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Institutional Investment Manager
Apriem Advisors
Apriem Advisors (CIK: 0001425165) incorporated in California, located at 19200 Von Karman Ave, Irvine, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q1)
Portfolio Summary: 643 holdings with a total value of $254,132,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 NUVEEN S&P 500 BUY-WRITE INC 65,773 837,000 0.33%
52 TESLA INC 3,623 832,000 0.33%
53 EATON VANCE LTD COM 63,100 832,000 0.33%
54 DNP SELECT INCOME FD INC 74,450 745,000 0.29%
55 CARE CAP PPTYS INC 26,300 706,000 0.28%
56 CHEVRON CORP NEW 7,103 678,000 0.27%
57 GLAXOSMITHKLINE PLC 16,212 657,000 0.26%
58 ANNALY CAPITAL MANAGEMENT INC COM 61,028 626,000 0.25%
59 CLAYMORE EXCHANGE TRD FD TR 32,516 601,000 0.24%
60 JOHNSON CTLS INTL PLC 14,614 570,000 0.22%
61 VANGUARD INDEX FDS 4,362 457,000 0.18%
62 POWERSHARES ETF TR II 15,854 415,000 0.16%
63 INTEL CORP 12,796 414,000 0.16%
64 AMAZON COM INC 617 366,000 0.14%
65 ISHARES TR 8,800 343,000 0.13%
66 HOME DEPOT INC 2,559 341,000 0.13%
67 SCHWAB U.S. LARGE-CAP GROWTH ETF 6,475 339,000 0.13%
68 MERCK & CO INC 6,337 335,000 0.13%
69 PROCTER AND GAMBLE CO 4,054 334,000 0.13%
70 NORTHROP GRUMMAN CORP 1,677 332,000 0.13%
71 POWERSHARES QQQ TRUST 3,023 330,000 0.13%
72 ISHARES TR 2,951 326,000 0.13%
73 SPDR SER TR 6,510 321,000 0.13%
74 ALTRIA GROUP INC 5,083 319,000 0.13%
75 SPDR GOLD TR 2,600 306,000 0.12%
76 PHILIP MORRIS INTL INC 3,043 299,000 0.12%
77 QORVO 5,825 294,000 0.12%
78 CATHAY GEN BANCORP 10,000 283,000 0.11%
79 LOWES COS INC 3,723 282,000 0.11%
80 DUKE ENERGY CORP NEW 3,400 274,000 0.11%
81 DISNEY WALT CO 2,633 261,000 0.10%
82 PIMCO ETF TR 2,470 261,000 0.10%
83 TIME WARNER INC 3,550 258,000 0.10%
84 SELECT SECTOR SPDR TR 4,020 249,000 0.10%
85 COSTCO WHSL CORP NEW 1,580 249,000 0.10%
86 BLACKROCK CORE BD TR 17,607 236,000 0.09%
87 BOEING CO 1,850 235,000 0.09%
88 GENERAL MLS INC 3,699 234,000 0.09%
89 EDISON INTL 3,200 230,000 0.09%
90 NIKE INC 3,747 230,000 0.09%
91 UNITED TECHNOLOGIES CORP 2,251 225,000 0.09%
92 First Fndtn Inc 10,000 224,000 0.09%
93 1/100 Berkshire Htwy Cla 1 213,000 0.08%
94 YUM BRANDS INC 2,525 207,000 0.08%
95 ISHARES TR 1,470 207,000 0.08%
96 CONOCOPHILLIPS 5,070 204,000 0.08%
97 HONEYWELL INTL INC 1,775 199,000 0.08%
98 INTERNATIONAL BUSINESS MACHS 1,257 190,000 0.07%
99 JOHNSON & JOHNSON 1,725 187,000 0.07%
100 CAPRICOR THERAPEUTICS INC 70,962 180,000 0.07%
Page 2 of 13

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001140361-16-065029, filed 2016.05.13).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.