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Institutional Investment Manager
LPL Financial LLC
LPL Financial LLC (CIK: 0001403438) incorporated in California, located at 4707 Executive Drive, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001403438-14-000011) filed in 2014.11.10
#
Name
Shares
Value ($)
%
Options
Notes
2401 WORKDAY INC 2,670 215 0.00%
2402 MINERALS TECHNOLOGIES INC 3,677 215 0.00%
2403 RLI CORP 5,010 215 0.00%
2404 ZIONS BANCORPORATION 7,528 215 0.00%
2405 JUNIPER NETWORKS INC 9,871 214 0.00%
2406 POWERSECURE INTL INC 23,365 214 0.00%
2407 BARCLAYS BANK 9,615 214 0.00%
2408 CARDTRONICS INC. 6,196 214 0.00%
2409 PNM RES INC 8,468 213 0.00%
2410 Stone Energy Corp 7,168 213 0.00%
2411 INVESCO MORTGAGE CAPITAL INC 13,385 213 0.00%
2412 HAEMONETICS CORP MASS COM 6,184 213 0.00%
2413 FIESTA RESTAURANT GROUP INC COM 4,349 213 0.00%
2414 GABELLI MULTIMEDIA TR INC 22,967 212 0.00%
2415 KKR INCOME OPPORTUNITIES FD 12,100 211 0.00%
2416 ISHARES TR 1,871 211 0.00%
2417 AIRGAS INC 1,939 211 0.00%
2418 ISHARES TR 6,199 211 0.00%
2419 SEVENTY SEVEN ENERGY INC - escrow shares 8,903 211 0.00%
2420 COMMERCE BANCSHARES INC 4,769 211 0.00%
2421 ISHARES TR 5,794 210 0.00%
2422 FIRST TR EXCH TRD ALPHA FD I 4,586 210 0.00%
2423 ORBITAL SCIENCES C 7,702 209 0.00%
2424 SYNGENTA AG 3,383 209 0.00%
2425 NUVEEN CALIF MUNICPAL VALU FD2 COM 12,873 209 0.00%
2426 Safeway Inc - Safeway PDC LLC CVR 6,093 208 0.00%
2427 BANCO SANTANDER BRASIL S A ADS REP 1 UNIT 32,074 208 0.00%
2428 CODORUS VY BANCORP INC 10,304 208 0.00%
2429 POWERSHARES DWA NASDAQ MOMENTUM PORTFOLIO 3,190 208 0.00%
2430 GABELLI GLB SML & MD CP VAL TR 20,540 208 0.00%
2431 NUVEEN INTER DURATION MN TMF 16,510 207 0.00%
2432 TEXAS PAC LD TR SUB CTF PROP I T 1,086 207 0.00%
2433 UNITED FINL BANCORP INC NEW COM 16,301 207 0.00%
2434 ENTEGRIS INC 18,041 207 0.00%
2435 SWISS HELVETIA FD INC 15,400 206 0.00%
2436 BUNGE LIMITED 2,491 206 0.00%
2437 INTERNATIONAL FLAVORS&FRAGRA 2,193 206 0.00%
2438 VANGUARD ADMIRAL FDS INC 2,273 206 0.00%
2439 TWO RIV BANCORP COM 25,953 206 0.00%
2440 CHEGG INC 33,387 206 0.00%
2441 DIREXION SHARES TRUST DRX S&P500BULL ETF 2,769 206 0.00%
2442 ADVISORSHARES TR 8,900 205 0.00%
2443 WESTERN ALLIANCE BANCORP 8,784 205 0.00%
2444 PBF ENERGY INC 8,577 205 0.00%
2445 CDN IMPERIAL BK COMM TORONTO 2,290 205 0.00%
2446 POWERSHARES ETF TR II 8,234 205 0.00%
2447 ENDOLOGIX INC 19,096 204 0.00%
2448 HOWARD HUGHES CORP 1,410 204 0.00%
2449 LINDSAY CORP 2,747 204 0.00%
2450 BARCLAYS BANK PLC 7,843 204 0.00%
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