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Institutional Investment Manager
LPL Financial LLC
LPL Financial LLC (CIK: 0001403438) incorporated in California, located at 4707 Executive Drive, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Original 13F HR (0001403438-17-000001) filed in 2017.02.13
#
Name
Shares
Value ($)
%
Options
Notes
451 POWERSHARES GLOBAL ETF FD 208,542 4,467 0.03%
452 TEKLA HEALTHCARE INVS SH BEN INT 205,034 4,445 0.03%
453 VANGUARD ADMIRAL FDS INC 39,517 4,445 0.03%
454 ISHARES TR 71,940 4,437 0.03%
455 ISHARES TR CHINA LG-CAP ETF 124,647 4,381 0.03%
456 INVESCO MUN OPPORTUNITY TR 342,537 4,378 0.03%
457 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 45,997 4,358 0.03%
458 ISHARES TR 10-20 YR TRS ETF 32,662 4,347 0.03%
459 ISHARES TR GLOB HLTHCRE ETF 45,275 4,344 0.03%
460 PIMCO ETF TR 82,470 4,326 0.03%
461 Blackrock Inc 11,190 4,322 0.03%
462 FLAHERTY&CRMN PFD SEC INCOM FD COM 219,576 4,295 0.03%
463 POWERSHARES ETF TRUST 294,372 4,283 0.03%
464 BLACKROCK CORPOR HI YLD FD INC COM 391,853 4,283 0.03%
465 SPDR SERIES TRUST 69,926 4,270 0.03%
466 LIFE STORAGE INC 50,309 4,267 0.03%
467 BCE INC 98,254 4,265 0.03%
468 CLAYMORE EXCHANGE TRD FD TR 108,897 4,254 0.03%
469 NUVEEN FLOATING RATE INCOME 363,637 4,251 0.03%
470 MEDTRONIC PLC 60,187 4,250 0.03%
471 ISHARES TR CUR HD EURZN ETF 157,061 4,236 0.03%
472 VANGUARD INDEX FDS 40,911 4,201 0.03%
473 TORONTO DOMINION BK ONT 84,026 4,184 0.03%
474 ISHARES SILVER TRUST ISHARES 270,510 4,177 0.03%
475 VEREIT INC COM 488,905 4,170 0.03%
476 DBX ETF TR 171,284 4,167 0.03%
477 STRYKER CORP 34,858 4,163 0.03%
478 AMERICAN WTR WKS CO INC NEW 57,454 4,151 0.03%
479 CROWN CASTLE INTL CORP NEW 47,818 4,149 0.03%
480 PNC FINL SVCS GROUP INC 35,143 4,146 0.03%
481 INVESCO DYNAMIC CR OPP FD 336,666 4,144 0.03%
482 BLACKROCK TAX MUNICPAL BD TR 190,734 4,143 0.03%
483 WISDOMTREE TR US LARGECAP VLU 61,053 4,139 0.03%
484 POWERSHARES ACT MANG COMM FD OPT YLD DIV 240,673 4,135 0.03%
485 CLAYMORE EXCHANGE TRD FD TR 163,699 4,133 0.03%
486 VANGUARD SCOTTSDALE FDS 36,761 4,115 0.03%
487 COHEN & STEERS QUALITY RLTY COM 327,028 4,081 0.03%
488 VICTORY PORTFOLIOS II SHS US LRG CAP 100,503 4,068 0.03%
489 VANGUARD SCOTTSDALE FDS 45,373 4,062 0.03%
490 SPDR SERIES TRUST BLMBRG BRC INTRM 68,122 4,061 0.03%
491 DOUBLELINE OPPORTUNISTIC CR 175,371 4,055 0.03%
492 iShares MSCI Brazil ETF 117,506 4,049 0.03%
493 Gilead Sciences Inc 54,566 4,045 0.03%
494 CLAYMORE EXCHANGE TRD FD TR 166,891 4,042 0.03%
495 NASDAQ Inc 60,571 4,039 0.03%
496 ISHARES TR 0-5YR HI YL CP 83,964 3,984 0.03%
497 CLAYMORE EXCHANGE TRD FD TR GUGG ULTR SH DUR 79,444 3,981 0.03%
498 VANECK VECTORS ETF TR 55,288 3,967 0.03%
499 Nextera Energy Inc. 33,165 3,938 0.03%
500 PIMCO DYNAMIC INCOME FD SHS 139,746 3,923 0.03%
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