| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 5,651,732 | 74,489,000 | 18.00% | ||
| 2 | UBS Group AG | 3,790,215 | 49,955,000 | 12.07% | ||
| 3 | RELATIVE VALUE PARTNERS GROUP, LLC | 2,441,559 | 31,154,000 | 7.53% | ||
| 4 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 2,217,736 | 29,230,000 | 7.06% | ||
| 5 | SIT INVESTMENT ASSOCIATES INC | 1,808,925 | 23,842,000 | 5.76% | ||
| 6 | Invesco Ltd. | 1,666,868 | 21,969,000 | 5.31% | ||
| 7 | Advisors Asset Management, Inc. | 1,217,139 | 16,042,000 | 3.88% | ||
| 8 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 1,180,863 | 15,564,000 | 3.76% | ||
| 9 | 1607 Capital Partners, LLC | 824,756 | 10,870,000 | 2.63% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 795,596 | 10,486,000 | 2.53% | ||
| 11 | LAZARD ASSET MANAGEMENT LLC | 784,125 | 10,334,000 | 2.50% | PRN | |
| 12 | Laurion Capital Management LP | 645,467 | 8,507,000 | 2.06% | ||
| 13 | ADVOCACY WEALTH MANAGEMENT SERVICES, LLC | 543,447 | 7,163,000 | 1.73% | ||
| 14 | LPL Financial LLC | 542,105 | 7,102,000 | 1.72% | ||
| 15 | Camelot Portfolios, LLC | 508,417 | 6,701,000 | 1.62% | ||
| 16 | Commonwealth Equity Services, Inc | 497,495 | 6,557,000 | 1.58% | ||
| 17 | Yorktown Management & Research Co Inc | 400,000 | 5,272,000 | 1.27% | ||
| 18 | BANK OF MONTREAL /CAN/ | 374,000 | 4,929,000 | 1.19% | ||
| 19 | Saba Capital Management, L.P. | 366,801 | 4,834,000 | 1.17% | ||
| 20 | AMERIPRISE FINANCIAL INC | 359,261 | 4,739,000 | 1.15% | ||
| 21 | Horizon Kinetics LLC | 309,422 | 4,078,000 | 0.99% | ||
| 22 | WELLS FARGO & COMPANY/MN | 244,673 | 3,224,000 | 0.78% | ||
| 23 | HighTower Advisors, LLC | 227,704 | 3,003,000 | 0.73% | ||
| 24 | STIFEL FINANCIAL CORP | 218,966 | 2,886,000 | 0.70% | ||
| 25 | ZAZOVE ASSOCIATES LLC | 201,785 | 2,660,000 | 0.64% | ||
| 26 | COHEN & STEERS, INC. | 154,749 | 2,040,000 | 0.49% | ||
| 27 | Creative Planning | 153,646 | 2,025,000 | 0.49% | ||
| 28 | AQR ARBITRAGE LLC | 151,560 | 1,998,000 | 0.48% | ||
| 29 | Capital Investment Advisors, LLC | 148,385 | 1,956,000 | 0.47% | ||
| 30 | AVALON CAPITAL MANAGEMENT | 140,064 | 1,846,000 | 0.45% | ||
| 31 | CITIGROUP INC | 130,231 | 1,716,000 | 0.41% | ||
| 32 | First Allied Advisory Services, Inc. | 128,946 | 1,705,000 | 0.41% | ||
| 33 | BLACKROCK ADVISORS LLC | 125,317 | 1,652,000 | 0.40% | ||
| 34 | Cambridge Investment Research Advisors, Inc. | 119,728 | 1,578,000 | 0.38% | ||
| 35 | Aviance Capital Partners, LLC | 112,614 | 1,484,000 | 0.36% | ||
| 36 | POINTE CAPITAL MANAGEMENT LLC | 111,375 | 1,468,000 | 0.35% | ||
| 37 | MARINER INVESTMENT GROUP LLC | 101,999 | 1,344,000 | 0.32% | ||
| 38 | Investors Capital Advisory Services | 94,112 | 1,240,000 | 0.30% | ||
| 39 | Raymond James Financial Services Advisors, Inc. | 89,838 | 1,184,000 | 0.29% | ||
| 40 | SUNTRUST BANKS INC | 82,215 | 1,083,000 | 0.26% | ||
| 41 | Blume Capital Management, Inc. | 82,059 | 1,082,000 | 0.26% | ||
| 42 | GUGGENHEIM CAPITAL LLC | 81,548 | 1,075,000 | 0.26% | ||
| 43 | ROYAL BANK OF CANADA | 78,095 | 1,030,000 | 0.25% | ||
| 44 | JANUS HENDERSON INVESTORS US LLC | 74,680 | 984,000 | 0.24% | ||
| 45 | ALETHEA CAPITAL MANAGEMENT, LLC | 68,002 | 896,000 | 0.22% | ||
| 46 | FIRST TRUST ADVISORS LP | 67,714 | 892,000 | 0.22% | ||
| 47 | INVESTMENT CENTERS OF AMERICA INC | 65,729 | 860,000 | 0.21% | ||
| 48 | Apriem Advisors | 63,100 | 832,000 | 0.20% | ||
| 49 | Sterneck Capital Management, LLC | 62,288 | 821,000 | 0.20% | ||
| 50 | Curi Capital, LLC | 60,353 | 795,000 | 0.19% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
