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DOUBLELINE OPPORTUNISTIC CR
DOUBLELINE OPPORTUNISTIC CR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 69 Institutional holders with a total value of $85,926,310.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 473,209 10,931,000 12.72%
2 Horizon Kinetics LLC 419,816 9,698,000 11.29%
3 UBS Group AG 412,607 9,531,000 11.09%
4 Apriem Advisors 287,613 6,644,000 7.73%
5 LPL Financial LLC 175,371 4,055,000 4.72%
6 BANK OF AMERICA CORP /DE/ 160,800 3,714,000 4.32%
7 Van Hulzen Asset Management, LLC 139,909 3,232,000 3.76%
8 Laurion Capital Management LP 138,874 3,208,000 3.73%
9 LADENBURG THALMANN FINANCIAL SERVICES INC. 113,441 2,620,000 3.05%
10 Cetera Advisor Networks LLC 89,232 2,057,000 2.39%
11 HighTower Advisors, LLC 88,309 2,038,000 2.37%
12 DOLIVER ADVISORS, LP 82,932 1,916,000 2.23%
13 INTELLECTUS PARTNERS, LLC 74,461 1,720,000 2.00%
14 Invesco Ltd. 73,262 1,692,000 1.97%
15 RAYMOND JAMES & ASSOCIATES 69,810 1,613,000 1.88%
16 WELLS FARGO & COMPANY/MN 63,887 1,475,000 1.72%
17 SIT INVESTMENT ASSOCIATES INC 58,790 1,358,000 1.58%
18 BANK OF MONTREAL /CAN/ 56,655 1,317,000 1.53%
19 SII INVESTMENTS INC/WI 46,972 1,081,000 1.26%
20 Cambridge Investment Research Advisors, Inc. 45,842 1,059,000 1.23%
21 CLOUGH CAPITAL PARTNERS L P 43,400 1,003,000 1.17%
22 FIRST FOUNDATION ADVISORS 38,560 890,000 1.04%
23 NATIONAL PLANNING CORP 36,508 847,000 0.99%
24 Commonwealth Equity Services, Inc 36,089 834,000 0.97%
25 ALETHEA CAPITAL MANAGEMENT, LLC 27,751 641,000 0.75%
26 ROYAL BANK OF CANADA 26,225 606,000 0.71%
27 Joel Isaacson & Co., LLC 25,917 599,000 0.70%
28 Essex Financial Services, Inc. 29,542 561,000 0.65%
29 Bank of New York Mellon Corp 23,376 540,000 0.63%
30 AMERIPRISE FINANCIAL INC 22,458 519,000 0.60%
31 Squarepoint Ops LLC 20,350 470,000 0.55%
32 Partnervest Advisory Services LLC 19,960 461,000 0.54%
33 WEALTHSOURCE PARTNERS, LLC 17,964 415,000 0.48%
34 Virtu KCG Holdings LLC 17,888 413,000 0.48%
35 Janney Montgomery Scott LLC 17,868 413,000 0.48%
36 ENVESTNET ASSET MANAGEMENT INC 17,811 411,000 0.48%
37 Private Advisor Group, LLC 17,393 404,000 0.47%
38 WHITTIER TRUST CO 16,049 371,000 0.43%
39 Weiss Asset Management LP 16,025 370,000 0.43%
40 Sigma Planning Corp 15,967 369,000 0.43%
41 Atria Investments, Inc 15,392 356,000 0.41%
42 Homrich & Berg 13,823 319,000 0.37%
43 SCOTIA CAPITAL INC. 12,249 283,000 0.33%
44 WEDBUSH SECURITIES INC 12,071 279,000 0.32%
45 Brown Advisory Securities, LLC 11,700 271,000 0.32%
46 INVESTMENT HOUSE LLC 11,325 262,000 0.30%
47 Raymond James Financial Services Advisors, Inc. 11,268 260,000 0.30%
48 STIFEL FINANCIAL CORP 11,190 260,000 0.30%
49 LAUREL WEALTH ADVISORS, INC. 10,097 233,000 0.27%
50 Focused Wealth Management, Inc 9,787 226,000 0.26%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.