Dark
Light
System
Security
FIRST TRUST EXCH TRADED FUND 2 CONSUMR STAPLE ETF
FIRST TRUST EXCH TRADED FUND 2 CONSUMR STAPLE ETF. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 87 Institutional holders with a total value of $1,141,286,473.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 F-Squared Investment Management, LLC 6,874,934 268,604,000 23.54%
2 MORGAN STANLEY 4,338,088 169,489,000 14.85%
3 WELLS FARGO & COMPANY/MN 3,545,601 138,526,000 12.14%
4 FIRST TRUST ADVISORS LP 2,683,583 104,848,000 9.19%
5 BB&T SECURITIES, LLC 202,427 79,088,000 6.93%
6 BANK OF AMERICA CORP /DE/ 1,327,617 51,870,000 4.54%
7 UBS AG 1,302,664 50,895,000 4.46%
8 PARAMETRIC PORTFOLIO ASSOCIATES LLC 857,595 33,506,000 2.94%
9 Beaumont Financial Partners, LLC 780,124 30,479,000 2.67%
10 RAYMOND JAMES & ASSOCIATES 622,905 24,337,000 2.13%
11 LPL Financial LLC 481,229 18,604,000 1.63%
12 ROYAL BANK OF CANADA 330,309 12,905,000 1.13%
13 Placemark Investments, Inc. 330,006 12,898,000 1.13%
14 Hoxton Financial, Inc. 277,313 10,835,000 0.95%
15 STIFEL FINANCIAL CORP 252,036 9,847,000 0.86%
16 Astor Investment Management LLC 231,559 9,047,000 0.79%
17 BBVA USA Bancshares, Inc. 209,905 8,201,000 0.72%
18 ENVESTNET ASSET MANAGEMENT INC 178,865 6,988,000 0.61%
19 AMERIPRISE FINANCIAL INC 176,698 6,904,000 0.60%
20 JPMORGAN CHASE & CO 168,430 6,581,000 0.58%
21 MSI Financial Services Inc 142,401 5,564,000 0.49%
22 CREDIT SUISSE AG/ 134,400 5,251,000 0.46%
23 NewSquare Capital LLC 132,777 5,188,000 0.45%
24 CITIGROUP INC 128,322 5,014,000 0.44%
25 HL FINANCIAL SERVICES LLC 109,301 4,270,000 0.37%
26 Robert W. Baird & Co. Inc 98,558 3,851,000 0.34% SH
27 Janney Montgomery Scott LLC 86,848 3,393,151 0.30%
28 OLD NATIONAL BANCORP /IN/ 86,767 3,390,000 0.30%
29 LADENBURG THALMANN FINANCIAL SERVICES INC. 83,838 3,287,000 0.29%
30 BENJAMIN F. EDWARDS & COMPANY, INC. 78,974 3,085,000 0.27%
31 AMERICAN INTERNATIONAL GROUP, INC. 67,868 2,651,603 0.23%
32 STERNE AGEE GROUP, INC. 66,252 2,584,000 0.23%
33 NEW ENGLAND SECURITIES CORP /MA/ 60,357 2,358,000 0.21%
34 SignalPoint Asset Management, LLC 57,302 2,239,000 0.20%
35 Regal Investment Advisors LLC 51,231 2,002,000 0.18%
36 SII INVESTMENTS INC/WI 47,156 1,840,000 0.16%
37 Raymond James Financial Services Advisors, Inc. 46,806 1,829,000 0.16%
38 NATIONAL PLANNING CORP 45,437 1,794,000 0.16%
39 SUSQUEHANNA INTERNATIONAL GROUP, LLP 43,243 1,690,000 0.15%
40 IFC Holdings Incorporated/FL 41,968 1,642,000 0.14%
41 Prospera Financial Services Inc 43,722 1,356,000 0.12%
42 STEPHENS INC /AR/ 34,464 1,347,000 0.12%
43 Commonwealth Equity Services, Inc 32,754 1,280,000 0.11%
44 OPPENHEIMER & CO INC 29,722 1,161,000 0.10%
45 B. Riley Wealth Management, Inc. 27,548 1,076,000 0.09%
46 Virtu Financial LLC 26,978 1,054,000 0.09%
47 First Allied Advisory Services, Inc. 26,864 1,051,000 0.09%
48 DEUTSCHE BANK AG\ 26,514 1,035,000 0.09%
49 VSR Financial Services, Inc. 26,187 1,023,000 0.09%
50 FOUNDERS FINANCIAL SECURITIES LLC 24,326 950,000 0.08%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.