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PEREGRINE PHARMACEUTICALS IN
PEREGRINE PHARMACEUTICALS IN. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 85 Institutional holders with a total value of $41,218,773.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BlackRock Institutional Trust Company, N.A. 6,173,381 8,334,000 20.22%
2 VANGUARD GROUP INC 5,355,219 7,229,000 17.54%
3 BlackRock Fund Advisors 5,056,557 6,826,000 16.56%
4 STATE STREET CORP 2,248,886 3,036,000 7.37%
5 NORTHERN TRUST CORP 1,845,792 2,492,000 6.05%
6 GEODE CAPITAL MANAGEMENT, LLC 1,044,479 1,410,000 3.42%
7 Bank of New York Mellon Corp 802,537 1,084,000 2.63%
8 TIAA CREF INVESTMENT MANAGEMENT LLC 710,191 959,000 2.33%
9 BlackRock Investment Management, LLC 553,727 748,000 1.81%
10 QS Investors, LLC 503,400 679,000 1.65%
11 Commonwealth Equity Services, Inc 503,295 679,000 1.65%
12 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 479,800 638,000 1.55%
13 BLACKROCK ADVISORS LLC 445,267 601,000 1.46%
14 Freedom Investment Management, Inc. 379,440 512,000 1.24%
15 ROYAL BANK OF CANADA 368,849 498,000 1.21%
16 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 343,768 464,000 1.13%
17 MILLENNIUM MANAGEMENT LLC 323,543 437,000 1.06%
18 AQR CAPITAL MANAGEMENT LLC 281,291 380,000 0.92%
19 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 255,100 345,000 0.84%
20 TEACHERS ADVISORS, LLC 241,801 326,000 0.79%
21 METROPOLITAN LIFE INSURANCE CO/NY 148,895 201,000 0.49%
22 RHUMBLINE ADVISERS 141,281 191,000 0.46%
23 BAXTER BROS INC 135,506 183,000 0.44%
24 VOYA INVESTMENT MANAGEMENT LLC 134,571 182,000 0.44%
25 Nationwide Fund Advisors 133,223 180,000 0.44%
26 MANUFACTURERS LIFE INSURANCE COMPANY, THE 129,707 175,000 0.42%
27 ZACKS INVESTMENT MANAGEMENT 122,566 165,000 0.40%
28 AMERICAN INTERNATIONAL GROUP, INC. 113,969 153,858 0.37%
29 SUSQUEHANNA INTERNATIONAL GROUP, LLP 112,724 152,000 0.37%
30 LADENBURG THALMANN FINANCIAL SERVICES INC. 89,692 121,000 0.29%
31 WELLS FARGO & COMPANY/MN 87,552 118,000 0.29%
32 First Heartland Consultants, Inc. 86,204 116,000 0.28%
33 BANK OF AMERICA CORP /DE/ 69,092 94,000 0.23%
34 SUSQUEHANNA INTERNATIONAL GROUP, LLP 66,200 89,000 0.22% Call
35 Investors Capital Advisory Services 56,288 75,000 0.18%
36 FIDGEON TIMOTHY F 55,000 74,000 0.18%
37 UBS Group AG 55,011 74,000 0.18%
38 STIFEL FINANCIAL CORP 49,861 67,000 0.16%
39 MORGAN STANLEY 48,174 65,000 0.16%
40 GUGGENHEIM CAPITAL LLC 47,644 64,000 0.16%
41 PRINCIPAL FINANCIAL GROUP INC 46,487 63,000 0.15%
42 First Allied Advisory Services, Inc. 47,600 63,000 0.15%
43 Legal & General Group Plc 34,581 47,000 0.11%
44 ProShare Advisors LLC 34,096 46,000 0.11%
45 CREDIT SUISSE AG/ 31,716 43,000 0.10%
46 JPMORGAN CHASE & CO 30,000 41,000 0.10%
47 TWO SIGMA SECURITIES, LLC 29,149 39,000 0.09%
48 REGENTATLANTIC CAPITAL LLC 29,259 39,000 0.09%
49 NOMURA HOLDINGS INC 26,000 37,000 0.09%
50 Nine Chapters Capital Management LLC 27,700 37,000 0.09%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.