| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BVF INC/IL | 1,060,283 | 573,000 | 57.41% | ||
| 2 | Gruss Capital Management LP | 489,000 | 264,000 | 26.45% | ||
| 3 | Palo Alto Investors LP | 191,600 | 103,000 | 10.32% | ||
| 4 | Virtu KCG Holdings LLC | 61,530 | 33,000 | 3.31% | ||
| 5 | Bank of New York Mellon Corp | 17,500 | 9,000 | 0.90% | ||
| 6 | UBS Group AG | 8,940 | 5,000 | 0.50% | ||
| 7 | ROYAL BANK OF CANADA | 9,334 | 5,000 | 0.50% | ||
| 8 | CITIGROUP INC | 5,150 | 3,000 | 0.30% | ||
| 9 | BlackRock Investment Management, LLC | 2,452 | 1,000 | 0.10% | ||
| 10 | BANK OF MONTREAL /CAN/ | 1,632 | 1,000 | 0.10% | ||
| 11 | WELLS FARGO & COMPANY/MN | 1,800 | 1,000 | 0.10% | ||
| 12 | MORGAN STANLEY | 28 | 0 | 0.00% | ||
| 13 | Tower Research Capital LLC (TRC) | 100 | 0 | 0.00% | ||
| 14 | BANK OF AMERICA CORP /DE/ | 57 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.