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CLAYMORE EXCHANGE TRD FD TR
CLAYMORE EXCHANGE TRD FD TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 39 Institutional holders with a total value of $50,763,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BERGANKDV WEALTH MANAGEMENT, LLC 462,562 17,994,000 35.45%
2 BANK OF AMERICA CORP /DE/ 153,588 5,975,000 11.77%
3 LPL Financial LLC 108,897 4,254,000 8.38%
4 Commonwealth Equity Services, Inc 81,274 3,162,000 6.23%
5 IMA Advisory Services, Inc. 51,642 2,009,000 3.96%
6 WELLS FARGO & COMPANY/MN 50,178 1,952,000 3.85%
7 MORGAN STANLEY 40,518 1,576,000 3.10%
8 Bank Pictet & Cie (Europe) AG 37,376 1,454,000 2.86%
9 BANQUE PICTET & CIE SA 37,376 1,454,000 2.86%
10 Cambridge Investment Research Advisors, Inc. 27,821 1,082,000 2.13%
11 SUSQUEHANNA INTERNATIONAL GROUP, LLP 26,410 1,027,000 2.02%
12 CITADEL ADVISORS LLC 25,461 990,000 1.95%
13 UNITED CAPITAL FINANCIAL ADVISORS, LLC 20,261 788,000 1.55%
14 ETRADE Capital Management LLC 19,182 746,000 1.47%
15 ROYAL BANK OF CANADA 19,067 742,000 1.46%
16 MANUFACTURERS LIFE INSURANCE COMPANY, THE 16,952 659,000 1.30%
17 LIDO ADVISORS, LLC 14,444 562,000 1.11%
18 LADENBURG THALMANN FINANCIAL SERVICES INC. 14,152 550,000 1.08%
19 PNC FINANCIAL SERVICES GROUP, INC. 12,841 500,000 0.98%
20 JANE STREET GROUP, LLC 11,877 462,000 0.91%
21 IFP ADVISORS, INC 11,850 461,000 0.91%
22 Raymond James Financial Services Advisors, Inc. 11,525 448,000 0.88%
23 RAYMOND JAMES & ASSOCIATES 9,882 384,000 0.76%
24 SG Americas Securities, LLC 7,733 301,000 0.59%
25 AMERIPRISE FINANCIAL INC 6,778 264,000 0.52%
26 INVESTMENT CENTERS OF AMERICA INC 6,384 249,000 0.49%
27 MSI Financial Services Inc 5,715 222,000 0.44%
28 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 5,310 207,000 0.41%
29 Carroll Financial Associates, Inc. 3,335 129,000 0.25%
30 Creative Planning 1,581 62,000 0.12%
31 UBS Group AG 1,508 59,000 0.12%
32 ADVISOR GROUP, INC. 260 10,000 0.02%
33 CITIGROUP INC 230 9,000 0.02%
34 Brick & Kyle, Associates 200 8,000 0.02%
35 Tortoise Investment Management, LLC 128 5,000 0.01%
36 ASSET DEDICATION, LLC 80 3,000 0.01%
37 Financial Architects, Inc 71 3,000 0.01%
38 SHARKEY, HOWES & JAVER 9 1,000 0.00%
39 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.