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CARDICA INC
CARDICA INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 36 Institutional holders with a total value of $31,076,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Broadfin Capital, LLC 8,874,992 6,212,000 19.99%
2 Camber Capital Management LP 8,374,846 5,862,000 18.86%
3 PRIMECAP MANAGEMENT CO/CA/ 6,013,500 4,209,000 13.54%
4 WASATCH ADVISORS LP 3,964,409 2,775,000 8.93%
5 PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. 3,193,781 2,236,000 7.20%
6 SABBY MANAGEMENT, LLC 3,146,657 2,203,000 7.09%
7 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 1,821,333 1,275,000 4.10%
8 VANGUARD GROUP INC 1,794,716 1,256,000 4.04%
9 PERKINS CAPITAL MANAGEMENT INC 1,693,546 1,185,000 3.81%
10 DAFNA Capital Management LLC 1,486,004 1,040,000 3.35%
11 ACUTA CAPITAL PARTNERS, LLC 1,465,905 1,026,000 3.30%
12 Grandeur Peak Global Advisors, LLC 613,297 429,000 1.38%
13 ALLEN HOLDING INC /NY 417,938 293,000 0.94%
14 GEODE CAPITAL MANAGEMENT, LLC 307,281 215,000 0.69%
15 KEYBANK NATIONAL ASSOCIATION/OH 254,187 178,000 0.57%
16 KSA CAPITAL MANAGEMENT, LLC 250,000 175,000 0.56%
17 LOCKHEED MARTIN INVESTMENT MANAGEMENT CO 210,000 147,000 0.47%
18 Virtu KCG Holdings LLC 128,536 90,000 0.29%
19 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 84,300 51,000 0.16%
20 NORTHERN TRUST CORP 61,775 43,000 0.14%
21 UBS Group AG 44,421 31,000 0.10%
22 BRIDGEWAY CAPITAL MANAGEMENT, LLC 33,400 23,000 0.07%
23 CITADEL ADVISORS LLC 28,783 20,000 0.06%
24 BLACKROCK ADVISORS LLC 26,645 19,000 0.06%
25 Teton Advisors, Inc. 24,000 17,000 0.05%
26 LADENBURG THALMANN FINANCIAL SERVICES INC. 19,990 14,000 0.05%
27 Bank of New York Mellon Corp 17,566 12,000 0.04%
28 KING LUTHER CAPITAL MANAGEMENT CORP 15,000 11,000 0.04%
29 Private Wealth Partners, LLC 15,000 10,000 0.03%
30 GUGGENHEIM CAPITAL LLC 13,531 9,000 0.03%
31 WELLS FARGO & COMPANY/MN 6,103 4,000 0.01%
32 US BANCORP \DE\ 4,000 3,000 0.01%
33 MORGAN STANLEY 2,814 2,000 0.01%
34 GROUP ONE TRADING LLC 1,086 1,000 0.00%
35 MANUFACTURERS LIFE INSURANCE COMPANY, THE 513 0 0.00%
36 Creative Planning 10 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.