Dark
Light
System
Institutional Investment Manager
LPL Financial LLC
LPL Financial LLC (CIK: 0001403438) incorporated in California, located at 4707 Executive Drive, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001403438-14-000011) filed in 2014.11.10
#
Name
Shares
Value ($)
%
Options
Notes
2301 POWERSHARES ETF TR II 9,272 253 0.00%
2302 ITRON INC 6,499 252 0.00%
2303 EQUITY COMWLTH COM SH BEN INT 9,893 252 0.00%
2304 STRATEGIC GLOBAL INCOME FD COM 28,530 252 0.00%
2305 POWERSHARES ETF TRUST 10,184 251 0.00%
2306 TARGA RES CORP 1,833 251 0.00%
2307 MORGAN STANLEY CHINA A SH FD 10,510 250 0.00%
2308 AGNICO EAGLE MINES LTD 8,513 249 0.00%
2309 CONCUR TECHNOLOGIE 1,960 248 0.00%
2310 NORTHFIELD BANCORP INC DEL COM 18,250 248 0.00%
2311 Fidelity New Markets Income 15,248 248 0.00%
2312 STIFEL FINANCIAL CP 5,431 247 0.00%
2313 MEDGENICS INC 51,268 247 0.00%
2314 ISHARES TR NEW YORK MUN ETF 2,225 247 0.00%
2315 SUN LIFE FINL INC 6,790 245 0.00%
2316 NABORS INDUSTRIES LTD 11,056 245 0.00%
2317 ALLEGHENY TECHNOLOGIES INC 6,771 244 0.00%
2318 SM ENERGY CO 3,226 244 0.00%
2319 DOUGLAS EMMETT INC COM 9,490 244 0.00%
2320 WESTLAKE CHEM CORP 2,913 243 0.00%
2321 ITT Corp 5,519 243 0.00%
2322 FAIRCHILD SEMICONDUCTOR INTLCOM 15,904 243 0.00%
2323 EXACT SCIENCES CORP 12,906 242 0.00%
2324 UNITED STS GASOLINE FD LP 4,438 242 0.00%
2325 InterDigital Inc 9,643 241 0.00%
2326 WESCO INTL INC 3,120 241 0.00%
2327 JABIL INC 12,143 240 0.00%
2328 THL CR INC 18,329 239 0.00%
2329 MOODYS CORP 2,581 239 0.00%
2330 WABASH NATL CORP 18,109 239 0.00%
2331 FIRST TR ISE GLOBL COPPR IND 11,432 238 0.00%
2332 NUVEEN NEW YORK MUN VALUE FD 16,522 238 0.00%
2333 BOSTON BEER INC 1,109 238 0.00%
2334 GREAT PANTHER SILVER LTD 233,020 238 0.00%
2335 PayPal 10,793 237 0.00%
2336 GREAT SOUTHN BANCORP INC 7,873 237 0.00%
2337 DOMINOS PIZZA (USD) 3,069 237 0.00%
2338 CPFL ENERGIA S A 15,989 237 0.00%
2339 LEUCADIA NATL CORP 10,107 237 0.00%
2340 MBIA INC 26,060 236 0.00%
2341 BLACKROCK CA MUNI 2018 TERM 15,500 236 0.00%
2342 TREEHOUSE FOODS INC 2,923 235 0.00%
2343 ISHARES TR 4,212 235 0.00%
2344 CBL & ASSOC PPTYS INC 13,188 235 0.00%
2345 LA Z BOY INC COM 12,087 235 0.00%
2346 LMI Aerospace, Inc. 18,922 234 0.00%
2347 ISHARES TR 2,081 234 0.00%
2348 TRUECAR INC 12,720 234 0.00%
2349 INDEXIQ ETF TR 8,464 233 0.00%
2350 NEW JERSEY RES CORP 4,667 233 0.00%
Page 47 of 54