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Institutional Investment Manager
LPL Financial LLC
LPL Financial LLC (CIK: 0001403438) incorporated in California, located at 4707 Executive Drive, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q1)
Portfolio Summary: 2,780 holdings with a total value of $19,578,190,000.
#
Name
Shares
Value ($)
%
Options
Notes
2751 KINROSS GOLD CORP 10,983 26,000 0.00%
2752 CYTORI THERAPEUTIC INC 19,793 23,000 0.00%
2753 NORTH ATLANTIC DRILLING LTD 18,382 22,000 0.00%
2754 Ipass Inc 20,000 21,000 0.00%
2755 URANIUM RES INC 16,080 21,000 0.00%
2756 URANIUM ENERGY CORP 13,100 20,000 0.00%
2757 BRISTOL MYERS SQUIBB CO DBCV 9/1 12,000 19,000 0.00%
2758 PEREGRINE PHARMACEUTICALS IN 13,260 18,000 0.00%
2759 WALTER ENERGY INC COM 26,213 17,000 0.00%
2760 ALPHA NATURAL RESOURCES 14,463 15,000 0.00%
2761 SIFY TECHNOLOGIES LTD 12,000 15,000 0.00%
2762 BLUE EARTH INC COM 14,000 14,000 0.00%
2763 SPEED COMM INC 20,000 13,000 0.00%
2764 BARCLAYS BANK PLC 10,625 13,000 0.00%
2765 * LEXICON PHARMACEUTICALS INC COM 14,000 13,000 0.00%
2766 TASEKO MINES LTD 15,721 11,000 0.00%
2767 Comstock Mining Inc 18,744 11,000 0.00%
2768 STEMCELLS INC COM NEW 11,550 11,000 0.00%
2769 AMERICAN RLTY CAP PPTYS INC SR CONV NT 3 18 10,000 10,000 0.00%
2770 GTX INC 13,000 9,000 0.00%
2771 ALPHA NATURAL RESOURCES 20,000 8,000 0.00%
2772 NORTH AMERN PALLADIUM LTD 31,150 7,000 0.00%
2773 MINES MGMT INC 12,235 6,000 0.00%
2774 TANZANIAN ROYALTY EXPL CORP 16,800 6,000 0.00%
2775 MAGELLAN PETROLEUM CORP 13,500 6,000 0.00%
2776 DOCUMENT SEC SYS INC COM 14,392 6,000 0.00%
2777 AMERICAN EAGLE ENERGY CORP COM 20,000 4,000 0.00%
2778 NANOSPHERE INC 16,000 4,000 0.00%
2779 DEJOUR ENERGY INC 20,000 3,000 0.00%
2780 COMMUNITY HEALTH SYS INC NEW 98,165 2,000 0.00%
Page 56 of 56

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001403438-15-000004, filed 2015.05.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.