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Institutional Investment Manager
LPL Financial LLC
LPL Financial LLC (CIK: 0001403438) incorporated in California, located at 4707 Executive Drive, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001403438-14-000011) filed in 2014.11.10
#
Name
Shares
Value ($)
%
Options
Notes
151 VANGUARD INTL EQUITY INDEX F 482,738 23,471 0.14%
152 RYDEX ETF TRUST 195,513 23,446 0.14%
153 FACEBOOK INC 304,961 23,345 0.14%
154 GOOGLE INC 40,371 22,942 0.14%
155 ISHARES GOLD TRUST 1,939,249 22,825 0.14%
156 ISHARES TR 231,835 22,748 0.14%
157 QUALCOMM INC 303,936 22,456 0.13%
158 ISHARES TR 319,237 22,104 0.13%
159 WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND 432,761 21,984 0.13%
160 VISA INC 104,481 21,943 0.13%
161 VANGUARD INTL EQUITY INDEX F 364,529 21,682 0.13%
162 POWERSHARES ETF TR II 752,168 21,482 0.13%
163 POWERSHARES ETF TRUST 334,150 21,015 0.13%
164 Proshares Short S&P 500 884,317 20,622 0.12%
165 FIRST TR EXCHANGE-TRADED FD 227,470 20,588 0.12%
166 3M CO 146,689 20,416 0.12%
167 MCDONALDS CORP 216,058 20,350 0.12%
168 POWERSHARES ETF TRUST 218,740 20,290 0.12%
169 Kinder Morgan Inc. 214,426 19,982 0.12%
170 ENTERPRISE PRODS PARTNERS L 498,061 19,733 0.12%
171 VANGUARD WORLD FD 170,340 19,724 0.12%
172 ISHARES 7-10 YEAR TREASURY BOND ETF 185,914 19,391 0.12%
173 SOUTHERN CO 438,787 19,346 0.12%
174 FIRST TR EXCHANGE TRADED FD 959,959 19,314 0.12%
175 ISHARES TR 379,648 19,195 0.11%
176 VANGUARD INTL EQUITY INDEX F 350,715 19,156 0.11%
177 AMAZON COM INC 59,351 18,842 0.11%
178 WISDOMTREE TR 266,709 18,822 0.11%
179 ISHARES TR 499,240 18,667 0.11%
180 FIRST TRUST EXCH TRADED FUND 2 CONSUMR STAPLE ETF 481,229 18,604 0.11%
181 HOME DEPOT INC 204,062 18,574 0.11%
182 ABBVIE INC 322,215 18,440 0.11%
183 VANGUARD INDEX FDS 222,434 18,311 0.11%
184 BRISTOL MYERS SQUIBB CO 359,957 18,190 0.11%
185 SELECT SECTOR SPDR TR 273,148 17,973 0.11%
186 FIRST TR EXCHANGE TRADED FD 664,456 17,947 0.11%
187 ISHARES TR 162,849 17,881 0.11%
188 iShares 1,480,017 17,568 0.10%
189 ISHARES TR 289,874 17,488 0.10%
190 FORD MTR CO DEL 1,197,143 17,466 0.10%
191 UNION PAC CORP 164,542 17,409 0.10%
192 HEALTHCARE TRUST AMERICA INC CL A NEW 1,473,095 17,265 0.10%
193 WISDOMTREE TR 342,618 17,014 0.10%
194 CELGENE CORP 180,038 16,821 0.10%
195 CISCO SYS INC 665,741 16,663 0.10%
196 SCHLUMBERGER LTD 168,487 16,656 0.10%
197 LILLY ELI & CO 254,692 16,575 0.10%
198 KIMBERLY CLARK CORP 154,925 16,538 0.10%
199 HALLIBURTON CO 263,493 16,460 0.10%
200 SPDR SERIES TRUST PRTFLO S&P500 GW ETF 178,785 16,299 0.10%
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