| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 1,114,112 | 8,913,000 | 23.92% | ||
| 2 | Advisors Asset Management, Inc. | 728,903 | 5,831,000 | 15.65% | ||
| 3 | UBS Group AG | 449,965 | 3,600,000 | 9.66% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 430,728 | 3,446,000 | 9.25% | ||
| 5 | SEGALL BRYANT & HAMILL, LLC | 411,450 | 3,292,000 | 8.84% | ||
| 6 | MORGAN STANLEY | 358,407 | 2,867,000 | 7.70% | ||
| 7 | SIT INVESTMENT ASSOCIATES INC | 265,872 | 2,127,000 | 5.71% | ||
| 8 | Thomas J. Herzfeld Advisors, Inc. | 229,476 | 1,836,000 | 4.93% | ||
| 9 | Invesco Ltd. | 196,013 | 1,568,000 | 4.21% | ||
| 10 | WELLS FARGO & COMPANY/MN | 117,746 | 942,000 | 2.53% | ||
| 11 | ROYAL BANK OF CANADA | 54,493 | 436,000 | 1.17% | ||
| 12 | Salient Capital Advisors, LLC | 42,853 | 343,000 | 0.92% | ||
| 13 | TFS CAPITAL LLC | 39,799 | 318,000 | 0.85% | ||
| 14 | DAVENPORT & Co LLC | 37,298 | 298,384 | 0.80% | ||
| 15 | STIFEL FINANCIAL CORP | 33,675 | 269,000 | 0.72% | ||
| 16 | Commonwealth Equity Services, Inc | 30,736 | 246,000 | 0.66% | ||
| 17 | Coe Capital Management, LLC | 30,000 | 240,000 | 0.64% | ||
| 18 | RAYMOND JAMES & ASSOCIATES | 23,200 | 186,000 | 0.50% | ||
| 19 | LPL Financial LLC | 18,436 | 135,000 | 0.36% | ||
| 20 | Brown Advisory Securities, LLC | 13,274 | 107,000 | 0.29% | ||
| 21 | Bison Wealth, LLC | 12,223 | 98,000 | 0.26% | ||
| 22 | BANK OF MONTREAL /CAN/ | 8,000 | 64,000 | 0.17% | ||
| 23 | SIGNATUREFD, LLC | 3,000 | 24,000 | 0.06% | ||
| 24 | CITIGROUP INC | 2,407 | 19,000 | 0.05% | ||
| 25 | Joel Isaacson & Co., LLC | 2,000 | 16,000 | 0.04% | ||
| 26 | D.A. DAVIDSON & CO. | 1,950 | 15,000 | 0.04% | ||
| 27 | Estabrook Capital Management | 1,144 | 9,152 | 0.02% | ||
| 28 | Creative Planning | 572 | 5,000 | 0.01% | ||
| 29 | KELLEHER FINANCIAL ADVISORS | 500 | 4,000 | 0.01% | ||
| 30 | MSI Financial Services Inc | 350 | 3,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
