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Institutional Investment Manager
LPL Financial LLC
LPL Financial LLC (CIK: 0001403438) incorporated in California, located at 4707 Executive Drive, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001403438-14-000011) filed in 2014.11.10
#
Name
Shares
Value ($)
%
Options
Notes
2601 SPDR SER TR 943,907 35,312 0.21%
2602 SPDR INDEX SHS FDS 775,536 35,458 0.21%
2603 PIMCO ETF TR 352,696 35,781 0.21%
2604 CREDIT SUISSE NASSAU BRH 1,027,183 36,455 0.22%
2605 INTEL CORP 1,073,834 36,500 0.22%
2606 ISHARES TR 1,033,975 36,623 0.22%
2607 DNP SELECT INCOME FD INC 3,724,606 37,619 0.22%
2608 ISHARES 1,235,906 37,633 0.22%
2609 BOEING CO 302,545 37,718 0.22%
2610 ISHARES TR 140,768 37,927 0.23%
2611 VANGUARD INDEX FDS 212,945 37,951 0.23%
2612 PIMCO ETF TR 351,665 38,314 0.23%
2613 ISHARES TR 340,937 38,570 0.23%
2614 ISHARES TR 263,728 38,787 0.23%
2615 SPDR SERIES TRUST 1,384,441 40,370 0.24%
2616 ISHARES TR 411,978 40,786 0.24%
2617 SELECT SECTOR SPDR TR 459,764 40,813 0.24%
2618 COCA COLA CO 956,773 40,892 0.24%
2619 ISHARES TR 308,915 41,076 0.24%
2620 ISHARES 620,478 41,963 0.25%
2621 FIRST TR EXCHANGE TRADED FD 770,252 42,526 0.25%
2622 FIRST TR LRG CP VL ALPHADEX 1,030,116 43,110 0.26%
2623 ISHARES 20 YEAR TREASURY BOND ETF 371,903 43,970 0.26%
2624 SPDR DOW JONES INDL AVRG ETF 267,009 44,772 0.27%
2625 ISHARES TR 890,361 45,239 0.27%
2626 ALTRIA GROUP INC 1,015,854 46,496 0.28%
2627 PROCTER AND GAMBLE CO 559,581 46,524 0.28%
2628 DISNEY WALT CO 541,239 47,355 0.28%
2629 SELECT SECTOR SPDR TR 1,228,344 48,249 0.29%
2630 VANGUARD INDEX FDS 545,708 48,694 0.29%
2631 VANGUARD INDEX FDS 428,325 49,549 0.30%
2632 MICROSOFT CORP 1,080,510 49,595 0.30%
2633 ISHARES TR 729,012 50,448 0.30%
2634 ISHARES TR 426,487 50,637 0.30%
2635 POWERSHARES ETF TR II 1,495,869 51,937 0.31%
2636 ISHARES TR 1,291,292 52,568 0.31%
2637 ISHARES TR 708,768 52,839 0.32%
2638 POWERSHARES ETF TRUST II 2,194,572 53,306 0.32%
2639 CHEVRON CORP NEW 453,243 53,325 0.32%
2640 VANGUARD BD INDEX FDS 722,276 57,905 0.35%
2641 VERIZON COMMUNICATIONS INC 1,233,068 60,951 0.36%
2642 FIRST TR LRGE CP CORE ALPHA 1,429,059 61,207 0.36%
2643 ISHARES TR 549,307 62,000 0.37%
2644 ISHARES TR 408,930 63,887 0.38%
2645 AT&T INC 1,829,655 63,965 0.38%
2646 SELECT SECTOR SPDR TR 2,858,846 65,439 0.39%
2647 VANGUARD WHITEHALL FDS 1,003,658 65,850 0.39%
2648 BERKSHIRE HATHAWAY INC DEL 482,157 65,872 0.39%
2649 ISHARES 1,760,357 66,999 0.40%
2650 ISHARES TR 649,233 68,358 0.41%
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