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ISHARES TR NEW YORK MUN ETF
ISHARES TR NEW YORK MUN ETF. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 32 Institutional holders with a total value of $41,312,521.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 94,319 10,465,000 25.33%
2 BANK OF AMERICA CORP /DE/ 69,688 7,733,000 18.72%
3 WELLS FARGO & COMPANY/MN 46,082 5,113,000 12.38%
4 JANE STREET GROUP, LLC 30,552 3,390,000 8.21%
5 ARROW FINANCIAL CORP 30,465 3,381,000 8.18%
6 Bouchey Financial Group Ltd 17,995 1,997,000 4.83%
7 ALESCO ADVISORS LLC 13,485 1,496,000 3.62%
8 UBS AG 9,847 1,093,000 2.65%
9 Virtu KCG Holdings LLC 9,731 1,080,000 2.61%
10 Laidlaw Group, LLC 4,450 494,000 1.20%
11 GOLDMAN SACHS GROUP INC 4,243 471,000 1.14%
12 BARCLAYS PLC 3,964 437,000 1.06%
13 BlackRock Investment Management, LLC 3,544 393,000 0.95%
14 Tortoise Investment Management, LLC 3,000 333,000 0.81%
15 Private Advisor Group, LLC 2,850 316,000 0.76%
16 ROYAL BANK OF CANADA 2,624 291,000 0.70%
17 1st Global Advisors, Inc. 2,306 256,000 0.62%
18 LPL Financial LLC 2,225 247,000 0.60%
19 WHALEROCK POINT PARTNERS, LLC 2,220 246,000 0.60%
20 Commonwealth Equity Services, Inc 2,167 240,000 0.58%
21 SUSQUEHANNA INTERNATIONAL GROUP, LLP 2,137 237,000 0.57%
22 MSI Financial Services Inc 2,090 232,000 0.56%
23 Placemark Investments, Inc. 1,955 217,000 0.53%
24 RELIANCE TRUST CO 1,902 211,000 0.51%
25 WEALTHCARE CAPITAL MANAGEMENT LLC 1,822 202,000 0.49%
26 AMERIPRISE FINANCIAL INC 1,687 187,000 0.45%
27 CITIGROUP INC 1,209 134,000 0.32%
28 Focused Wealth Management, Inc 1,157 128,000 0.31%
29 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,078 120,000 0.29%
30 ROCKEFELLER FINANCIAL SERVICES INC 777 86,000 0.21%
31 HOWE & RUSLING INC 550 61,000 0.15%
32 AMERICAN INTERNATIONAL GROUP, INC. 230 25,521 0.06%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.