| # | % | |||||
|---|---|---|---|---|---|---|
| 4201 | ESCALON MEDICAL CORP NEW | 16,000 | 26,000 | 0.00% | ||
| 4202 | UROPLASTY INC | 11,957 | 25,000 | 0.00% | ||
| 4203 | SELECT SECTOR SPDR TR | 448 | 25,000 | 0.00% | Put | |
| 4204 | GTX INC | 34,736 | 25,000 | 0.00% | ||
| 4205 | Real Goods Solar Cl A Class A | 52,405 | 25,000 | 0.00% | ||
| 4206 | BOOKS-A-MILLION INC | 13,341 | 23,000 | 0.00% | ||
| 4207 | ACTIVE POWER INC COM NEW | 11,541 | 21,000 | 0.00% | ||
| 4208 | MeetMe, Inc. | 13,946 | 21,000 | 0.00% | ||
| 4209 | INFOSONICS CORP | 19,306 | 21,000 | 0.00% | ||
| 4210 | LIQUID HLDGS GROUP INC COM | 62,084 | 20,000 | 0.00% | ||
| 4211 | METABOLIX INC RESTRICTED | 49,043 | 20,000 | 0.00% | ||
| 4212 | DATARAM | 10,665 | 19,000 | 0.00% | ||
| 4213 | JOES JEANS INC | 56,010 | 19,000 | 0.00% | ||
| 4214 | HYPERDYNAMICS CORP | 23,915 | 18,000 | 0.00% | ||
| 4215 | CEL SCI CORP | 31,223 | 18,000 | 0.00% | ||
| 4216 | RELIV INTL INC COM NEW | 13,404 | 16,000 | 0.00% | ||
| 4217 | BSD MEDICAL CORP | 45,884 | 16,000 | 0.00% | ||
| 4218 | OSHKOSH CORP | 330 | 16,000 | 0.00% | Call | |
| 4219 | BIODEL INC | 12,493 | 16,000 | 0.00% | ||
| 4220 | SUNLINK HEALTH SYS INC COM | 10,720 | 15,000 | 0.00% | ||
| 4221 | PREMIER EXHIBITIONS INC | 25,234 | 15,000 | 0.00% | ||
| 4222 | CESCA THERAPEUTICS INC | 14,934 | 15,000 | 0.00% | ||
| 4223 | CARDICA INC | 17,566 | 12,000 | 0.00% | ||
| 4224 | VISION-SCIENCES INC DEL | 16,937 | 12,000 | 0.00% | ||
| 4225 | CYCLACEL PHARMACEUTICALS INC | 16,724 | 11,000 | 0.00% | ||
| 4226 | ACORN ENERGY INC COM | 14,728 | 11,000 | 0.00% | ||
| 4227 | Life Partners Holdings Inc | 15,244 | 11,000 | 0.00% | ||
| 4228 | POTASH CORP SASK INC | 300 | 11,000 | 0.00% | Call | |
| 4229 | STOCK MNG INC | 13,243 | 10,000 | 0.00% | ||
| 4230 | ISHARES TR | 160 | 10,000 | 0.00% | Call | |
| 4231 | IKANOS COMMUNICATIONS INC | 33,070 | 10,000 | 0.00% | ||
| 4232 | WET SEAL INC | 143,587 | 10,000 | 0.00% | ||
| 4233 | MINES MGMT INC | 18,604 | 9,000 | 0.00% | ||
| 4234 | DOCUMENT SEC SYS INC COM | 20,182 | 9,000 | 0.00% | ||
| 4235 | SOPHIRIS BIO INC | 17,500 | 9,000 | 0.00% | ||
| 4236 | PFIZER INC | 274 | 9,000 | 0.00% | Call | |
| 4237 | OCEAN PWR TECHNOLOGIES INC | 13,373 | 8,000 | 0.00% | ||
| 4238 | Gevo Inc | 24,270 | 8,000 | 0.00% | ||
| 4239 | Corinthian Colleges, Inc. | 128,438 | 8,000 | 0.00% | ||
| 4240 | NORTH AMERN PALLADIUM LTD | 55,101 | 7,000 | 0.00% | ||
| 4241 | Escalera Resources Co | 13,465 | 7,000 | 0.00% | ||
| 4242 | ENTERTAINMENT GAMING ASIA INC | 11,628 | 6,000 | 0.00% | ||
| 4243 | BB&T CORP | 164 | 6,000 | 0.00% | Call | |
| 4244 | CACHE INC COM STK | 24,023 | 5,000 | 0.00% | ||
| 4245 | CRACKER BARREL OLD COM | 15 | 2,000 | 0.00% | Call | |
| 4246 | GENERAL ELECTRIC CO | 93 | 2,000 | 0.00% | Call | |
| 4247 | COMMUNITY HEALTH SYS INC NEW RIGHT 99/99/9999 | 61,476 | 2,000 | 0.00% | ||
| 4248 | Hewlett Packard Co | 1 | 0 | 0.00% | Call |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001390777-15-000064, filed 2015.02.17).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
