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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 50 Institutional holders with a total value of $327,818,888.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS AG 3,831,915 78,094,000 23.82%
2 MORGAN STANLEY 3,659,301 74,577,000 22.75%
3 WELLS FARGO & COMPANY/MN 1,951,128 39,764,000 12.13%
4 Prospera Financial Services Inc 1,213,713 24,672,000 7.53%
5 LPL Financial LLC 959,959 19,314,000 5.89%
6 BANK OF AMERICA CORP /DE/ 614,499 12,523,000 3.82%
7 ROYAL BANK OF CANADA 551,051 11,230,000 3.43%
8 BB&T SECURITIES, LLC 50,446 10,280,000 3.14%
9 STIFEL FINANCIAL CORP 501,160 10,214,000 3.12%
10 RAYMOND JAMES & ASSOCIATES 410,548 8,367,000 2.55%
11 AMERICAN INTERNATIONAL GROUP, INC. 283,079 5,769,150 1.76%
12 Cambridge Investment Research Advisors, Inc. 267,723 5,456,000 1.66%
13 HL FINANCIAL SERVICES LLC 153,163 3,121,000 0.95%
14 AMERIPRISE FINANCIAL INC 103,015 2,099,000 0.64%
15 JPMORGAN CHASE & CO 100,528 2,049,000 0.63%
16 Private Advisor Group, LLC 94,214 1,920,000 0.59%
17 SUSQUEHANNA INTERNATIONAL GROUP, LLP 91,712 1,869,000 0.57%
18 Robert W. Baird & Co. Inc 76,409 1,557,000 0.47% SH
19 First Allied Advisory Services, Inc. 74,491 1,509,000 0.46%
20 CREDIT SUISSE AG/ 72,984 1,487,000 0.45%
21 IFC Holdings Incorporated/FL 70,144 1,429,000 0.44%
22 Commonwealth Equity Services, Inc 52,563 1,071,000 0.33%
23 MSI Financial Services Inc 45,851 934,000 0.28%
24 BAROMETER CAPITAL MANAGEMENT INC. 45,400 925,000 0.28%
25 NEW ENGLAND SECURITIES CORP /MA/ 38,202 779,000 0.24%
26 BENJAMIN F. EDWARDS & COMPANY, INC. 36,342 741,000 0.23%
27 Concert Wealth Management Inc. 33,876 684,000 0.21%
28 Cutter & CO Brokerage, Inc. 27,728 565,000 0.17%
29 Moors & Cabot, Inc. 27,243 553,000 0.17%
30 Cetera Advisors LLC 25,868 526,000 0.16%
31 VSR Financial Services, Inc. 23,664 482,000 0.15%
32 NATIONAL PLANNING CORP 18,711 384,000 0.12%
33 Cetera Advisor Networks LLC 16,304 334,000 0.10%
34 OPPENHEIMER & CO INC 15,418 314,000 0.10%
35 Raymond James Financial Services Advisors, Inc. 15,015 306,000 0.09%
36 First Heartland Consultants, Inc. 13,210 269,000 0.08%
37 Jaffetilchin Investment Partners, LLC 13,000 265,000 0.08%
38 DEUTSCHE BANK AG\ 12,018 244,000 0.07%
39 LADENBURG THALMANN FINANCIAL SERVICES INC. 11,010 224,000 0.07%
40 ATWOOD & PALMER INC 10,865 221,000 0.07%
41 B. Riley Wealth Management, Inc. 8,675 176,000 0.05%
42 D.A. DAVIDSON & CO. 7,300 148,000 0.05%
43 NEXT Financial Group, Inc 6,410 131,000 0.04%
44 PRIVATE TRUST CO NA 4,865 99,000 0.03%
45 Regal Investment Advisors LLC 3,400 69,000 0.02%
46 WFG Advisors, LP 2,000 41,000 0.01%
47 Winslow, Evans & Crocker, Inc. 626 12,738 0.00%
48 CITIGROUP INC 490 10,000 0.00%
49 Riggs Asset Managment Co. Inc. 325 7,000 0.00%
50 Orion Porfolio Solutions, LLC 187 4,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.