Dark
Light
System
Institutional Investment Manager
LPL Financial LLC
LPL Financial LLC (CIK: 0001403438) incorporated in California, located at 4707 Executive Drive, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001403438-14-000011) filed in 2014.11.10
#
Name
Shares
Value ($)
%
Options
Notes
2501 SCHLUMBERGER LTD 168,487 16,656 0.10%
2502 CISCO SYS INC 665,741 16,663 0.10%
2503 CELGENE CORP 180,038 16,821 0.10%
2504 WISDOMTREE TR 342,618 17,014 0.10%
2505 HEALTHCARE TR AMER INC CL A 1,473,095 17,265 0.10%
2506 UNION PAC CORP 164,542 17,409 0.10%
2507 FORD MTR CO DEL 1,197,143 17,466 0.10%
2508 ISHARES TR 289,874 17,488 0.10%
2509 Ishares Mtg Real Estate Capped 1,480,017 17,568 0.10%
2510 ISHARES TR 162,849 17,881 0.11%
2511 FIRST TR EXCHANGE TRADED FD 664,456 17,947 0.11%
2512 Consumer Discretionary Select 273,148 17,973 0.11%
2513 BRISTOL MYERS SQUIBB CO 359,957 18,190 0.11%
2514 VANGUARD INDEX FDS 222,434 18,311 0.11%
2515 Abbvie Inc 322,215 18,440 0.11%
2516 HOME DEPOT INC 204,062 18,574 0.11%
2517 FIRST TR EXCHANGE TRADED FD 481,229 18,604 0.11%
2518 ISHARES TR 499,240 18,667 0.11%
2519 WISDOMTREE TR 266,709 18,822 0.11%
2520 AMAZON COM INC 59,351 18,842 0.11%
2521 Vanguard FTSE Europe Index Fund ETF Shares 350,715 19,156 0.11%
2522 ISHARES TR 379,648 19,195 0.11%
2523 FIRST TR EXCHANGE TRADED FD 959,959 19,314 0.12%
2524 SOUTHERN CO 438,787 19,346 0.12%
2525 iShares Treasury Bond ETF 185,914 19,391 0.12%
2526 Vanguard Health Care ETF 170,340 19,724 0.12%
2527 ENTERPRISE PRODS PARTNERS L 498,061 19,733 0.12%
2528 Kinder Morgan Inc. 214,426 19,982 0.12%
2529 POWERSHARES ETF TRUST 218,740 20,290 0.12%
2530 MCDONALDS CORP 216,058 20,350 0.12%
2531 3M CO 146,689 20,416 0.12%
2532 First Trust NYSE Arca Biotechnology Index Fund 227,470 20,588 0.12%
2533 PROSHARES SHORT S&P500 884,317 20,622 0.12%
2534 POWERSHARES ETF TRUST 334,150 21,015 0.13%
2535 POWERSHARES ETF TR II 752,168 21,482 0.13%
2536 Vanguard Total World Stock Index Fd 364,529 21,682 0.13%
2537 Visa Inc Cl A 104,481 21,943 0.13%
2538 WISDOMTREE TR 432,761 21,984 0.13%
2539 ISHARES TR 319,237 22,104 0.13%
2540 Qualcomm Inc 303,936 22,456 0.13%
2541 ISHARES TR 231,835 22,748 0.14%
2542 ISHARES GOLD TRUST 1,939,249 22,825 0.14%
2543 ALPHABET INC CAP STK CL C 40,371 22,942 0.14%
2544 FACEBOOK INC 304,961 23,345 0.14%
2545 RYDEX ETF TRUST 195,513 23,446 0.14%
2546 VANGUARD INTL EQUITY INDEX F 482,738 23,471 0.14%
2547 WISDOMTREE TR 527,068 23,481 0.14%
2548 ISHARES TR 282,009 23,833 0.14%
2549 PHILIP MORRIS INTL INC 287,099 23,964 0.14%
2550 MARKET VECTORS ETF TR 948,870 24,092 0.14%
Page 51 of 54