Dark
Light
System
Institutional Investment Manager
Cambridge Investment Research Advisors, Inc.
Cambridge Investment Research Advisors, Inc. (CIK: 0001419186) incorporated in Iowa, located at 1776 Pleasant Plain Road, Fairfield, IA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001419186-14-000013) filed in 2014.11.05
#
Name
Shares
Value ($)
%
Options
Notes
1 GABELLI EQUITY TR INC 56,000 3 0.00%
2 LUCAS ENERGY INC 11,500 5 0.00%
3 TIGER MEDIA INC 10,000 5 0.00%
4 CLEVELAND BIOLABS INC 15,000 7 0.00%
5 CAMAC ENERGY INC 12,173 8 0.00%
6 Comstock Mining Inc 11,050 13 0.00%
7 PROVECTUS 12,664 13 0.00%
8 AETERNA ZENTARIS INC 10,055 13 0.00%
9 Neo Performance Materials 10,876 13 0.00%
10 Vantage Drilling Company 12,000 15 0.00%
11 GOLDEN STAR RES LTD CDA 44,110 18 0.00%
12 ENTEROMEDICS INC 15,825 19 0.00%
13 MICROVISION INC DEL 10,350 20 0.00%
14 BGC PARTNERS INC 20,000 21 0.00%
15 MINES MGMT INC 34,200 21 0.00%
16 Quicksilver Resources Inc 36,950 22 0.00%
17 Capstone Turbine 20,100 22 0.00%
18 BPZ RESOURCES INC COM 11,800 23 0.00%
19 GERON CORP 11,985 24 0.00%
20 Prospect Capital Corp 25,000 26 0.00%
21 Ares Capital Corp 25,000 26 0.00%
22 OCLARO INC 18,000 26 0.00%
23 PREMIER EXHIBITIONS INC 36,125 27 0.00%
24 POLYMET MINING CORP 27,848 30 0.00%
25 ANNALY CAP MGMT INC 31,000 31 0.00%
26 ARCH COAL INC 15,585 33 0.00%
27 GALENA BIOPHARMA INC 15,819 33 0.00%
28 KINROSS GOLD CORP 10,079 33 0.00%
29 ZION OIL & GAS INC 19,727 34 0.00%
30 KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 11,019 40 0.00%
31 PROSPECT CAPITAL CORPORATION 40,000 41 0.00%
32 SUPERCONDUCTOR TECHNOLOGIES 15,000 42 0.00%
33 UNILIFE CORP 18,985 44 0.00%
34 ION GEOPHYSICAL CORP 16,980 47 0.00%
35 MFS HIGH INCOME MUN TR 10,000 48 0.00%
36 CUMBERLAND PHARMACEUTICALS I COM 10,000 49 0.00%
37 ALPHA NATURAL RESOURCES 20,475 51 0.00%
38 SEVERN BANCORP ANNAPOLIS MD 12,358 56 0.00%
39 THESTREET INC 25,424 57 0.00%
40 IDERA PHARMACEUTICALS INCORPORATED COM NEW 25,000 57 0.00%
41 ADCARE HEALTH SYSTEMS INC 12,584 60 0.00%
42 CENTURY CASINOS INC COM 11,950 61 0.00%
43 STUDENT TRANSN INC 10,135 63 0.00%
44 GOLD RESOURCE CORP 12,951 66 0.00%
45 LIBERTY ALL STAR EQUITY FD 11,513 67 0.00%
46 ARMOUR RESIDENTIAL REIT 17,722 68 0.00%
47 PARAMOUNT GOLD & SILVER COR 77,363 70 0.00%
48 HECLA MNG CO 28,725 71 0.00%
49 SILVER STD RES INC 11,839 72 0.00%
50 MFS MUN INCOME TR 11,003 72 0.00%
Page 1 of 32