SANDISK CORP | 26,000 | 26,000 | 0.01% | PRN | |
| 23 | SALESFORCE COM INC SR CV NT 0.25 18 | 22,000 | 26,000 | 0.01% | PRN | |
| 24 | ON SEMICONDUCTOR CORP | 26,000 | 27,000 | 0.01% | PRN | |
| 25 | XILINX INC SR NT CV2.625 17 | 16,000 | 27,000 | 0.01% | PRN | |
| 26 | HELIX ENERGY SOLUTIONS GRP INC SR GLBL CV NT 32 | 35,000 | 27,000 | 0.01% | PRN | |
| 27 | ILLUMINA INC SR CONV NT0.5 21 | 26,000 | 27,000 | 0.01% | PRN | |
| 28 | MOLINA HEALTHCARE INC | 20,000 | 27,000 | 0.01% | PRN | |
| 29 | CONNECTURE INC | 11,111 | 28,000 | 0.01% | ||
| 30 | Macquarie Infrastructure Corp | 26,000 | 28,000 | 0.01% | PRN | |
| 31 | ECLIPSE RES CORP COM | 20,000 | 29,000 | 0.01% | ||
| 32 | NVIDIA CORP SR CONV NT 1 18 | 16,000 | 30,000 | 0.01% | PRN | |
| 33 | XPO LOGISTICS INC | 15,000 | 30,000 | 0.01% | PRN | |
| 34 | Red Hat Inc | 26,000 | 31,000 | 0.01% | PRN | |
| 35 | CEL SCI CORP | 80,000 | 42,000 | 0.01% | ||
| 36 | DANAHER CORP DEL LYON 01/21 | 16,000 | 46,000 | 0.02% | PRN | |
| 37 | JARDEN CORP | 26,000 | 50,000 | 0.02% | PRN | |
| 38 | CONSTELLIUM NV CL A | 10,000 | 52,000 | 0.02% | ||
| 39 | SIRIUS XM HOLDINGS INC | 15,313 | 60,000 | 0.02% | ||
| 40 | TELEFLEX INC | 27,000 | 64,000 | 0.02% | PRN | |
| 41 | NYMOX PHARMACEUTICAL CORP | 28,000 | 68,000 | 0.02% | ||
| 42 | Hercules Offshore Inc | 10,000 | 101,000 | 0.03% | ||
| 43 | FIAT CHRYSLER AUTOMOBILES N | 12,500 | 101,000 | 0.03% | ||
| 44 | SALIENT MIDSTREAM & MLP FD SH BEN INT | 13,274 | 107,000 | 0.04% | ||
| 45 | HUNTINGTON BANCSHARES INC | 10,877 | 108,000 | 0.04% | ||
| 46 | EATON VANCE TAX-MANAGED GLOBAL COM | 12,340 | 109,000 | 0.04% | ||
| 47 | EATON VANCE TAX MANAGED DIVE | 10,245 | 110,000 | 0.04% | ||
| 48 | REGIONS FINANCIAL CORP NEW | 15,886 | 125,000 | 0.04% | ||
| 49 | HAMILTON BANCORP INC MD | 10,000 | 133,000 | 0.04% | ||
| 50 | FIFTH STREET FINANCE CORP | 28,200 | 144,000 | 0.05% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-16-003638, filed 2016.05.10).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
