| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 | 27,495 | 0 | 0.00% | ||
| 2 | UNITED DEV FDG IV COM | 47,567 | 0 | 0.00% | ||
| 3 | COMMUNITY HEALTH SYS INC NEW RIGHT 99/99/9999 | 89,891 | 0 | 0.00% | ||
| 4 | DOCUMENT SEC SYS INC COM | 14,392 | 3,000 | 0.00% | ||
| 5 | Key Energy Services Inc | 15,511 | 3,000 | 0.00% | ||
| 6 | ATLAS RESOURCES PARTNERS LP | 12,875 | 4,000 | 0.00% | ||
| 7 | PEREGRINE PHARMACEUTICALS IN | 13,160 | 5,000 | 0.00% | ||
| 8 | Orexigen Therapeutics, Inc. | 10,850 | 5,000 | 0.00% | ||
| 9 | DENISON MINES CORP | 14,578 | 8,000 | 0.00% | ||
| 10 | PALATIN TECHNOLOGIES INC COM | 15,000 | 8,000 | 0.00% | ||
| 11 | MATEON THERAPEUTICS INC | 12,887 | 9,000 | 0.00% | ||
| 12 | SUNSHINE HEART INC | 14,000 | 9,000 | 0.00% | ||
| 13 | STOCK MNG INC | 19,615 | 9,000 | 0.00% | ||
| 14 | AMERICAN RLTY CAP PPTYS INC | 10,000 | 10,000 | 0.00% | ||
| 15 | NEPTUNE TECHNOLOGIES BIORESO | 10,000 | 10,000 | 0.00% | ||
| 16 | GALENA BIOPHARMA INC | 16,180 | 10,000 | 0.00% | ||
| 17 | SINA CORP | 10,000 | 10,000 | 0.00% | ||
| 18 | TCP CAP CORP NOTE 5.25012/1 | 10,000 | 10,000 | 0.00% | ||
| 19 | CENVEO INC | 13,439 | 11,000 | 0.00% | ||
| 20 | UNITED STATES ANTIMONY CORP | 45,100 | 12,000 | 0.00% | ||
| 21 | COMSTOCK RES INC COM NEW | 15,000 | 12,000 | 0.00% | ||
| 22 | AMPIO PHARMACEUTICALS INC | 10,200 | 12,000 | 0.00% | ||
| 23 | TANZANIAN ROYALTY EXPL CORP | 13,500 | 13,000 | 0.00% | ||
| 24 | DIVERSIFIED RESTAURANT | 10,000 | 16,000 | 0.00% | ||
| 25 | TELLURIAN INC NEW COM | 14,187 | 17,000 | 0.00% | ||
| 26 | URANIUM ENERGY CORP | 19,240 | 18,000 | 0.00% | ||
| 27 | MEMORIAL PRODTN PARTNERS | 10,749 | 19,000 | 0.00% | ||
| 28 | PLUG POWER INC COM | 11,660 | 20,000 | 0.00% | ||
| 29 | PROVECTUS BIOPHARMACEUTICALS I | 59,200 | 21,000 | 0.00% | ||
| 30 | SEQUENOM INC | 25,100 | 21,000 | 0.00% | ||
| 31 | CHESAPEAKE ENERGY CORP | 23,000 | 21,000 | 0.00% | ||
| 32 | TRANSENTERIX INC | 17,734 | 21,000 | 0.00% | ||
| 33 | BRISTOL MYERS SQUIBB CO DBCV 9/1 | 12,000 | 23,000 | 0.00% | ||
| 34 | GLU MOBILE INC | 10,700 | 24,000 | 0.00% | ||
| 35 | VERASTEM INC COM | 17,852 | 24,000 | 0.00% | ||
| 36 | BIOPHARMX CORP COM | 40,000 | 25,000 | 0.00% | ||
| 37 | Ipass Inc | 20,000 | 25,000 | 0.00% | ||
| 38 | BLACKROCK CAPITAL INVESTMENT | 25,000 | 26,000 | 0.00% | ||
| 39 | NEURALSTEM INCORPORATED | 91,816 | 27,000 | 0.00% | ||
| 40 | ARENA PHARMACEUTICALS INC | 16,550 | 27,000 | 0.00% | ||
| 41 | WABASH NATL CORP | 22,000 | 27,000 | 0.00% | ||
| 42 | CONTRAFECT CORP COM | 10,000 | 28,000 | 0.00% | ||
| 43 | Teekay Tankers LTD | 10,171 | 30,000 | 0.00% | ||
| 44 | BELLATRIX EXPLORATION LTD | 30,000 | 31,000 | 0.00% | ||
| 45 | JASON INDS INC | 165,000 | 33,000 | 0.00% | ||
| 46 | Hertz Global Holdings, Inc. | 15,267 | 34,000 | 0.00% | ||
| 47 | HUGOTON ROYALTY | 14,257 | 35,000 | 0.00% | ||
| 48 | QUICKLOGIC CORP | 38,098 | 36,000 | 0.00% | ||
| 49 | WILLBROS GROUP INC DEL COM | 15,485 | 39,000 | 0.00% | ||
| 50 | ALLIQUA BIOMEDICAL INC | 34,000 | 39,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001403438-16-000017, filed 2016.08.15).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
