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SOPHIRIS BIO INC
SOPHIRIS BIO INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 14 Institutional holders with a total value of $998,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BVF INC/IL 1,060,283 573,000 57.41%
2 Gruss Capital Management LP 489,000 264,000 26.45%
3 Palo Alto Investors LP 191,600 103,000 10.32%
4 Virtu KCG Holdings LLC 61,530 33,000 3.31%
5 Bank of New York Mellon Corp 17,500 9,000 0.90%
6 UBS Group AG 8,940 5,000 0.50%
7 ROYAL BANK OF CANADA 9,334 5,000 0.50%
8 CITIGROUP INC 5,150 3,000 0.30%
9 BlackRock Investment Management, LLC 2,452 1,000 0.10%
10 BANK OF MONTREAL /CAN/ 1,632 1,000 0.10%
11 WELLS FARGO & COMPANY/MN 1,800 1,000 0.10%
12 MORGAN STANLEY 28 0 0.00%
13 Tower Research Capital LLC (TRC) 100 0 0.00%
14 BANK OF AMERICA CORP /DE/ 57 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.