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STRATEGIC GLOBAL INCOME FD COM
STRATEGIC GLOBAL INCOME FD COM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 35 Institutional holders with a total value of $35,400,607.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 918,483 8,110,000 22.91%
2 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 560,384 4,948,000 13.98%
3 RIVERNORTH CAPITAL MANAGEMENT, LLC 513,307 4,533,000 12.80%
4 MORGAN STANLEY 457,938 4,044,000 11.42%
5 Saba Capital Management, L.P. 381,387 3,368,000 9.51%
6 BCWM, LLC 18,072 1,596,000 4.51%
7 DOLIVER ADVISORS, LP 141,286 1,248,000 3.53%
8 GUGGENHEIM CAPITAL LLC 133,625 1,180,000 3.33%
9 ROYAL BANK OF CANADA 126,400 1,116,000 3.15%
10 Ancora Advisors LLC 124,429 1,099,000 3.10%
11 Invesco Ltd. 89,607 791,000 2.23%
12 MERIDIAN INVESTMENT COUNSEL INC. 85,093 751,000 2.12%
13 RAYMOND JAMES & ASSOCIATES 50,102 442,000 1.25%
14 WOLVERINE ASSET MANAGEMENT LLC 40,039 353,000 1.00%
15 GEODE CAPITAL MANAGEMENT, LLC 34,951 308,000 0.87% PRN
16 Shaker Financial Services, LLC 28,755 254,000 0.72%
17 LPL Financial LLC 28,530 252,000 0.71%
18 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 22,864 202,000 0.57%
19 HOLLENCREST CAPITAL MANAGEMENT 15,500 137,000 0.39%
20 BANK OF AMERICA CORP /DE/ 11,685 103,000 0.29%
21 Cetera Advisors LLC 11,230 99,000 0.28%
22 Commonwealth Equity Services, Inc 10,881 96,000 0.27%
23 JANE STREET GROUP, LLC 10,061 89,000 0.25%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,750 51,000 0.14%
25 MUFG Americas Holdings Corp 5,300 47,000 0.13%
26 PNC FINANCIAL SERVICES GROUP, INC. 5,000 44,000 0.12%
27 Tower Research Capital LLC (TRC) 3,486 31,000 0.09%
28 NEXT Financial Group, Inc 2,600 23,000 0.06%
29 MSI Financial Services Inc 2,600 23,000 0.06%
30 BANK OF MONTREAL /CAN/ 2,000 18,000 0.05%
31 MUFG Securities EMEA plc 1,900 16,777 0.05%
32 Ground Swell Capital, LLC 1,114 10,000 0.03%
33 KANALY TRUST CO 1,000 9,000 0.03%
34 AMERICAN INTERNATIONAL GROUP, INC. 1,000 8,830 0.02%
35 BARCLAYS PLC 30 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.